Last 12 months
Inside the activity.
0 purchase rows · 37 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 7 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 9 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2020 Filed Nov 6, 2020 23:17 UTC |
KRAMER FRANCIS JDirector
|
Exercise / conversionCommon Stock | 14,570 | $17.53 | $255,412.10 |
DisclosureSEC source: 0001562180-20-006585 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:17 UTC |
Koeppen ChristopherChief Technology Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 2,240 | $0.00 Strike: $19.37 | $0.00 |
DisclosureSEC source: 0001562180-20-006584 · primarydocument.xml · derivative · entry 5 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,240 shares Expires 2023-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options fully vested on August 17, 2018. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:17 UTC |
Koeppen ChristopherChief Technology Officer
|
SaleCommon Stock | 2,240 | $54.00 | $120,960.00 |
DisclosureSEC source: 0001562180-20-006584 · primarydocument.xml · nonDerivative · entry 2 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,853 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:17 UTC |
Koeppen ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 2,240 | $19.37 | $43,388.80 |
DisclosureSEC source: 0001562180-20-006584 · primarydocument.xml · nonDerivative · entry 1 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 19:07 UTC |
BASHAW WALTER ROBERT IIPresident
|
Tax withholdingCommon Stock | 733 | $41.74 | $30,595.42 |
DisclosureSEC source: 0001562180-20-006300 · primarydocument.xml · nonDerivative · entry 1 BASHAW WALTER ROBERT II · CIK 0001658035 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,798 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:47 UTC |
Xia Howard H.Director
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001517296-20-000001 · primary_doc.xml · nonDerivative · entry 1 Xia Howard H. · CIK 0001517296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,602 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:42 UTC |
KRAMER FRANCIS JDirector
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001191458-20-000002 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,395 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. F2 · balance_after: Includes 20,008 shares inadvertently omitted previously in the amount of securities beneficially owned by the reporting person. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:33 UTC |
SADASIVAM SHAKERDirector
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001233432-20-000001 · primary_doc.xml · nonDerivative · entry 1 SADASIVAM SHAKER · CIK 0001233432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,997 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:24 UTC |
PELAEZ MARC Y EDirector
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001222113-20-000001 · primary_doc.xml · nonDerivative · entry 1 PELAEZ MARC Y E · CIK 0001222113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,343 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. F2 · balance_after: Includes 423 shares acquired on September 24, 2019 in exchange for shares of Finisar Corporation beneficially owned by the reporting person upon consummation of II-VI Incorporated's acquisition of Finisar Corporation. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:11 UTC |
Hatter PatriciaDirector
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001756876-20-000001 · primary_doc.xml · nonDerivative · entry 1 Hatter Patricia · CIK 0001756876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,163 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:07 UTC |
Dreyer Michael LDirector
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000820318-20-000024 · primary_doc.xml · nonDerivative · entry 1 Dreyer Michael L · CIK 0001560297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,477 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:01 UTC |
Digirolomo EnricoDirector
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001741413-20-000001 · primary_doc.xml · nonDerivative · entry 1 Digirolomo Enrico · CIK 0001741413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 17:56 UTC |
CORASANTI JOSEPH JDirector
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001222114-20-000001 · primary_doc.xml · nonDerivative · entry 1 CORASANTI JOSEPH J · CIK 0001222114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,997 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 15:14 UTC |
Koeppen ChristopherChief Technology Officer
|
Tax withholdingCommon Stock | 521 | $42.28 | $22,027.88 |
DisclosureSEC source: 0001781635-20-000001 · primary_doc.xml · nonDerivative · entry 2 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,853 F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 15:14 UTC |
Koeppen ChristopherChief Technology Officer
|
GrantCommon Stock | 10,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001781635-20-000001 · primary_doc.xml · nonDerivative · entry 1 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,374 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:49 UTC |
BASHAW WALTER ROBERT IIPresident
|
Tax withholdingCommon Stock | 991 | $42.28 | $41,899.48 |
DisclosureSEC source: 0001658035-20-000001 · primary_doc.xml · nonDerivative · entry 2 BASHAW WALTER ROBERT II · CIK 0001658035 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,531 F3 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:49 UTC |
BASHAW WALTER ROBERT IIPresident
|
GrantCommon Stock | 21,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001658035-20-000001 · primary_doc.xml · nonDerivative · entry 1 BASHAW WALTER ROBERT II · CIK 0001658035 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,522 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. F2 · balance_after: Includes 515 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 15:02 UTC |
Schwendinger Jo AnneChief Legal & Compl. Officer
|
Tax withholdingCommon Stock | 1,943 | $42.28 | $82,150.04 |
DisclosureSEC source: 0001699660-20-000001 · primary_doc.xml · nonDerivative · entry 2 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,029 F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 15:02 UTC |
Schwendinger Jo AnneChief Legal & Compl. Officer
|
GrantCommon Stock | 14,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001699660-20-000001 · primary_doc.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,972 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:39 UTC |
RAYMOND MARY JANEChief Financial Officer
|
Tax withholdingCommon Stock | 2,646 | $42.28 | $111,872.88 |
DisclosureSEC source: 0001192758-20-000001 · primary_doc.xml · nonDerivative · entry 2 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,855 F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:39 UTC |
RAYMOND MARY JANEChief Financial Officer
|
GrantCommon Stock | 23,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001192758-20-000001 · primary_doc.xml · nonDerivative · entry 1 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,501 F1 · shares: These shares represent a restricted stock award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:28 UTC |
BARBAROSSA GIOVANNIChief Strategy Officer
|
Tax withholdingCommon Stock | 2,966 | $42.28 | $125,402.48 |
DisclosureSEC source: 0001237685-20-000001 · primary_doc.xml · nonDerivative · entry 2 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,175 F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:28 UTC |
BARBAROSSA GIOVANNIChief Strategy Officer
|
GrantCommon Stock | 22,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001237685-20-000001 · primary_doc.xml · nonDerivative · entry 1 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,141 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:17 UTC |
MATTERA VINCENT D JRDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,843 | $42.28 | $120,202.04 |
DisclosureSEC source: 0001343837-20-000001 · primary_doc.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,050 F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:17 UTC |
MATTERA VINCENT D JRDirector · Chief Executive Officer
|
GrantCommon Stock | 71,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001343837-20-000001 · primary_doc.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,893 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:33 UTC |
BARBAROSSA GIOVANNIChief Strategy Officer
|
Tax withholdingCommon Stock | 8,704 | $46.21 | $402,211.84 |
DisclosureSEC source: 0001562180-20-005601 · primarydocument.xml · nonDerivative · entry 2 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,515 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:33 UTC |
BARBAROSSA GIOVANNIChief Strategy Officer
|
GrantCommon Stock | 15,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005601 · primarydocument.xml · nonDerivative · entry 1 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,219 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC |
Schwendinger Jo AnneChief Legal & Compl. Officer
|
Tax withholdingCommon Stock | 4,396 | $46.21 | $203,139.16 |
DisclosureSEC source: 0001562180-20-005600 · primarydocument.xml · nonDerivative · entry 2 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,143 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC |
Schwendinger Jo AnneChief Legal & Compl. Officer
|
GrantCommon Stock | 12,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005600 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,539 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC |
MATTERA VINCENT D JRDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 28,391 | $46.21 | $1,311,948.11 |
DisclosureSEC source: 0001562180-20-005599 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,143 F3 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC |
MATTERA VINCENT D JRDirector · Chief Executive Officer
|
GrantCommon Stock | 64,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005599 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,534 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017. F2 · balance_after: Includes 742 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan and 13 shares acquired on September 24, 2019 in exchange for shares of Finisar Corporation beneficially owned by the reporting person upon consummation of II-VI Incorporated's acquisition of Finisar Corporation. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC |
Koeppen ChristopherChief Technology Officer
|
Tax withholdingCommon Stock | 601 | $46.21 | $27,772.21 |
DisclosureSEC source: 0001562180-20-005598 · primarydocument.xml · nonDerivative · entry 2 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,505 F3 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC |
Koeppen ChristopherChief Technology Officer
|
GrantCommon Stock | 1,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005598 · primarydocument.xml · nonDerivative · entry 1 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,106 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017. F2 · balance_after: Includes 454 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan of 80 shares and 368 restricted stock units inadvertently omitted from prior filings. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC |
RAYMOND MARY JANEChief Financial Officer
|
Tax withholdingCommon Stock | 9,323 | $46.21 | $430,815.83 |
DisclosureSEC source: 0001562180-20-005597 · primarydocument.xml · nonDerivative · entry 2 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,522 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC |
RAYMOND MARY JANEChief Financial Officer
|
GrantCommon Stock | 19,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005597 · primarydocument.xml · nonDerivative · entry 1 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,845 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 23:36 UTC |
KRAMER FRANCIS JDirector
|
Exercise / conversionOption (Right to buy) · Derivative | 14,500 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-005359 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,570 Underlying: Common Stock · 14,500 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 23:36 UTC |
KRAMER FRANCIS JDirector
|
SaleCommon Stock | 14,500 | $52.53 | $761,653.10 |
DisclosureSEC source: 0001562180-20-005359 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,549 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $52.50 to $52.64. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 23:36 UTC |
KRAMER FRANCIS JDirector
|
Exercise / conversionCommon Stock | 14,500 | $17.53 | $254,185.00 |
DisclosureSEC source: 0001562180-20-005359 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:13 UTC |
RAYMOND MARY JANEChief Financial Officer
|
SaleCommon Stock | 2,000 | $52.00 | $104,000.00 |
DisclosureSEC source: 0001562180-20-005322 · primarydocument.xml · nonDerivative · entry 1 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,789 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 16:34 UTC |
KRAMER FRANCIS JDirector
|
Exercise / conversionOption (Right to buy) · Derivative | 14,500 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-004613 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,070 Underlying: Common Stock · 14,500 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 16:34 UTC |
KRAMER FRANCIS JDirector
|
SaleCommon Stock | 14,500 | $50.04 | $725,651.05 |
DisclosureSEC source: 0001562180-20-004613 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,549 F2 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $50.00 to $50.19. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. F1 · balance_after: Includes, 50,000 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 16:34 UTC |
KRAMER FRANCIS JDirector
|
Exercise / conversionCommon Stock | 14,500 | $17.53 | $254,185.00 |
DisclosureSEC source: 0001562180-20-004613 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes, 50,000 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 18:03 UTC |
KRAMER FRANCIS JDirector
|
Exercise / conversionOption (Right to buy) · Derivative | 14,500 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-004498 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,570 Underlying: Common Stock · 14,500 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 18:03 UTC |
KRAMER FRANCIS JDirector
|
SaleCommon Stock | 14,500 | $47.63 | $690,621.95 |
DisclosureSEC source: 0001562180-20-004498 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,549 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $47.50 to $47.98. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 18:03 UTC |
KRAMER FRANCIS JDirector
|
Exercise / conversionCommon Stock | 14,500 | $17.53 | $254,185.00 |
DisclosureSEC source: 0001562180-20-004498 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 13:31 UTC |
RAYMOND MARY JANEChief Financial Officer
|
SaleCommon Stock | 2,000 | $50.00 | $100,000.00 |
DisclosureSEC source: 0001562180-20-004337 · primarydocument.xml · nonDerivative · entry 2 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,789 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 13:31 UTC |
RAYMOND MARY JANEChief Financial Officer
|
SaleCommon Stock | 4,000 | $48.80 | $195,200.00 |
DisclosureSEC source: 0001562180-20-004337 · primarydocument.xml · nonDerivative · entry 1 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,789 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 13:31 UTC |
Koeppen ChristopherChief Technology Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 700 | $0.00 Strike: $18.93 | $0.00 |
DisclosureSEC source: 0001562180-20-004336 · primarydocument.xml · derivative · entry 3 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920 Underlying: Common Stock · 500 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options fully vested on August 18, 2017. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 13:31 UTC |
Koeppen ChristopherChief Technology Officer
|
SaleCommon Stock | 700 | $49.00 | $34,300.00 |
DisclosureSEC source: 0001562180-20-004336 · primarydocument.xml · nonDerivative · entry 2 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,332 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 13:31 UTC |
Koeppen ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 700 | $18.93 | $13,251.00 |
DisclosureSEC source: 0001562180-20-004336 · primarydocument.xml · nonDerivative · entry 1 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.