COHR

SEC source: 0001781635-22-000002 · primary_doc.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,985

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001781635-22-000002 · primary_doc.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,725

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2019.

SEC source: 0001192758-22-000002 · primary_doc.xml · nonDerivative · entry 2

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,430

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001192758-22-000002 · primary_doc.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,635

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2019.

SEC source: 0001237685-22-000002 · primary_doc.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,629

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001237685-22-000002 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,950

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2019.

SEC source: 0001658035-22-000002 · primary_doc.xml · nonDerivative · entry 2

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,111

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001658035-22-000002 · primary_doc.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,203

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2019.

SEC source: 0001343837-22-000002 · primary_doc.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,613

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001343837-22-000002 · primary_doc.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,714

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2019.

SEC source: 0000820318-22-000012 · primary_doc.xml · nonDerivative · entry 1

SOBEY MARK STEWART · CIK 0001182387 · President - Lasers Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,891

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0000899243-22-025543 · doc4.xml · derivative · entry 2

PAGLIUCA STEPHEN G · CIK 0001240386 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 140,000

Underlying: Common Stock · 16,470,587 shares

Expires not disclosed

F1 · derivative.exercise_price: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend").

F2 · derivative.exercise_price: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred

F3 · derivative.exercise_price: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.

F1 · derivative.exercise_date: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend").

F2 · derivative.exercise_date: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred

F3 · derivative.exercise_date: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.

F1 · derivative.expiration_date: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend").

F2 · derivative.expiration_date: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred

F3 · derivative.expiration_date: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.

F1 · derivative.underlying_shares: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend").

F2 · derivative.underlying_shares: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred

F3 · derivative.underlying_shares: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.

F4 · ownership.nature: Represents 75,000 shares of Series B-1 Preferred Stock held by BCPE Watson (DE) BML, LP ("BML") and 75,000 and 65,000 shares of Series B-2 Preferred Stock held respectively by BML and BCPE Watson (DE) ORML, LP ("ORML").

F5 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the manager of Bain Capital Partners XII, LLC, which is the general partner of Bain Capital Fund XII, L.P. ("Fund XII"). Fund XII is the sole member of BCPE Watson (DE) Aggregator GP, LLC, which is the general partner of BCPE Watson (DE) Aggregator, LP ("Aggregator"). Aggregator is the sole member of each of (i) BCPE Watson (DE) BML GP, LLC, which is the general partner of BML, and (ii) BCPE Watson (DE) ORML GP, LLC, which is the general partner of ORML. Mr. Pagliuca is a Managing Director of BCI. As a result, Mr. Pagliuca may be deemed to share voting and dispositive power with respect to the securities held by each of BML and ORML. Mr. Pagliuca disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-22-025543 · doc4.xml · derivative · entry 1

PAGLIUCA STEPHEN G · CIK 0001240386 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 75,000

Underlying: Common Stock · 9,390,248 shares

Expires not disclosed

F1 · derivative.exercise_price: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend").

F2 · derivative.exercise_price: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred

F3 · derivative.exercise_price: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.

F1 · derivative.exercise_date: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend").

F2 · derivative.exercise_date: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred

F3 · derivative.exercise_date: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.

F1 · derivative.expiration_date: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend").

F2 · derivative.expiration_date: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred

F3 · derivative.expiration_date: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.

F1 · derivative.underlying_shares: Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock") and Series B-2 Convertible Preferred Stock ("Series B-2 Preferred Stock" and, together with the Series B-1 Preferred Stock, "Series B Preferred Stock") were issued on March 31, 2021 and July 1, 2022, respectively, pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share. Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend").

F2 · derivative.underlying_shares: (Continued Footnote 1) Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price.The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares. In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred

F3 · derivative.underlying_shares: (Continued Footnote 2) Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.

F4 · ownership.nature: Represents 75,000 shares of Series B-1 Preferred Stock held by BCPE Watson (DE) BML, LP ("BML") and 75,000 and 65,000 shares of Series B-2 Preferred Stock held respectively by BML and BCPE Watson (DE) ORML, LP ("ORML").

F5 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the manager of Bain Capital Partners XII, LLC, which is the general partner of Bain Capital Fund XII, L.P. ("Fund XII"). Fund XII is the sole member of BCPE Watson (DE) Aggregator GP, LLC, which is the general partner of BCPE Watson (DE) Aggregator, LP ("Aggregator"). Aggregator is the sole member of each of (i) BCPE Watson (DE) BML GP, LLC, which is the general partner of BML, and (ii) BCPE Watson (DE) ORML GP, LLC, which is the general partner of ORML. Mr. Pagliuca is a Managing Director of BCI. As a result, Mr. Pagliuca may be deemed to share voting and dispositive power with respect to the securities held by each of BML and ORML. Mr. Pagliuca disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

SEC source: 0001781635-22-000001 · primary_doc.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,595

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023.

SEC source: 0000820318-22-000011 · primary_doc.xml · nonDerivative · entry 1

SOBEY MARK STEWART · CIK 0001182387 · President - Lasers Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,210

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023.

SEC source: 0001237685-22-000001 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,066

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023.

SEC source: 0001192758-22-000001 · primary_doc.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,267

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023.

SEC source: 0001343837-22-000001 · primary_doc.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,266

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023.

SEC source: 0001658035-22-000001 · primary_doc.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,685

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023.

SEC source: 0001562180-22-003479 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,329

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

F2 · balance_after: Includes 160 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.

SEC source: 0001562180-22-003263 · primarydocument.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,065

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2021.

SEC source: 0001562180-22-003015 · primarydocument.xml · derivative · entry 4

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock · 6,000 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-003015 · primarydocument.xml · nonDerivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,746

SEC source: 0001562180-22-003015 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,746

SEC source: 0001562180-22-003015 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-003014 · primarydocument.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,260

Underlying: Common Stock · 22,610 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-003014 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,830

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2021.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $75.00 to $75.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001562180-22-003014 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-002920 · primarydocument.xml · nonDerivative · entry 1

Digirolomo Enrico · CIK 0001741413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636

SEC source: 0001562180-22-002832 · primarydocument.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,415

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2021.

SEC source: 0001562180-22-002831 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,849

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

SEC source: 0001562180-22-001527 · primarydocument.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,647

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 28, 2021.

SEC source: 0001562180-22-001504 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,849

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

SEC source: 0001562180-22-001352 · primarydocument.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,765

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2021.

F2 · balance_after: Includes 152 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.

SEC source: 0001562180-22-000826 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,849

F1 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

F2 · balance_after: Includes 295 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.

SEC source: 0001562180-22-000492 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,734

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

SEC source: 0001562180-22-000528 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,669

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

SEC source: 0001562180-22-000313 · primarydocument.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,963

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2021.

SEC source: 0001562180-21-007853 · primarydocument.xml · nonDerivative · entry 2

RAYMOND MARY JANE · CIK 0001192758 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,647

SEC source: 0001562180-21-007853 · primarydocument.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,647

SEC source: 0001562180-21-007713 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,734

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.

SEC source: 0001562180-21-007712 · primarydocument.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,313

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2021.

SEC source: 0001562180-21-007341 · primarydocument.xml · nonDerivative · entry 1

Neal-Graves Lisa · CIK 0001896118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on November 28, 2022.

SEC source: 0001562180-21-007046 · primarydocument.xml · derivative · entry 3

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,620 shares

Expires 2022-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested on August 18, 2017.

SEC source: 0001562180-21-007046 · primarydocument.xml · nonDerivative · entry 2

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,141

SEC source: 0001562180-21-007046 · primarydocument.xml · nonDerivative · entry 1

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-006353 · primarydocument.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,713

F1 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001562180-21-005852 · primarydocument.xml · derivative · entry 5

Digirolomo Enrico · CIK 0001741413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Common Stock · 2,906 shares

Expires 2029-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020.

SEC source: 0001562180-21-005852 · primarydocument.xml · derivative · entry 4

Digirolomo Enrico · CIK 0001741413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 3,015 shares

Expires 2028-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2019.

SEC source: 0001562180-21-005852 · primarydocument.xml · nonDerivative · entry 3

Digirolomo Enrico · CIK 0001741413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,915

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $61.27 to $61.36. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.