Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2013 Filed Feb 19, 2013 22:34 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionCommon Stock | 33,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004577 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 13,131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003861 · doc4.xml · derivative · entry 4 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,263 Underlying: Common Stock · 13,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
PERLIN GARY LChief Financial Officer
|
Disposition to issuerCommon Stock | 13,131 | $57.87 | $759,890.97 |
DisclosureSEC source: 0001225208-13-003861 · doc4.xml · nonDerivative · entry 3 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,883 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
PERLIN GARY LChief Financial Officer
|
Tax withholdingCommon Stock | 5,830 | $57.27 | $333,884.10 |
DisclosureSEC source: 0001225208-13-003861 · doc4.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,014 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionCommon Stock | 13,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003861 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionRestricted Stock Units · Derivative | 9,521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003860 · doc4.xml · derivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,043 Underlying: Common Stock · 9,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Schneider Ryan M.President, Card
|
Disposition to issuerCommon Stock | 9,521 | $57.87 | $550,980.27 |
DisclosureSEC source: 0001225208-13-003860 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,990 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Schneider Ryan M.President, Card
|
Tax withholdingCommon Stock | 4,893 | $57.27 | $280,222.11 |
DisclosureSEC source: 0001225208-13-003860 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,511 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionCommon Stock | 9,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003860 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,708 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003862 · doc4.xml · derivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,417 Underlying: Common Stock · 6,708 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Disposition to issuerCommon Stock | 6,708 | $57.87 | $388,191.96 |
DisclosureSEC source: 0001225208-13-003862 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,043 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Tax withholdingCommon Stock | 2,948 | $57.27 | $168,831.96 |
DisclosureSEC source: 0001225208-13-003862 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,751 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionCommon Stock | 6,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003862 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Blackley Richard ScottPrincipal Accounting Officer
|
Tax withholdingCommon Stock | 957 | $57.27 | $54,807.39 |
DisclosureSEC source: 0001225208-13-003864 · doc4.xml · nonDerivative · entry 1 Blackley Richard Scott · CIK 0001525020 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,445 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 8,872 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003863 · doc4.xml · derivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,745 Underlying: Common Stock · 8,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Disposition to issuerCommon Stock | 8,872 | $57.87 | $513,422.64 |
DisclosureSEC source: 0001225208-13-003863 · doc4.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,436 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Tax withholdingCommon Stock | 3,472 | $57.27 | $198,841.44 |
DisclosureSEC source: 0001225208-13-003863 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,308 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Stock | 8,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003863 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003865 · doc4.xml · derivative · entry 4 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,919 Underlying: Common Stock · 2,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Disposition to issuerCommon Stock | 2,459 | $57.87 | $142,302.33 |
DisclosureSEC source: 0001225208-13-003865 · doc4.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,021 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Tax withholdingCommon Stock | 1,009 | $57.27 | $57,785.43 |
DisclosureSEC source: 0001225208-13-003865 · doc4.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,480 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Exercise / conversionCommon Stock | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003865 · doc4.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,104 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003866 · doc4.xml · derivative · entry 5 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,211 Underlying: Common Stock · 8,104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Berson Jory AChief Human Resources Officer
|
Disposition to issuerCommon Stock | 8,104 | $57.87 | $468,978.48 |
DisclosureSEC source: 0001225208-13-003866 · doc4.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,437 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Berson Jory AChief Human Resources Officer
|
Tax withholdingCommon Stock | 3,580 | $57.27 | $205,026.60 |
DisclosureSEC source: 0001225208-13-003866 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,541 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 8,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003866 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003867 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,611 Underlying: Common Stock · 6,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Alexander Robert M.Chief Information Officer
|
Disposition to issuerCommon Stock | 6,304 | $57.87 | $364,812.48 |
DisclosureSEC source: 0001225208-13-003867 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,144 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Alexander Robert M.Chief Information Officer
|
Tax withholdingCommon Stock | 2,785 | $57.27 | $159,496.95 |
DisclosureSEC source: 0001225208-13-003867 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,448 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 6,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003867 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionRestricted Stock Units · Derivative | 8,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003868 · doc4.xml · derivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,014 Underlying: Common Stock · 8,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Disposition to issuerCommon Stock | 8,006 | $57.87 | $463,307.22 |
DisclosureSEC source: 0001225208-13-003868 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,928 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Tax withholdingCommon Stock | 3,577 | $57.27 | $204,854.79 |
DisclosureSEC source: 0001225208-13-003868 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,934 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 8,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003868 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 6,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003869 · doc4.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,903 Underlying: Common Stock · 6,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Witter Jonathan W.President, Retail Banking
|
Disposition to issuerCommon Stock | 6,951 | $57.87 | $402,254.37 |
DisclosureSEC source: 0001225208-13-003869 · doc4.xml · nonDerivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,856 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Witter Jonathan W.President, Retail Banking
|
Tax withholdingCommon Stock | 2,313 | $57.27 | $132,465.51 |
DisclosureSEC source: 0001225208-13-003869 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,807 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionCommon Stock | 6,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003869 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 5,099 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003870 · doc4.xml · derivative · entry 4 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,201 Underlying: Common Stock · 5,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Slocum MichaelPresident, Commercial Banking
|
Disposition to issuerCommon Stock | 5,099 | $57.87 | $295,079.13 |
DisclosureSEC source: 0001225208-13-003870 · doc4.xml · nonDerivative · entry 3 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,582 F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Slocum MichaelPresident, Commercial Banking
|
Tax withholdingCommon Stock | 3,703 | $57.27 | $212,070.81 |
DisclosureSEC source: 0001225208-13-003870 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,681 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2013 Filed Feb 13, 2013 00:17 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 5,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003870 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 22:34 UTC |
CRAWFORD STEPHEN SCFO Designate
|
GrantCommon Stock | 174,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-003204 · doc4.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · CFO Designate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,000 F1 · security: This restricted stock will vest in five equal increments beginning on February 4, 2014 and annually thereafter. Read SEC document |
| February 04, 2013 Filed Feb 27, 2013 21:41 UTC Amendment |
CRAWFORD STEPHEN SCFO Designate
|
GrantRestricted Stock Units · Derivative | 18,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-005738 · doc4a.xml · derivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · CFO Designate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,092 Underlying: Common Stock · 18,092 shares Expires 2013-12-15 F1 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:27 UTC |
Slocum MichaelPresident, Commercial Banking
|
SaleCommon Stock | 7,947 | $56.64 | $450,118.08 |
DisclosureSEC source: 0001225208-13-002742 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,370 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 1, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $56.45 to $56.71. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:25 UTC |
RASKIND PETER EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,240 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002741 · doc4.xml · derivative · entry 2 RASKIND PETER E · CIK 0001181669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vested in full on the first anniversary of the date of grant. F1 · derivative.expiration_date: These restricted stock units vested in full on the first anniversary of the date of grant. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:25 UTC |
RASKIND PETER EDirector
|
Exercise / conversionCommon Stock | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002741 · doc4.xml · nonDerivative · entry 1 RASKIND PETER E · CIK 0001181669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:37 UTC |
Alexander Robert M.Chief Information Officer
|
GrantStock Options · Derivative | 30,645 | $0.00 Strike: $56.32 | $0.00 |
DisclosureSEC source: 0001225208-13-002865 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,645 Underlying: Common Stock · 30,645 shares Expires 2023-01-30 F4 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:37 UTC |
Alexander Robert M.Chief Information Officer
|
GrantRestricted Stock Units · Derivative | 9,411 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002865 · doc4.xml · derivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,411 Underlying: Common Stock · 9,411 shares Expires 2013-12-15 F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:37 UTC |
Alexander Robert M.Chief Information Officer
|
Grant2013 Restricted Stock Units · Derivative | 9,859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002865 · doc4.xml · derivative · entry 4 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,859 Underlying: Common Stock · 9,859 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.