Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Berson Jory AChief Human Resources Officer
|
Disposition to issuerCommon Stock | 4,024 | $62.74 | $252,465.76 |
DisclosureSEC source: 0001225208-16-026372 · doc4.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,267 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Berson Jory AChief Human Resources Officer
|
Tax withholdingCommon Stock | 2,018 | $62.24 | $125,600.32 |
DisclosureSEC source: 0001225208-16-026372 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,291 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 4,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026372 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Exercise / conversion2013 Restricted Stock Units · Derivative | 2,347 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026374 · doc4.xml · derivative · entry 4 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Disposition to issuerCommon Stock | 2,347 | $62.74 | $147,250.78 |
DisclosureSEC source: 0001225208-16-026374 · doc4.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,245 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Tax withholdingCommon Stock | 1,756 | $62.24 | $109,293.44 |
DisclosureSEC source: 0001225208-16-026374 · doc4.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,592 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Exercise / conversionCommon Stock | 2,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026374 · doc4.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Blackley Richard ScottPrincipal Accounting Officer
|
Tax withholdingCommon Stock | 858 | $62.24 | $53,401.92 |
DisclosureSEC source: 0001225208-16-026373 · doc4.xml · nonDerivative · entry 1 Blackley Richard Scott · CIK 0001525020 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,021 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversion2013 Restricted Stock Units · Derivative | 4,537 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026375 · doc4.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Disposition to issuerCommon Stock | 4,537 | $62.74 | $284,651.38 |
DisclosureSEC source: 0001225208-16-026375 · doc4.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,865 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Tax withholdingCommon Stock | 2,496 | $62.24 | $155,351.04 |
DisclosureSEC source: 0001225208-16-026375 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,402 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Stock | 4,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026375 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversion2013 Restricted Stock Units · Derivative | 3,497 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026376 · doc4.xml · derivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Disposition to issuerCommon Stock | 3,497 | $62.74 | $219,401.78 |
DisclosureSEC source: 0001225208-16-026376 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,174 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Tax withholdingCommon Stock | 2,113 | $62.24 | $131,513.12 |
DisclosureSEC source: 0001225208-16-026376 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,671 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionCommon Stock | 3,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026376 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversion2013 Restricted Stock Units · Derivative | 3,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026378 · doc4.xml · derivative · entry 4 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Slocum MichaelPresident, Commercial Banking
|
Disposition to issuerCommon Stock | 3,282 | $62.74 | $205,912.68 |
DisclosureSEC source: 0001225208-16-026378 · doc4.xml · nonDerivative · entry 3 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,313 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Slocum MichaelPresident, Commercial Banking
|
Tax withholdingCommon Stock | 2,050 | $62.24 | $127,592.00 |
DisclosureSEC source: 0001225208-16-026378 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,595 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 3,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026378 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversion2013 Restricted Stock Units · Derivative | 5,201 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026377 · doc4.xml · derivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Schneider Ryan M.President, Card
|
Disposition to issuerCommon Stock | 5,201 | $62.74 | $326,310.74 |
DisclosureSEC source: 0001225208-16-026377 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,580 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Schneider Ryan M.President, Card
|
Tax withholdingCommon Stock | 2,286 | $62.24 | $142,280.64 |
DisclosureSEC source: 0001225208-16-026377 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,781 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionCommon Stock | 5,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026377 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversion2013 Restricted Stock Units · Derivative | 3,907 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026379 · doc4.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Witter Jonathan W.President, Retail Banking
|
Disposition to issuerCommon Stock | 3,907 | $62.74 | $245,125.18 |
DisclosureSEC source: 0001225208-16-026379 · doc4.xml · nonDerivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,901 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Witter Jonathan W.President, Retail Banking
|
Tax withholdingCommon Stock | 2,468 | $62.24 | $153,608.32 |
DisclosureSEC source: 0001225208-16-026379 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,808 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionCommon Stock | 3,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026379 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantStock Options · Derivative | 30,246 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0001225208-16-025836 · doc4.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,246 Underlying: Common Stock · 30,246 shares Expires 2026-02-03 F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantRestricted Stock Units · Derivative | 12,004 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025836 · doc4.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,004 Underlying: Common Stock · 12,004 shares Expires 2017-02-15 F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Grant2016 Restricted Stock Units · Derivative | 11,260 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025836 · doc4.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,260 Underlying: Common Stock · 11,260 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F4 · shares: This award is reported net of 399 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F4 · derivative.underlying_shares: This award is reported net of 399 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantCommon Stock | 19,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025836 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,361 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Each restricted stock until represents a contingent right to receive one share of Company common stock. F2 · balance_after: The reporting person has ceased to have an interest in shares that were previously reported as indirectly held. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
GrantStock Options · Derivative | 106,973 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · derivative · entry 11 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,973 Underlying: Common Stock · 106,973 shares Expires 2026-02-03 Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Grant2016 Restricted Stock Units · Derivative | 28,009 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · derivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,009 Underlying: Common Stock · 28,009 shares Expires 2019-02-15 F7 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Exercise / conversion2015 Restricted Stock Units · Derivative | 444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,777 Underlying: Common Stock · 444 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 4, 2016, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F4 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 4, 2016, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Exercise / conversion2014 Restricted Stock Units · Derivative | 580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · derivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,935 Underlying: Common Stock · 580 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2014 which settled in cash based on fair market value on February 4, 2016, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2014 which settled in cash based on fair market value on February 4, 2016, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Tax withholdingCommon Stock | 580 | $63.73 | $36,963.40 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464,016 F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2014 which settled in cash based on fair market value on February 4, 2016, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Tax withholdingCommon Stock | 444 | $63.73 | $28,296.12 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464,596 F4 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 4, 2016, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Tax withholdingCommon Stock | 279 | $63.73 | $17,780.67 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465,040 F6 · kind: Represents shares automatically withheld in connection with restricted stock units granted in January 2014 with respect to which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Tax withholdingCommon Stock | 265 | $63.73 | $16,888.45 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465,319 F5 · kind: Represents shares automatically withheld in connection with restricted stock units granted in January 2015 with respect to which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Exercise / conversionCommon Stock | 444 | $63.73 | $28,296.12 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 4, 2016, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
Exercise / conversionCommon Stock | 580 | $63.73 | $36,963.40 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2014 which settled in cash based on fair market value on February 4, 2016, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
FAIRBANK RICHARD DDirector · Chair, CEO and President
|
GrantCommon Stock | 27,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025837 · doc4.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464,560 F1 · security: This restricted stock unit award will vest in full on February 15, 2019. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantStock Options · Derivative | 28,633 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0001225208-16-025838 · doc4.xml · derivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,633 Underlying: Common Stock · 28,633 shares Expires 2026-02-03 F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantRestricted Stock Units · Derivative | 11,361 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025838 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,361 Underlying: Common Stock · 11,361 shares Expires 2017-02-15 F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
Sanjiv YajnikPresident, Financial Services
|
Grant2016 Restricted Stock Units · Derivative | 10,696 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025838 · doc4.xml · derivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,696 Underlying: Common Stock · 10,696 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F4 · shares: This award is reported net of 335 units automatically withheld by the Company to satisfy the reporting person's tax obligations. F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F4 · derivative.underlying_shares: This award is reported net of 335 units automatically withheld by the Company to satisfy the reporting person's tax obligations. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:11 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantCommon Stock | 18,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025838 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,793 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. The number of shares reported as direct holdings reflects the correction of a past overstatement of 25,536 shares arising from a pre-2009 administrative reporting error. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC |
CRAWFORD STEPHEN SChief Financial Officer
|
GrantStock Options · Derivative | 52,651 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0001225208-16-025839 · doc4.xml · derivative · entry 5 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,651 Underlying: Common Stock · 52,651 shares Expires 2026-02-03 F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC |
CRAWFORD STEPHEN SChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 18,814 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025839 · doc4.xml · derivative · entry 4 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,814 Underlying: Common Stock · 18,814 shares Expires 2017-02-15 F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC |
CRAWFORD STEPHEN SChief Financial Officer
|
Grant2016 Restricted Stock Units · Derivative | 17,419 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025839 · doc4.xml · derivative · entry 3 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,419 Underlying: Common Stock · 17,419 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F4 · shares: This award is reported net of 846 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F4 · derivative.underlying_shares: This award is reported net of 846 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.