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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
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2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2004 Filed Feb 19, 2004 20:48 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 400 $71.53 $28,612.00
Disclosure

SEC source: 0001242043-04-000011 · kla310.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,449

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,200 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 21

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,400

Underlying: Common Stock · 19,200 shares

Expires 2012-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options become exercisable in 33 1/3% increments on the anniversary of the grant in each of 2003, 2004 and 2005.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,295 $0.00 Strike: $46.38 $0.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 20

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,295 shares

Expires 2010-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 23,406 $0.00 Strike: $37.08 $0.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 19

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,406 shares

Expires 2008-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,011 $0.00 Strike: $33.77 $0.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 18

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,011 shares

Expires 2008-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable when the trading price of the Common Stock equalled or exceeded $175.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period before the third anniversary of the grant date of this option. This criterion was fulfilled on September 06, 2000.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 367 $0.00 Strike: $48.00 $0.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 17

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 367 shares

Expires 2006-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 372 $0.00 Strike: $30.93 $0.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 16

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires 2006-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 597 $0.00 Strike: $22.13 $0.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 15

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 597 shares

Expires 2006-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 14,295 $71.50 $1,022,092.50
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 14

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,168

F1 · balance_after: Includes 3,264 shares acquired under the Company's Associate Stock Purchase Plan since last reported through December 31, 2003.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 14,295 $46.38 $663,002.10
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 13

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 19,200 $71.50 $1,372,800.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 12

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,168

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 19,200 $34.13 $655,296.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 11

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 367 $71.50 $26,240.50
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 10

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,168

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 367 $48.00 $17,616.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 9

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 23,406 $71.50 $1,673,529.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 8

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,168

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 23,406 $37.08 $867,894.48
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 7

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 372 $71.50 $26,598.00
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 6

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,168

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 372 $30.93 $11,505.96
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 5

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 13,011 $71.50 $930,286.50
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,168

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 13,011 $33.77 $439,381.47
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 597 $71.50 $42,685.50
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,168

Read SEC document
February 03, 2004 Filed Feb 5, 2004 21:18 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 597 $22.13 $13,211.61
Disclosure

SEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2004 Filed Jan 22, 2004 22:06 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,333 $0.00 Strike: $49.07 $0.00
Disclosure

SEC source: 0001242043-04-000003 · law301.xml · derivative · entry 7

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,167

Underlying: Common Stock · 18,333 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2004 Filed Jan 22, 2004 22:06 UTC
LAWSON DAVID RExecutive Vice President
SaleCommon Stock 18,333 $70.00 $1,283,310.00
Disclosure

SEC source: 0001242043-04-000003 · law301.xml · nonDerivative · entry 4

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 21, 2004 Filed Jan 22, 2004 22:06 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionCommon Stock 18,333 $49.07 $899,600.31
Disclosure

SEC source: 0001242043-04-000003 · law301.xml · nonDerivative · entry 3

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 21, 2004 Filed Jan 22, 2004 22:06 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,511 $0.00 Strike: $46.22 $0.00
Disclosure

SEC source: 0001242043-04-000004 · wes302.xml · derivative · entry 3

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,489

Underlying: Common Stock · 30,511 shares

Expires 2010-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 27, 2001 and annually from that date thereafter.

Read SEC document
January 21, 2004 Filed Jan 22, 2004 22:06 UTC
WEST CATHERINEExecutive Vice President
SaleCommon Stock 30,511 $70.00 $2,135,770.00
Disclosure

SEC source: 0001242043-04-000004 · wes302.xml · nonDerivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 7, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 21, 2004 Filed Jan 22, 2004 22:06 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionCommon Stock 30,511 $46.22 $1,410,218.42
Disclosure

SEC source: 0001242043-04-000004 · wes302.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 7, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 22:06 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 23,333 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001242043-04-000003 · law301.xml · derivative · entry 6

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 23,333 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 22:06 UTC
LAWSON DAVID RExecutive Vice President
SaleCommon Stock 23,333 $69.00 $1,609,977.00
Disclosure

SEC source: 0001242043-04-000003 · law301.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 22:06 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionCommon Stock 23,333 $48.54 $1,132,583.82
Disclosure

SEC source: 0001242043-04-000003 · law301.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 20, 2004 Filed Jan 23, 2004 23:21 UTC
KLANE LARRY AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 1,945 $0.00 Strike: $68.51 $0.00
Disclosure

SEC source: 0001242043-04-000005 · kla303.xml · derivative · entry 4

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945

Underlying: Common Stock · 1,945 shares

Expires 2010-06-12

Read SEC document
January 20, 2004 Filed Jan 23, 2004 23:21 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,726 $0.00 Strike: $48.91 $0.00
Disclosure

SEC source: 0001242043-04-000005 · kla303.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,274

Underlying: Common Stock · 2,726 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on November 14, 2004 and annually from that date thereafter.

Read SEC document
January 20, 2004 Filed Jan 23, 2004 23:21 UTC
KLANE LARRY AExecutive Vice President
Tax withholdingCommon Stock 1,945 $68.51 $133,251.95
Disclosure

SEC source: 0001242043-04-000005 · kla303.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,949

F1 · balance_after: Includes 895 shares acquired under the Company's Associate Stock Purchase Plan since last reported through December 31, 2003.

Read SEC document
January 20, 2004 Filed Jan 23, 2004 23:21 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 2,726 $48.91 $133,328.66
Disclosure

SEC source: 0001242043-04-000005 · kla303.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 23:30 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $46.22 $0.00
Disclosure

SEC source: 0001242043-04-000001 · wes299.xml · derivative · entry 3

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 24,000 shares

Expires 2010-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 27, 2001 and annually from that date thereafter.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 23:30 UTC
WEST CATHERINEExecutive Vice President
SaleCommon Stock 24,000 $65.00 $1,560,000.00
Disclosure

SEC source: 0001242043-04-000001 · wes299.xml · nonDerivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 7, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 1,900 shares acquired under the Company's Associate Stock Purchase Plan since last reported through December 31, 2003.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 23:30 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionCommon Stock 24,000 $46.22 $1,109,280.00
Disclosure

SEC source: 0001242043-04-000001 · wes299.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 7, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 23:30 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,833 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0001242043-04-000002 · law300.xml · derivative · entry 7

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,667

Underlying: Common Stock · 8,833 shares

Expires 2012-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options become exercisable in 33 1/3% increments on the anniversary of the grant in each of 2003, 2004 and 2005.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 23:30 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,667 $0.00 Strike: $46.38 $0.00
Disclosure

SEC source: 0001242043-04-000002 · law300.xml · derivative · entry 6

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,667 shares

Expires 2010-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 23:30 UTC
LAWSON DAVID RExecutive Vice President
SaleCommon Stock 10,667 $67.00 $714,689.00
Disclosure

SEC source: 0001242043-04-000002 · law300.xml · nonDerivative · entry 4

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 23:30 UTC
LAWSON DAVID RExecutive Vice President
SaleCommon Stock 8,833 $65.00 $574,145.00
Disclosure

SEC source: 0001242043-04-000002 · law300.xml · nonDerivative · entry 3

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,510

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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January 15, 2004 Filed Jan 20, 2004 23:30 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionCommon Stock 8,833 $34.13 $301,470.29
Disclosure

SEC source: 0001242043-04-000002 · law300.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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January 15, 2004 Filed Jan 20, 2004 23:30 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionCommon Stock 10,667 $46.38 $494,735.46
Disclosure

SEC source: 0001242043-04-000002 · law300.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 22, 2003 Filed Dec 23, 2003 21:30 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,632 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0001242043-03-000144 · kla298.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 14,632 shares

Expires 2012-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options become exercisable in 33 1/3% increments on the anniversary of the grant in each of 2003, 2004 and 2005.

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December 22, 2003 Filed Dec 23, 2003 21:30 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 14,632 $60.00 $877,920.00
Disclosure

SEC source: 0001242043-03-000144 · kla298.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,273

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 3, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 22, 2003 Filed Dec 23, 2003 21:30 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 14,632 $34.13 $499,390.16
Disclosure

SEC source: 0001242043-03-000144 · kla298.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 3, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 19, 2003 Filed Dec 23, 2003 21:30 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001242043-03-000145 · kim297.xml · derivative · entry 2

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 2,500 shares

Expires 2005-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 19, 2003 Filed Dec 23, 2003 21:30 UTC Exercise / conversionCommon Stock 2,500 $6.63 $16,575.00
Disclosure

SEC source: 0001242043-03-000145 · kim297.xml · nonDerivative · entry 1

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2003 Filed Dec 18, 2003 00:32 UTC
BAILAR GREGORExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 38,800 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000135 · bai288.xml · derivative · entry 2

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,800

Underlying: Common Stock · 38,800 shares

Expires 2013-12-15

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.