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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2004 Filed Dec 7, 2004 01:36 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 58,334 $48.54 Strike: $48.54 $2,831,532.36
Disclosure

SEC source: 0000927628-04-000005 · kla410.xml · derivative · entry 4

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,334 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on October 18, 2002 and annually thereafter.

Read SEC document
December 02, 2004 Filed Dec 7, 2004 01:36 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 65,934 $80.00 $5,274,720.00
Disclosure

SEC source: 0000927628-04-000005 · kla410.xml · nonDerivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,949

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 02, 2004 Filed Dec 7, 2004 01:36 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 58,334 $48.54 $2,831,532.36
Disclosure

SEC source: 0000927628-04-000005 · kla410.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 02, 2004 Filed Dec 7, 2004 01:36 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 7,600 $57.59 $437,684.00
Disclosure

SEC source: 0000927628-04-000005 · kla410.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 30, 2004 Filed Feb 14, 2005 23:33 UTC
SCHNALL PETER AExecutive Vice President
OtherCommon Stock 66 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000015 · sch476.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,102

F1 · kind: Shares acquired under the Company's Associate Stock Purchase Plan.

Read SEC document
November 30, 2004 Filed Feb 14, 2005 23:33 UTC
WEST CATHERINEExecutive Vice President
OtherCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000016 · wes475.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,220

F1 · kind: Shares acquired under the Company's Associate Stock Purchase Plan.

Read SEC document
November 22, 2004 Filed Nov 24, 2004 17:56 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,840 $0.00 Strike: $77.71 $0.00
Disclosure

SEC source: 0001179230-04-000048 · hac386.xml · derivative · entry 3

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

Underlying: Common Stock · 1,840 shares

Expires 2014-11-22

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on November 22, 2005 and annually from that date thereafter.

Read SEC document
November 22, 2004 Filed Nov 24, 2004 17:56 UTC GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001179230-04-000048 · hac386.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,650

F1 · shares: Restricted Stock Units which vest in their entirety on November 22, 2007.

Read SEC document
November 12, 2004 Filed Dec 7, 2004 00:48 UTC
SCHNALL PETER AExecutive Vice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000927628-04-000004 · sch408.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,375

F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,500 $79.29 $198,225.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 23

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 300 $79.25 $23,775.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 22

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,446

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,500 $79.24 $118,860.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 21

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 100 $79.23 $7,923.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 20

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,246

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $79.22 $63,376.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 19

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,346

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 500 $79.21 $39,605.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 18

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,146

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 6,900 $79.20 $546,480.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 17

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,646

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,000 $79.19 $316,760.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 16

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,546

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 100 $79.18 $7,918.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 15

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,546

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,800 $79.17 $142,506.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,646

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,300 $79.16 $340,388.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,446

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 7,200 $79.15 $569,880.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 400 $79.14 $31,656.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 600 $79.13 $47,478.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,346

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 6,600 $79.12 $522,192.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,100 $79.11 $87,021.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,546

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 3,400 $79.10 $268,940.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,646

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,700 $79.09 $134,453.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,046

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $79.07 $63,256.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 300 $79.06 $23,718.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,546

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 7,600 $79.05 $600,780.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,846

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,100 $79.04 $86,944.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,446

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 21:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 6,300 $79.03 $497,889.00
Disclosure

SEC source: 0001179230-04-000044 · fai383.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,546

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 104,206 $66.79 Strike: $66.79 $6,959,918.74
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · derivative · entry 32

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 104,206 shares

Expires 2004-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 71,342 $47.84 Strike: $47.84 $3,413,001.28
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · derivative · entry 31

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,342 shares

Expires 2004-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 8,200 $79.02 $647,964.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 29

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $79.01 $63,208.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 28

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,146

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,000 $79.00 $158,000.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 27

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 6,200 $78.99 $489,738.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 26

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 10,200 $78.98 $805,596.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 25

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,146

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 600 $78.97 $47,382.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 24

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,346

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,500 $78.96 $197,400.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 23

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,000 $78.95 $315,800.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 22

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,446

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 5,900 $78.94 $465,746.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 21

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,446

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,400 $78.93 $110,502.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 20

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,346

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 6,000 $78.92 $473,520.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 19

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,300 $78.91 $102,583.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 18

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 700 $78.90 $55,230.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 17

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,046

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,300 $78.89 $102,557.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 16

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 100 $78.88 $7,888.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 15

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,046

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 100 $78.87 $7,887.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,146

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.