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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 23, 2004 Filed Dec 29, 2004 00:32 UTC
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 1,829 $81.92 $149,831.68
Disclosure

SEC source: 0000927628-04-000016 · fin436.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,261

F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 23, 2004 Filed Dec 29, 2004 00:33 UTC
KLANE LARRY AExecutive Vice President
Tax withholdingCommon Stock 2,008 $81.92 $164,495.36
Disclosure

SEC source: 0000927628-04-000017 · kla434.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,941

F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 23, 2004 Filed Dec 29, 2004 00:35 UTC
PERLIN GARY LEVP & Chief Financial Officer
Tax withholdingCommon Stock 950 $81.92 $77,824.00
Disclosure

SEC source: 0000927628-04-000018 · per435.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,130

F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 23, 2004 Filed Dec 29, 2004 00:35 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 1,339 $81.92 $109,690.88
Disclosure

SEC source: 0000927628-04-000019 · sch433.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,036

F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 23, 2004 Filed Dec 29, 2004 00:37 UTC
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 1,123 $81.92 $91,996.16
Disclosure

SEC source: 0000927628-04-000021 · law438.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,855

F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 23, 2004 Filed Dec 29, 2004 00:37 UTC
SCHUYLER MATTHEW WExecutive Vice President
Tax withholdingCommon Stock 935 $81.92 $76,595.20
Disclosure

SEC source: 0000927628-04-000020 · sch432.xml · nonDerivative · entry 2

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,340

F2 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 23, 2004 Filed Dec 29, 2004 00:37 UTC
SCHUYLER MATTHEW WExecutive Vice President
SaleCommon Stock 2,035 $82.71 $168,314.85
Disclosure

SEC source: 0000927628-04-000020 · sch432.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,275

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2004 Filed Dec 22, 2004 22:33 UTC
FINNERAN JOHN G JREVP and General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 1,213 $0.00 Strike: $82.39 $0.00
Disclosure

SEC source: 0000927628-04-000013 · fin430.xml · derivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213

Underlying: Common Stock · 1,213 shares

Expires 2011-12-13

Read SEC document
December 20, 2004 Filed Dec 22, 2004 22:33 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,038 $0.00 Strike: $49.07 $0.00
Disclosure

SEC source: 0000927628-04-000013 · fin430.xml · derivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,038 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

Read SEC document
December 20, 2004 Filed Dec 22, 2004 22:33 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 2,038 $49.07 $100,004.66
Disclosure

SEC source: 0000927628-04-000013 · fin430.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2004 Filed Dec 22, 2004 22:33 UTC
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 1,213 $82.39 $99,939.07
Disclosure

SEC source: 0000927628-04-000013 · fin430.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,052

Read SEC document
December 20, 2004 Filed Dec 22, 2004 22:37 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GrantEmployee Stock Option (Right to Buy) · Derivative 566,000 $0.00 Strike: $82.39 $0.00
Disclosure

SEC source: 0000927628-04-000014 · fai431.xml · derivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,000

Underlying: Common Stock · 566,000 shares

Expires 2014-12-20

Read SEC document
December 17, 2004 Filed Dec 29, 2004 00:37 UTC
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 1,865 $81.29 $151,605.85
Disclosure

SEC source: 0000927628-04-000021 · law438.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,978

F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 15, 2004 Filed Dec 15, 2004 21:47 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,466 $56.27 Strike: $56.27 $645,191.82
Disclosure

SEC source: 0000927628-04-000012 · law429.xml · derivative · entry 4

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,934

Underlying: Common Stock · 11,466 shares

Expires 2013-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2004 Filed Dec 15, 2004 21:47 UTC
LAWSON DAVID RExecutive Vice President
SaleCommon Stock 11,466 $81.50 $934,479.00
Disclosure

SEC source: 0000927628-04-000012 · law429.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 15, 2004 Filed Dec 15, 2004 21:47 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionCommon Stock 11,466 $56.27 $645,191.82
Disclosure

SEC source: 0000927628-04-000012 · law429.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 20:01 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,167 $49.07 Strike: $49.07 $449,824.69
Disclosure

SEC source: 0000927628-04-000009 · law422.xml · derivative · entry 4

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,167 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 20:01 UTC
LAWSON DAVID RExecutive Vice President
SaleCommon Stock 9,167 $81.48 $746,927.16
Disclosure

SEC source: 0000927628-04-000009 · law422.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 20:01 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionCommon Stock 9,167 $49.07 $449,824.69
Disclosure

SEC source: 0000927628-04-000009 · law422.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:57 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 32,962 $49.07 Strike: $49.07 $1,617,445.34
Disclosure

SEC source: 0000927628-04-000010 · fin428.xml · derivative · entry 7

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038

Underlying: Common Stock · 32,962 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:57 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 14,500 $80.65 $1,169,425.00
Disclosure

SEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:57 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 3,462 $81.70 $282,845.40
Disclosure

SEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:57 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 5,000 $81.00 $405,000.00
Disclosure

SEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,227

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:57 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 5,000 $81.25 $406,250.00
Disclosure

SEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,227

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:57 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 5,000 $81.51 $407,550.00
Disclosure

SEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,227

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:57 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 32,962 $49.07 $1,617,445.34
Disclosure

SEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:58 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,954 $49.07 Strike: $49.07 $1,273,562.78
Disclosure

SEC source: 0000927628-04-000011 · kla427.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680

Underlying: Common Stock · 25,954 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:58 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 25,954 $81.48 $2,114,731.92
Disclosure

SEC source: 0000927628-04-000011 · kla427.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,949

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2004 Filed Dec 14, 2004 22:58 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 25,954 $49.07 $1,273,562.78
Disclosure

SEC source: 0000927628-04-000011 · kla427.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:36 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,833 $34.13 Strike: $34.13 $301,470.29
Disclosure

SEC source: 0000927628-04-000006 · law419.xml · derivative · entry 4

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,834

Underlying: Common Stock · 8,833 shares

Expires 2012-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options become exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:36 UTC
LAWSON DAVID RExecutive Vice President
SaleCommon Stock 8,833 $78.15 $690,298.95
Disclosure

SEC source: 0000927628-04-000006 · law419.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:36 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionCommon Stock 8,833 $34.13 $301,470.29
Disclosure

SEC source: 0000927628-04-000006 · law419.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:42 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,681 $34.13 Strike: $34.13 $432,802.53
Disclosure

SEC source: 0000927628-04-000007 · kla418.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,587

Underlying: Common Stock · 12,681 shares

Expires 2012-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options become exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:42 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 12,681 $78.15 $991,020.15
Disclosure

SEC source: 0000927628-04-000007 · kla418.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,949

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:42 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 12,681 $34.13 $432,802.53
Disclosure

SEC source: 0000927628-04-000007 · kla418.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:46 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,200 $34.13 Strike: $34.13 $655,296.00
Disclosure

SEC source: 0000927628-04-000008 · fin420.xml · derivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Underlying: Common Stock · 19,200 shares

Expires 2012-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options become exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:46 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 58,334 $48.54 Strike: $48.54 $2,831,532.36
Disclosure

SEC source: 0000927628-04-000008 · fin420.xml · derivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,334 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:46 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 58,334 $78.75 $4,593,802.50
Disclosure

SEC source: 0000927628-04-000008 · fin420.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:46 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 19,200 $78.15 $1,500,480.00
Disclosure

SEC source: 0000927628-04-000008 · fin420.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,599

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2004 Filed Dec 8, 2004 22:46 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 58,334 $48.54 $2,831,532.36
Disclosure

SEC source: 0000927628-04-000008 · fin420.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 06, 2004 Filed Dec 8, 2004 22:46 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 19,200 $34.13 $655,296.00
Disclosure

SEC source: 0000927628-04-000008 · fin420.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 02, 2004 Filed Dec 7, 2004 00:40 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $33.89 Strike: $33.89 $711,690.00
Disclosure

SEC source: 0000927628-04-000003 · die407.xml · derivative · entry 7

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2008-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 23, 1999 and annually from that date thereafter.

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December 02, 2004 Filed Dec 7, 2004 00:40 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $11.52 Strike: $11.52 $241,920.00
Disclosure

SEC source: 0000927628-04-000003 · die407.xml · derivative · entry 6

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2007-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 24, 1998 and annually from that date thereafter.

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December 02, 2004 Filed Dec 7, 2004 00:40 UTC SaleCommon Stock 42,000 $80.00 $3,360,000.00
Disclosure

SEC source: 0000927628-04-000003 · die407.xml · nonDerivative · entry 3

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,409

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through the date of this filing.

F3 · balance_after: Since the date of the reporting person's last ownership report, he transferred 4,408 shares of Capital One common stock to his former spouse pursuant to a domestic relations order. Additionally, the reporting person no longer has a reportable beneficial interest in the 3,555 shares of Capital One common stock owned by his former spouse.

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December 02, 2004 Filed Dec 7, 2004 00:40 UTC Exercise / conversionCommon Stock 21,000 $33.89 $711,690.00
Disclosure

SEC source: 0000927628-04-000003 · die407.xml · nonDerivative · entry 2

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 02, 2004 Filed Dec 7, 2004 00:40 UTC Exercise / conversionCommon Stock 21,000 $11.52 $241,920.00
Disclosure

SEC source: 0000927628-04-000003 · die407.xml · nonDerivative · entry 1

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 02, 2004 Filed Dec 7, 2004 00:48 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $48.54 Strike: $48.54 $2,912,400.00
Disclosure

SEC source: 0000927628-04-000004 · sch408.xml · derivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,790

Underlying: Common Stock · 60,000 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

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December 02, 2004 Filed Dec 7, 2004 00:48 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 60,000 $80.00 $4,800,000.00
Disclosure

SEC source: 0000927628-04-000004 · sch408.xml · nonDerivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,375

F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date.

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December 02, 2004 Filed Dec 7, 2004 00:48 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 60,000 $48.54 $2,912,400.00
Disclosure

SEC source: 0000927628-04-000004 · sch408.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 02, 2004 Filed Dec 7, 2004 01:36 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,600 $57.59 Strike: $57.59 $437,684.00
Disclosure

SEC source: 0000927628-04-000005 · kla410.xml · derivative · entry 5

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,600 shares

Expires 2010-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on December 14, 2001 and annually thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.