Tapewire

NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

Export transactions ↓
Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2005 Filed Mar 4, 2005 21:36 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,200 $9.73 Strike: $9.73 $731,696.00
Disclosure

SEC source: 0000927628-05-000020 · fai492.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975,377

Underlying: Common Stock · 75,200 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days.

Read SEC document
March 02, 2005 Filed Mar 4, 2005 21:36 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 8,300 $77.30 $641,590.00
Disclosure

SEC source: 0000927628-05-000020 · fai492.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,386

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2005 Filed Mar 4, 2005 21:36 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 9,800 $77.29 $757,442.00
Disclosure

SEC source: 0000927628-05-000020 · fai492.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,686

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2005 Filed Mar 4, 2005 21:36 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,700 $77.28 $363,216.00
Disclosure

SEC source: 0000927628-05-000020 · fai492.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2005 Filed Mar 4, 2005 21:36 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $77.27 $61,816.00
Disclosure

SEC source: 0000927628-05-000020 · fai492.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,186

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2005 Filed Mar 4, 2005 21:36 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 500 $77.26 $38,630.00
Disclosure

SEC source: 0000927628-05-000020 · fai492.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,986

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2005 Filed Mar 4, 2005 21:36 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 13,100 $77.25 $1,011,975.00
Disclosure

SEC source: 0000927628-05-000020 · fai492.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2005 Filed Mar 4, 2005 21:36 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 75,200 $9.73 $731,696.00
Disclosure

SEC source: 0000927628-05-000020 · fai492.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 255,400 $9.73 Strike: $9.73 $2,485,042.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · derivative · entry 19

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050,577

Underlying: Common Stock · 255,400 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 400 $77.43 $30,972.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 17

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,386

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 700 $77.42 $54,194.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 16

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,786

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 3,500 $77.41 $270,935.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 15

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 200 $77.40 $15,480.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,986

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,700 $77.39 $208,953.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,186

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,200 $77.38 $170,236.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,886

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 700 $77.37 $54,159.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,086

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 700 $77.36 $54,152.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,786

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $77.35 $61,880.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 400 $77.32 $30,928.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,286

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,900 $77.31 $146,889.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,686

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 700 $77.30 $54,110.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,586

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,000 $77.29 $77,290.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,286

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,100 $77.27 $84,997.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883,286

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,100 $77.26 $162,246.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,386

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 107,300 $77.25 $8,288,925.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2005 Filed Mar 4, 2005 02:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 255,400 $9.73 $2,485,042.00
Disclosure

SEC source: 0000927628-05-000019 · fai490.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 22, 2005 Filed Feb 15, 2006 01:25 UTC
WEST CATHERINEExecutive Vice President
GrantCommon Stock 2 $75.87 $151.74
Disclosure

SEC source: 0000927628-06-000010 · wes805.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,283

F1 · security: Shares acquired under the Company's Associate Stock Purchase Plan.

Read SEC document
February 15, 2005 Filed Feb 16, 2005 23:17 UTC
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 3,367 $78.57 $264,545.19
Disclosure

SEC source: 0000927628-05-000018 · law481.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,118

F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2005 Filed Feb 16, 2005 23:17 UTC
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 2,370 $78.57 $186,210.90
Disclosure

SEC source: 0000927628-05-000018 · law481.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,485

F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 23:16 UTC
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 7,027 $78.68 $552,884.36
Disclosure

SEC source: 0000927628-05-000017 · fin480.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,723

F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 23:16 UTC
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 5,511 $78.68 $433,605.48
Disclosure

SEC source: 0000927628-05-000017 · fin480.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,750

F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 23:12 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 680 $0.00 Strike: $49.07 $0.00
Disclosure

SEC source: 0000927628-05-000012 · kla471.xml · derivative · entry 7

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 680 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option vest in its entirety on the third anniversary of the date of grant (December 13, 2001).

Read SEC document
February 09, 2005 Filed Feb 11, 2005 23:12 UTC
KLANE LARRY AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 430 $0.00 Strike: $77.42 $0.00
Disclosure

SEC source: 0000927628-05-000012 · kla471.xml · derivative · entry 6

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430

Underlying: Common Stock · 430 shares

Expires 2011-12-12

Read SEC document
February 09, 2005 Filed Feb 11, 2005 23:12 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,406 $0.00 Strike: $48.91 $0.00
Disclosure

SEC source: 0000927628-05-000012 · kla471.xml · derivative · entry 5

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,406 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on June 12, 2001 and annually from that date thereafter.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 23:12 UTC
KLANE LARRY AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 2,151 $0.00 Strike: $77.42 $0.00
Disclosure

SEC source: 0000927628-05-000012 · kla471.xml · derivative · entry 4

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151

Underlying: Common Stock · 2,151 shares

Expires 2010-06-11

Read SEC document
February 09, 2005 Filed Feb 11, 2005 23:12 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 680 $49.07 $33,367.60
Disclosure

SEC source: 0000927628-05-000012 · kla471.xml · nonDerivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 23:12 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 3,406 $48.91 $166,587.46
Disclosure

SEC source: 0000927628-05-000012 · kla471.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 23:12 UTC
KLANE LARRY AExecutive Vice President
Tax withholdingCommon Stock 2,581 $77.42 $199,821.02
Disclosure

SEC source: 0000927628-05-000012 · kla471.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,360

Read SEC document
February 03, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 500 $78.33 $39,165.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 29

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,449

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 109,403 $9.73 Strike: $9.73 $1,064,491.19
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · derivative · entry 31

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,305,977

Underlying: Common Stock · 109,403 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 700 $78.41 $54,887.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 28

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,949

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,300 $78.40 $180,320.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 27

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,649

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,200 $78.39 $94,068.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 26

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,949

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 100 $78.38 $7,838.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 25

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,149

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 700 $78.34 $54,838.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 24

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,249

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $78.31 $62,648.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 23

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,949

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,800 $78.30 $140,940.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 22

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,749

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $78.29 $62,632.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 21

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,549

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 900 $78.28 $70,452.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 20

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,349

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 02, 2005 Filed Feb 4, 2005 18:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $78.27 $62,616.00
Disclosure

SEC source: 0000927628-05-000009 · fai464.xml · nonDerivative · entry 19

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,249

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.