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NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2005 Filed Aug 15, 2005 20:14 UTC PurchaseCommon Stock 1,000 $82.98 $82,980.00
Disclosure

SEC source: 0000927628-05-000084 · wes700.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,659

Read SEC document
August 12, 2005 Filed Aug 16, 2005 21:33 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000085 · fai702.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,457

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

Read SEC document
August 12, 2005 Filed Aug 16, 2005 21:33 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,538 $83.55 $212,049.90
Disclosure

SEC source: 0000927628-05-000085 · fai702.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299,566

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2005 Filed Aug 16, 2005 21:33 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000085 · fai702.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,302,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,495

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

Read SEC document
August 11, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,000 $83.20 $83,200.00
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297,066

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,300 $83.30 $108,290.00
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,298,066

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 238 $83.31 $19,827.78
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299,366

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 1,000 $83.20 $83,200.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 24

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,659

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 1,100 $83.15 $91,465.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 23

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,659

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 900 $83.08 $74,772.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 22

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,559

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 10,000 $83.00 $830,000.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 21

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,659

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 2,300 $82.98 $190,854.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 20

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,659

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 62,000 $83.20 $5,158,400.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 19

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,359

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 20,500 $83.19 $1,705,395.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 18

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,359

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 10,000 $83.18 $831,800.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 17

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 5,000 $83.17 $415,850.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 16

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 5,000 $83.15 $415,750.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 15

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 9,000 $83.10 $747,900.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 14

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 1,000 $82.99 $82,990.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 13

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.96 $41,480.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 12

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.80 $41,400.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 11

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,359

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.79 $41,395.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 10

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.60 $41,300.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 9

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,359

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 1,000 $82.47 $82,470.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 8

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.41 $41,205.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 7

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.32 $41,160.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 6

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,359

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 1,000 $82.20 $82,200.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 5

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 1,000 $82.15 $82,150.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 4

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.10 $41,050.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 3

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,859

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.07 $41,035.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 2

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,359

Read SEC document
August 11, 2005 Filed Aug 15, 2005 20:11 UTC PurchaseCommon Stock 500 $82.04 $41,020.00
Disclosure

SEC source: 0000927628-05-000083 · wes701.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,859

Read SEC document
August 10, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,533

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

Read SEC document
August 10, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,400 $83.04 $116,256.00
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294,566

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 10, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,000 $83.05 $83,050.00
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295,966

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 10, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 138 $83.07 $11,463.66
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296,966

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 10, 2005 Filed Aug 11, 2005 22:17 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000081 · fai696.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 09, 2005 Filed Aug 9, 2005 21:46 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000077 · fai695.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,571

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

Read SEC document
August 09, 2005 Filed Aug 9, 2005 21:46 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,270 $84.36 $107,137.20
Disclosure

SEC source: 0000927628-05-000077 · fai695.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,292,066

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 09, 2005 Filed Aug 9, 2005 21:46 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,268 $85.00 $107,780.00
Disclosure

SEC source: 0000927628-05-000077 · fai695.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293,336

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 09, 2005 Filed Aug 9, 2005 21:46 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000077 · fai695.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 08, 2005 Filed Aug 9, 2005 21:46 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000077 · fai695.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,609

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

Read SEC document
August 08, 2005 Filed Aug 9, 2005 21:46 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,538 $84.00 $213,192.00
Disclosure

SEC source: 0000927628-05-000077 · fai695.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289,566

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 08, 2005 Filed Aug 9, 2005 21:46 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000077 · fai695.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,292,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 08, 2005 Filed Aug 9, 2005 21:50 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,504 $48.54 Strike: $48.54 $315,704.16
Disclosure

SEC source: 0000927628-05-000078 · kla694.xml · derivative · entry 4

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,512

Underlying: Common Stock · 6,504 shares

Expires 2011-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

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August 08, 2005 Filed Aug 9, 2005 21:50 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 2,160 $84.20 $181,872.00
Disclosure

SEC source: 0000927628-05-000078 · kla694.xml · nonDerivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,615

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 4, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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August 08, 2005 Filed Aug 9, 2005 21:50 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 6,504 $84.90 $552,189.60
Disclosure

SEC source: 0000927628-05-000078 · kla694.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,775

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 4, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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August 08, 2005 Filed Aug 9, 2005 21:50 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 6,504 $48.54 $315,704.16
Disclosure

SEC source: 0000927628-05-000078 · kla694.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 4, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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August 08, 2005 Filed Aug 9, 2005 21:54 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,082 $48.54 Strike: $48.54 $635,000.28
Disclosure

SEC source: 0000927628-05-000080 · wes693.xml · derivative · entry 3

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,166

Underlying: Common Stock · 13,082 shares

Expires 2006-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.