Tapewire

NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

Export transactions ↓
Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2020 Filed Jan 24, 2020 21:11 UTC
Sanjiv YajnikPresident, Financial Services
SaleCommon Stock 13,925 $107.01 $1,490,114.25
Disclosure

SEC source: 0000927628-20-000011 · wf-form4_157990028920022.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,148

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.02. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:46 UTC Exercise / conversionStock Options · Derivative 8,113 $0.00 Strike: $53.03 $0.00
Disclosure

SEC source: 0000927628-19-000356 · wf-form4_157714474245856.xml · derivative · entry 4

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,113 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:46 UTC SaleCommon Stock 8,113 $104.36 $846,672.68
Disclosure

SEC source: 0000927628-19-000356 · wf-form4_157714474245856.xml · nonDerivative · entry 2

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,430

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:46 UTC Exercise / conversionCommon Stock 8,113 $53.03 $430,232.39
Disclosure

SEC source: 0000927628-19-000356 · wf-form4_157714474245856.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:14 UTC
Sanjiv YajnikPresident, Financial Services
Exercise / conversionStock Options · Derivative 29,688 $0.00 Strike: $74.96 $0.00
Disclosure

SEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · derivative · entry 5

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,688 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:14 UTC
Sanjiv YajnikPresident, Financial Services
Exercise / conversionStock Options · Derivative 27,928 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · derivative · entry 4

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,928 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:14 UTC
Sanjiv YajnikPresident, Financial Services
SaleCommon Stock 57,616 $105.00 $6,049,680.00
Disclosure

SEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · nonDerivative · entry 3

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,073

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:14 UTC
Sanjiv YajnikPresident, Financial Services
Exercise / conversionCommon Stock 29,688 $74.96 $2,225,412.48
Disclosure

SEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:14 UTC
Sanjiv YajnikPresident, Financial Services
Exercise / conversionCommon Stock 27,928 $70.96 $1,981,770.88
Disclosure

SEC source: 0000927628-19-000354 · wf-form4_157670367382979.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 21:16 UTC
Slocum MichaelPresident, Commercial Banking
SaleCommon Stock 20,844 $101.06 $2,106,494.64
Disclosure

SEC source: 0000927628-19-000345 · wf-form4_157601257185353.xml · nonDerivative · entry 1

Slocum Michael · CIK 0001528494 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,629

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 6, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.77 to $101.39. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:05 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionStock Options · Derivative 34,110 $0.00 Strike: $56.32 $0.00
Disclosure

SEC source: 0000927628-19-000343 · wf-form4_157549351264898.xml · derivative · entry 5

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,110 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 29, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:05 UTC
Berson Jory AChief Human Resources Officer
SaleCommon Stock 6,354 $100.40 $637,941.60
Disclosure

SEC source: 0000927628-19-000343 · wf-form4_157549351264898.xml · nonDerivative · entry 3

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,699

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 29, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.33 to $100.63. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:05 UTC
Berson Jory AChief Human Resources Officer
SaleCommon Stock 36,410 $99.80 $3,633,718.00
Disclosure

SEC source: 0000927628-19-000343 · wf-form4_157549351264898.xml · nonDerivative · entry 2

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,053

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 29, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.31 to $100.30. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:05 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionCommon Stock 34,110 $56.32 $1,921,075.20
Disclosure

SEC source: 0000927628-19-000343 · wf-form4_157549351264898.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 29, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionStock Options · Derivative 9,559 $0.00 Strike: $63.73 $0.00
Disclosure

SEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · derivative · entry 7

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,559 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionStock Options · Derivative 31,060 $0.00 Strike: $74.96 $0.00
Disclosure

SEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · derivative · entry 6

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,060 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionStock Options · Derivative 22,135 $0.00 Strike: $70.96 $0.00
Disclosure

SEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · derivative · entry 5

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,135 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 78,695 $99.92 $7,863,204.40
Disclosure

SEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · nonDerivative · entry 4

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.52 to $100.24. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionCommon Stock 9,559 $63.73 $609,195.07
Disclosure

SEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · nonDerivative · entry 3

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionCommon Stock 31,060 $74.96 $2,328,257.60
Disclosure

SEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · nonDerivative · entry 2

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionCommon Stock 22,135 $70.96 $1,570,699.60
Disclosure

SEC source: 0000927628-19-000340 · wf-form4_157540725938037.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:10 UTC
Newkirk Christopher TPres,Intl, Small Bus & Walmart
SaleCommon Stock 5,975 $99.85 $596,603.75
Disclosure

SEC source: 0000927628-19-000341 · wf-form4_157540742587298.xml · nonDerivative · entry 1

Newkirk Christopher T · CIK 0001691711 · Pres,Intl, Small Bus & Walmart

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,056

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 29, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.55 to $100.14. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 21:08 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
SaleCommon Stock 3,607 $98.02 $353,558.14
Disclosure

SEC source: 0000927628-19-000332 · wf-form4_157480252106588.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,792

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.07. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:18 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
SaleCommon Stock 7,213 $97.16 $700,815.08
Disclosure

SEC source: 0000927628-19-000330 · wf-form4_157428472124569.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,399

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.85 to $97.43. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:07 UTC Exercise / conversionStock Options · Derivative 7,070 $0.00 Strike: $44.87 $0.00
Disclosure

SEC source: 0000927628-19-000325 · wf-form4_157367922728704.xml · derivative · entry 3

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,070 shares

Expires 2020-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:07 UTC SaleCommon Stock 7,070 $96.57 $682,749.90
Disclosure

SEC source: 0000927628-19-000325 · wf-form4_157367922728704.xml · nonDerivative · entry 2

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,795

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.16 to $96.84. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:07 UTC Exercise / conversionCommon Stock 7,070 $44.87 $317,230.90
Disclosure

SEC source: 0000927628-19-000325 · wf-form4_157367922728704.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 21:08 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
SaleCommon Stock 10,818 $98.23 $1,062,652.14
Disclosure

SEC source: 0000927628-19-000323 · wf-form4_157359289178875.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,612

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.46. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:07 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Exercise / conversionStock Options · Derivative 22,679 $0.00 Strike: $45.75 $0.00
Disclosure

SEC source: 0000927628-19-000321 · wf-form4_157307442290865.xml · derivative · entry 8

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,679 shares

Expires 2022-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:07 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
SaleCommon Stock 10,821 $97.08 $1,050,502.68
Disclosure

SEC source: 0000927628-19-000321 · wf-form4_157307442290865.xml · nonDerivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,430

F3 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.24. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:07 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
SaleCommon Stock 18,740 $96.80 $1,814,032.00
Disclosure

SEC source: 0000927628-19-000321 · wf-form4_157307442290865.xml · nonDerivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,251

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:07 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Exercise / conversionCommon Stock 22,679 $45.75 $1,037,564.25
Disclosure

SEC source: 0000927628-19-000321 · wf-form4_157307442290865.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 21:07 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $45.75 $0.00
Disclosure

SEC source: 0000927628-19-000321 · wf-form4_157307442290865.xml · derivative · entry 7

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,679

Underlying: Common Stock · 20,000 shares

Expires 2022-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 21:07 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
SaleCommon Stock 10,818 $96.01 $1,038,636.18
Disclosure

SEC source: 0000927628-19-000321 · wf-form4_157307442290865.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,312

F3 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.08. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 21:07 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
SaleCommon Stock 16,560 $95.81 $1,586,613.60
Disclosure

SEC source: 0000927628-19-000321 · wf-form4_157307442290865.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,130

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.80 to $95.81. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 21:07 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Exercise / conversionCommon Stock 20,000 $45.75 $915,000.00
Disclosure

SEC source: 0000927628-19-000321 · wf-form4_157307442290865.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 20:08 UTC SaleCommon Stock 2,216 $94.50 $209,412.00
Disclosure

SEC source: 0000927628-19-000315 · wf-form4_157263889208240.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,885

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:08 UTC Exercise / conversionStock Options · Derivative 3,777 $0.00 Strike: $44.87 $0.00
Disclosure

SEC source: 0000927628-19-000289 · wf-form4_157013330561726.xml · derivative · entry 4

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,777 shares

Expires 2020-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:08 UTC SaleCommon Stock 3,777 $91.68 $346,275.36
Disclosure

SEC source: 0000927628-19-000289 · wf-form4_157013330561726.xml · nonDerivative · entry 2

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,430

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:08 UTC Exercise / conversionCommon Stock 3,777 $44.87 $169,473.99
Disclosure

SEC source: 0000927628-19-000289 · wf-form4_157013330561726.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 01:49 UTC
Wassmer Michael JPresident, U.S. Card
SaleCommon Stock 8,212 $95.03 $780,386.36
Disclosure

SEC source: 0000927628-19-000253 · wf-form4_156401934932155.xml · nonDerivative · entry 1

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,679

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.04. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 20:05 UTC
Wassmer Michael JPresident, U.S. Card
SaleCommon Stock 4,294 $93.00 $399,342.00
Disclosure

SEC source: 0000927628-19-000240 · wf-form4_156270270416934.xml · nonDerivative · entry 1

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,891

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 20:05 UTC
Berson Jory AChief Human Resources Officer
SaleCommon Stock 9,329 $93.00 $867,597.00
Disclosure

SEC source: 0000927628-19-000241 · wf-form4_156270272392807.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,353

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 2, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:06 UTC SaleCommon Stock 1,191 $92.52 $110,191.32
Disclosure

SEC source: 0000927628-19-000237 · wf-form4_156218440121279.xml · nonDerivative · entry 2

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,430

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 7, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.40 to $92.66. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:06 UTC SaleCommon Stock 13,309 $91.67 $1,220,036.03
Disclosure

SEC source: 0000927628-19-000237 · wf-form4_156218440121279.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,621

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 7, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.28 to $92.25. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:10 UTC
Newkirk Christopher TPres,Intl, Small Bus & Walmart
SaleCommon Stock 5,715 $92.00 $525,780.00
Disclosure

SEC source: 0000927628-19-000231 · wf-form4_156114779605698.xml · nonDerivative · entry 1

Newkirk Christopher T · CIK 0001691711 · Pres,Intl, Small Bus & Walmart

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,031

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:12 UTC
Berson Jory AChief Human Resources Officer
SaleCommon Stock 13,393 $90.00 $1,205,370.00
Disclosure

SEC source: 0000927628-19-000218 · wf-form4_155993833688491.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,682

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 2, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:54 UTC Exercise / conversionStock Options · Derivative 4,000 $0.00 Strike: $44.87 $0.00
Disclosure

SEC source: 0000927628-19-000216 · wf-form4_155976805277667.xml · derivative · entry 4

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,777

Underlying: Common Stock · 4,000 shares

Expires 2020-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:54 UTC SaleCommon Stock 4,000 $85.98 $343,920.00
Disclosure

SEC source: 0000927628-19-000216 · wf-form4_155976805277667.xml · nonDerivative · entry 2

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,930

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:54 UTC Exercise / conversionCommon Stock 4,000 $44.87 $179,480.00
Disclosure

SEC source: 0000927628-19-000216 · wf-form4_155976805277667.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.