Tapewire

NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

Export transactions ↓
Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 2,520 $102.64 $258,652.80
Disclosure

SEC source: 0000927628-20-000081 · wf-form4_158215819657556.xml · nonDerivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,802

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Disposition to issuerCommon Stock 2,340 $102.03 $238,750.20
Disclosure

SEC source: 0000927628-20-000081 · wf-form4_158215819657556.xml · nonDerivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,322

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Disposition to issuerCommon Stock 2,717 $102.03 $277,215.51
Disclosure

SEC source: 0000927628-20-000081 · wf-form4_158215819657556.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,662

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Exercise / conversionCommon Stock 2,340 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000081 · wf-form4_158215819657556.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Exercise / conversionCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000081 · wf-form4_158215819657556.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC Tax withholdingCommon Stock 416 $102.64 $42,698.24
Disclosure

SEC source: 0000927628-20-000080 · wf-form4_158215817427275.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,220

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC Tax withholdingCommon Stock 288 $102.64 $29,560.32
Disclosure

SEC source: 0000927628-20-000080 · wf-form4_158215817427275.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,636

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversion2018 Restricted Stock Units · Derivative 2,081 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · derivative · entry 10

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversion2017 Restricted Stock Units · Derivative 2,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · derivative · entry 9

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Tax withholdingCommon Stock 2,534 $102.64 $260,089.76
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · nonDerivative · entry 7

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,373

F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Tax withholdingCommon Stock 1,616 $102.64 $165,866.24
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · nonDerivative · entry 6

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,907

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Tax withholdingCommon Stock 2,743 $102.64 $281,541.52
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · nonDerivative · entry 5

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,523

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Disposition to issuerCommon Stock 2,081 $102.03 $212,324.43
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · nonDerivative · entry 4

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,266

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Disposition to issuerCommon Stock 2,350 $102.03 $239,770.50
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · nonDerivative · entry 3

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,347

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversionCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · nonDerivative · entry 2

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversionCommon Stock 2,350 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000082 · wf-form4_158215821938060.xml · nonDerivative · entry 1

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
Dean LiaHead of Bank Mktg and Retail
Tax withholdingCommon Stock 1,010 $102.64 $103,666.40
Disclosure

SEC source: 0000927628-20-000083 · wf-form4_158215824235733.xml · nonDerivative · entry 3

Dean Lia · CIK 0001741273 · Head of Bank Mktg and Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,276

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
Dean LiaHead of Bank Mktg and Retail
Tax withholdingCommon Stock 568 $102.64 $58,299.52
Disclosure

SEC source: 0000927628-20-000083 · wf-form4_158215824235733.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Head of Bank Mktg and Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,286

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
Dean LiaHead of Bank Mktg and Retail
Tax withholdingCommon Stock 462 $102.64 $47,419.68
Disclosure

SEC source: 0000927628-20-000083 · wf-form4_158215824235733.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Head of Bank Mktg and Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,854

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Exercise / conversion2018 Restricted Stock Units · Derivative 2,399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · derivative · entry 10

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,399

Underlying: Common Stock · 2,399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Exercise / conversion2017 Restricted Stock Units · Derivative 2,852 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · derivative · entry 9

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Tax withholdingCommon Stock 2,700 $102.64 $277,128.00
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · nonDerivative · entry 7

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,623

F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Tax withholdingCommon Stock 2,018 $102.64 $207,127.52
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · nonDerivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,323

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Tax withholdingCommon Stock 2,377 $102.64 $243,975.28
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · nonDerivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,341

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Disposition to issuerCommon Stock 2,399 $102.03 $244,769.97
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,718

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Disposition to issuerCommon Stock 2,852 $102.03 $290,989.56
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,117

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Exercise / conversionCommon Stock 2,399 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:24 UTC
FINNERAN JOHN G JRSenior Advisor and Corp Secy
Exercise / conversionCommon Stock 2,852 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000084 · wf-form4_158215826535212.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F2 · balance_after: On February 3, 2020, the reporting person contributed 45,527 shares previously owned directly to a grantor retained annuity trust.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Exercise / conversion2018 Restricted Stock Units · Derivative 1,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · derivative · entry 12

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Exercise / conversion2017 Restricted Stock Units · Derivative 1,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · derivative · entry 11

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 48 $102.64 $4,926.72
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 10

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,016

F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 32 $102.64 $3,284.48
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 9

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,064

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 43 $102.64 $4,413.52
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 8

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,096

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 1,403 $102.64 $144,003.92
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 7

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,104

F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 1,160 $102.64 $119,062.40
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 6

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,507

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 1,284 $102.64 $131,789.76
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 5

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,667

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Disposition to issuerCommon Stock 1,115 $102.03 $113,763.45
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 4

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,951

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Disposition to issuerCommon Stock 1,225 $102.03 $124,986.75
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 3

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,066

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Exercise / conversionCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 2

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Hall SheldonChief Risk Officer
Exercise / conversionCommon Stock 1,225 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000085 · wf-form4_158215828834276.xml · nonDerivative · entry 1

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversion2018 Restricted Stock Units · Derivative 2,213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · derivative · entry 9

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

Underlying: Common Stock · 2,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversion2017 Restricted Stock Units · Derivative 2,552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · derivative · entry 8

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 1,942 $102.64 $199,326.88
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 7

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,491

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 2,115 $102.64 $217,083.60
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 6

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,433

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 2,126 $102.64 $218,212.64
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 5

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,548

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Disposition to issuerCommon Stock 2,213 $102.03 $225,792.39
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 4

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,674

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Disposition to issuerCommon Stock 2,552 $102.03 $260,380.56
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 3

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,887

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionCommon Stock 2,213 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 2

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionCommon Stock 2,552 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:25 UTC
Blackley Richard ScottChief Financial Officer
Exercise / conversion2018 Restricted Stock Units · Derivative 1,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000087 · wf-form4_158215833588439.xml · derivative · entry 9

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,967

Underlying: Common Stock · 1,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.