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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2007 Filed Dec 12, 2007 22:27 UTC
PERLIN GARY LChief Financial Officer
GrantPerformance Share Units · Derivative 55,510 $0.00 Strike: $54.05 $0.00
Disclosure

SEC source: 0000927628-07-000055 · per1086.xml · derivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,510

Underlying: Common Stock · 55,510 shares

Expires 2011-03-15

F1 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies.

Read SEC document
December 10, 2007 Filed Dec 12, 2007 22:30 UTC
Pike Lynn AnnCOO, Banking Segment
GrantPerformance Share Units · Derivative 37,010 $0.00 Strike: $54.05 $0.00
Disclosure

SEC source: 0000927628-07-000056 · pik1087.xml · derivative · entry 1

Pike Lynn A · CIK 0001397863 · COO, Banking Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,010

Underlying: Common Stock · 37,010 shares

Expires 2011-03-15

F1 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies.

Read SEC document
December 10, 2007 Filed Dec 12, 2007 22:35 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
GrantPerformance Share Units · Derivative 42,560 $0.00 Strike: $54.05 $0.00
Disclosure

SEC source: 0000927628-07-000057 · fin1085.xml · derivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,560

Underlying: Common Stock · 42,560 shares

Expires 2011-03-15

F1 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies.

Read SEC document
December 10, 2007 Filed Dec 12, 2007 22:41 UTC
SCHNALL PETER AChief Risk Officer
GrantPerformance Share Units · Derivative 35,160 $0.00 Strike: $54.05 $0.00
Disclosure

SEC source: 0000927628-07-000058 · sch1088.xml · derivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,160

Underlying: Common Stock · 35,160 shares

Expires 2011-03-15

F1 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies.

Read SEC document
December 10, 2007 Filed Dec 12, 2007 22:47 UTC
SCHUYLER MATTHEW WChief Human Resources Officer
GrantPerformance Share Units · Derivative 32,380 $0.00 Strike: $54.05 $0.00
Disclosure

SEC source: 0000927628-07-000059 · sch1089.xml · derivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,380

Underlying: Common Stock · 32,380 shares

Expires 2011-03-15

F1 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies.

Read SEC document
December 10, 2007 Filed Dec 13, 2007 00:02 UTC
Schneider Ryan M.President, Card
GrantPerformance Share Units · Derivative 27,760 $0.00 Strike: $54.05 $0.00
Disclosure

SEC source: 0000927628-07-000060 · sch1090.xml · derivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,760

Underlying: Common Stock · 27,760 shares

Expires 2011-03-15

F1 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies.

Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC
KLANE LARRY APdt, Global Financial Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 442 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0000927628-07-000049 · kla1079.xml · derivative · entry 7

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 442 shares

Expires 2012-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC
KLANE LARRY APdt, Global Financial Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 957 $0.00 Strike: $49.07 $0.00
Disclosure

SEC source: 0000927628-07-000049 · kla1079.xml · derivative · entry 6

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 957 shares

Expires 2011-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC
KLANE LARRY APdt, Global Financial Services
SaleCommon Stock 15 $56.65 $849.75
Disclosure

SEC source: 0000927628-07-000049 · kla1079.xml · nonDerivative · entry 4

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,809

Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC
KLANE LARRY APdt, Global Financial Services
SaleCommon Stock 1,399 $56.26 $78,707.74
Disclosure

SEC source: 0000927628-07-000049 · kla1079.xml · nonDerivative · entry 3

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,824

Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC
KLANE LARRY APdt, Global Financial Services
Exercise / conversionCommon Stock 442 $34.13 $15,085.46
Disclosure

SEC source: 0000927628-07-000049 · kla1079.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC
KLANE LARRY APdt, Global Financial Services
Exercise / conversionCommon Stock 957 $49.07 $46,959.99
Disclosure

SEC source: 0000927628-07-000049 · kla1079.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2007 Filed Nov 19, 2007 22:33 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GiftCommon Stock 107,479 $0.00 $0.00
Disclosure

SEC source: 0000927628-07-000050 · fai1081.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095,652

Read SEC document
November 08, 2007 Filed Nov 13, 2007 22:16 UTC PurchaseCommon Stock 11,000 $52.00 $572,000.00
Disclosure

SEC source: 0000927628-07-000048 · hac1076.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,426

Read SEC document
October 31, 2007 Filed Nov 2, 2007 21:34 UTC
SCHNALL PETER AChief Risk Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,200 $0.00 Strike: $62.60 $0.00
Disclosure

SEC source: 0000927628-07-000047 · sch1074.xml · derivative · entry 7

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2007-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2007 Filed Nov 2, 2007 21:34 UTC
SCHNALL PETER AChief Risk Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,524 $0.00 Strike: $55.59 $0.00
Disclosure

SEC source: 0000927628-07-000047 · sch1074.xml · derivative · entry 6

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,524 shares

Expires 2007-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2007 Filed Nov 2, 2007 21:34 UTC
SCHNALL PETER AChief Risk Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $54.56 $0.00
Disclosure

SEC source: 0000927628-07-000047 · sch1074.xml · derivative · entry 5

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2007-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2007 Filed Nov 2, 2007 21:34 UTC
SCHNALL PETER AChief Risk Officer
SaleCommon Stock 3,924 $66.24 $259,925.76
Disclosure

SEC source: 0000927628-07-000047 · sch1074.xml · nonDerivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,230

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
October 31, 2007 Filed Nov 2, 2007 21:34 UTC
SCHNALL PETER AChief Risk Officer
Exercise / conversionCommon Stock 1,200 $62.60 $75,120.00
Disclosure

SEC source: 0000927628-07-000047 · sch1074.xml · nonDerivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 31, 2007 Filed Nov 2, 2007 21:34 UTC
SCHNALL PETER AChief Risk Officer
Exercise / conversionCommon Stock 1,524 $55.59 $84,719.16
Disclosure

SEC source: 0000927628-07-000047 · sch1074.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 31, 2007 Filed Nov 2, 2007 21:34 UTC
SCHNALL PETER AChief Risk Officer
Exercise / conversionCommon Stock 1,200 $54.56 $65,472.00
Disclosure

SEC source: 0000927628-07-000047 · sch1074.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:48 UTC PurchaseCommon Stock 2,400 $62.16 $149,184.00
Disclosure

SEC source: 0000927628-07-000045 · ler1072.xml · nonDerivative · entry 1

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,176

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 38,800 $0.00 Strike: $56.28 $0.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · derivative · entry 25

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,800 shares

Expires 2013-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,331 $0.00 Strike: $60.03 $0.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · derivative · entry 24

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,331 shares

Expires 2011-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $63.85 $63,850.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 23

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $63.75 $63,750.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 22

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,000 $63.65 $127,300.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 21

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,000 $63.50 $127,000.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 20

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $63.30 $63,300.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 19

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,500 $63.10 $94,650.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 18

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,000 $62.95 $125,900.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 17

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,391

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,000 $62.70 $125,400.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 16

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,391

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,500 $62.50 $156,250.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 15

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,391

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,000 $62.35 $124,700.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 14

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 3,000 $62.20 $186,600.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 13

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 5,066 $62.00 $314,092.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 12

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,891

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,530 $61.65 $155,974.50
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 11

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,957

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,000 $61.58 $123,160.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 10

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,487

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $61.45 $61,450.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 9

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,487

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,000 $61.30 $122,600.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 8

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,487

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,100 $61.25 $128,625.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 7

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,487

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,000 $61.15 $122,300.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 6

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,587

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $61.05 $61,050.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 5

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,587

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 3,000 $61.00 $183,000.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 4

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,587

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 3,331 $62.41 $207,887.71
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 3

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,587

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
Exercise / conversionCommon Stock 3,331 $60.03 $199,959.93
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 2

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2007 Filed Oct 26, 2007 21:55 UTC
BAILAR GREGORChief Information Officer
Exercise / conversionCommon Stock 38,800 $56.28 $2,183,664.00
Disclosure

SEC source: 0000927628-07-000046 · bai1073.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2007 Filed Sep 18, 2007 15:11 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $33.89 $0.00
Disclosure

SEC source: 0000927628-07-000044 · wes1071.xml · derivative · entry 4

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2008-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 14, 2007 Filed Sep 18, 2007 15:11 UTC Exercise / conversionCommon Stock 21,000 $33.89 $711,690.00
Disclosure

SEC source: 0000927628-07-000044 · wes1071.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 31, 2007 Filed Sep 4, 2007 20:31 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,805 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001181431-07-055596 · rrd171415.xml · derivative · entry 30

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COF · 10,805 shares

Expires 2007-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable upon stockholder approval on April 23, 1998, since the performance-based vesting criteria of the option was satisfied on April 16, 1998, the date on which the trading price of the Common Stock first exceeded $84.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period. This requirement had to be satisfied on or before the third anniversary of the grant date of this option.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.