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Coronado Global Resources Inc.

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Tapewire entity
9524
SEC CIK
0001770561
Parsed reports
109

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 6,578 $0.57 $3,749.46
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 19

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,384,636

Read SEC document
June 18, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 4,938 $0.59 $2,913.42
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 18

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,378,058

Read SEC document
June 18, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 3,184 $0.59 $1,878.56
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 17

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,373,120

Read SEC document
June 17, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 97,937 $0.58 $56,803.46
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 16

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,369,936

Read SEC document
June 17, 2021 Filed Jul 2, 2021 11:54 UTC SaleCoronado Global Resources Inc. 145,400 $0.57 $82,878.00
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 15

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,271,999

Read SEC document
June 16, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 199,893 $0.61 $121,934.73
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 14

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,417,399

Read SEC document
June 16, 2021 Filed Jul 2, 2021 11:54 UTC SaleCoronado Global Resources Inc. 15,000 $0.61 $9,150.00
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 13

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,217,506

Read SEC document
June 16, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 8,681 $0.61 $5,295.41
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 12

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,232,506

Read SEC document
June 16, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 383,785 $0.65 $249,460.25
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 11

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,223,825

Read SEC document
June 15, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 58,968 $0.66 $38,918.88
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 10

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,840,040

Read SEC document
June 11, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 597,641 $0.66 $394,443.06
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 9

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,781,072

Read SEC document
June 11, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 1,319,171 $0.66 $870,652.86
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 8

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,183,431

Read SEC document
June 11, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 1,000,000 $0.66 $660,000.00
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 7

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,864,260

Read SEC document
June 11, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 12,715,806 $0.66 $8,392,431.96
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 6

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,864,260

Read SEC document
June 11, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 107,371 $0.66 $70,864.86
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 5

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,148,454

Read SEC document
June 11, 2021 Filed Jul 2, 2021 11:54 UTC SaleCoronado Global Resources Inc. 19,000 $0.66 $12,540.00
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 4

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,041,083

Read SEC document
June 10, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 12,100,000 $0.64 $7,744,000.00
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 3

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,060,083

Read SEC document
June 10, 2021 Filed Jul 2, 2021 11:54 UTC PurchaseCoronado Global Resources Inc. 69,647 $0.64 $44,574.08
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 2

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,960,083

Read SEC document
June 10, 2021 Filed Jul 2, 2021 11:54 UTC SaleCoronado Global Resources Inc. 87,924 $0.64 $56,271.36
Disclosure

SEC source: 0001694164-21-000011 · primary_doc.xml · nonDerivative · entry 1

AustralianSuper Pty Ltd · CIK 0001694164 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,890,436

Read SEC document
May 31, 2021 Filed Jun 2, 2021 13:35 UTC
Ziems GerhardGroup Chief Financial Officer
PurchaseCommon Stock 7,068.9 $3.50 $24,741.15
Disclosure

SEC source: 0001104659-21-075621 · tm2118230-3_4seq1.xml · nonDerivative · entry 1

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,504.7

F1 · shares: Reflects an open market purchase of 70,689 of the Issuer's Chess Depositary Interests ("CDIs") in a pro rata non-renounceable entitlement offer to eligible existing Coronado CDI holders. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 17:30 UTC PurchaseCommon Stock 3,023.8 $3.50 $10,583.30
Disclosure

SEC source: 0001104659-21-075616 · tm2118230-1_4seq1.xml · nonDerivative · entry 1

Koeck William · CIK 0001778326 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,326.1

F1 · shares: Reflects a purchase of 30,238 of the Issuer's Chess Depositary Interests ("CDIs") in a pro rata non-renounceable entitlement offer to eligible existing Coronado CDI holders. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · ownership.nature: Reflects an indirect economic interest in the Issuer held through superannuation funds. Voting and investment power in these shares are held in the Koeck Super Fund. Mr. Koeck and Pamela Edith Koeck are trustees of this fund with shared voting and investment power.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 13:33 UTC PurchaseCommon Stock 1,249.2 $3.50 $4,372.20
Disclosure

SEC source: 0001104659-21-075618 · tm2118230d2_4seq1.xml · nonDerivative · entry 1

Pritchard Greg · CIK 0001778699 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,158

F1 · shares: Reflects a purchase of 12,492 of the Issuer's Chess Depositary Interests ("CDIs") in a pro rata non-renounceable entitlement offer to eligible existing Coronado CDI holders. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · ownership.nature: Reflects an indirect economic interest in the Issuer held through JJ Discretionary Trust. Mr. Pritchard is a trustee and beneficiary of the JJ Discretionary Trust with voting and pecuniary interest.

Read SEC document
May 12, 2021 Filed May 14, 2021 18:14 UTC PurchaseCommon Stock 7,198,036.3 $3.47 $24,977,185.96
Disclosure

SEC source: 0001104659-21-067047 · tm2116503-1_4seq1.xml · nonDerivative · entry 1

Coronado Group LLC · CIK 0001653229 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,506,139.9

Read SEC document
March 15, 2021 Filed Jun 2, 2021 17:39 UTC
Spindler GaroldDirector · Managing Director & CEO
Exercise / conversionRestricted Stock Units · Derivative 380,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075623 · tm2118230-4_4seq1.xml · derivative · entry 3

Spindler Garold · CIK 0001778519 · Director · Managing Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,025.8 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs").

F4 · derivative.exercise_date: The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F4 · derivative.expiration_date: The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F2 · derivative.underlying_shares: Reflects 380,258 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
March 15, 2021 Filed Jun 2, 2021 17:39 UTC
Spindler GaroldDirector · Managing Director & CEO
Disposition to issuerCommon Stock 38,025.8 $13.89 $528,178.36
Disclosure

SEC source: 0001104659-21-075623 · tm2118230-4_4seq1.xml · nonDerivative · entry 2

Spindler Garold · CIK 0001778519 · Director · Managing Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs").

F2 · shares: Reflects 380,258 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F3 · price: The settlement was executed in cash based on the 30-day volume weighted open price of the CDIs to January 1, 2020, trading on the ASX, and as such the price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
March 15, 2021 Filed Jun 2, 2021 17:39 UTC
Spindler GaroldDirector · Managing Director & CEO
Exercise / conversionCommon Stock 38,025.8 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075623 · tm2118230-4_4seq1.xml · nonDerivative · entry 1

Spindler Garold · CIK 0001778519 · Director · Managing Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,025.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs").

F2 · shares: Reflects 380,258 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
March 15, 2021 Filed Jun 2, 2021 17:41 UTC
Campbell James IPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 98,871 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075625 · tm2118230-5_4seq1.xml · derivative · entry 3

Campbell James I · CIK 0001778321 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,887.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs").

F4 · derivative.exercise_date: The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F4 · derivative.expiration_date: The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F2 · derivative.underlying_shares: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
March 15, 2021 Filed Jun 2, 2021 17:41 UTC
Campbell James IPresident & COO
Disposition to issuerCommon Stock 9,887.1 $13.89 $137,331.82
Disclosure

SEC source: 0001104659-21-075625 · tm2118230-5_4seq1.xml · nonDerivative · entry 2

Campbell James I · CIK 0001778321 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs").

F2 · shares: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F3 · price: The settlement was executed in cash based on the 30-day volume weighted open price of the CDIs to January 1, 2020, trading on the ASX, and as such the price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
March 15, 2021 Filed Jun 2, 2021 17:41 UTC
Campbell James IPresident & COO
Exercise / conversionCommon Stock 9,887.1 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075625 · tm2118230-5_4seq1.xml · nonDerivative · entry 1

Campbell James I · CIK 0001778321 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,887.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs").

F2 · shares: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 16:04 UTC PurchaseCommon Stock 909 $4.40 $3,999.60
Disclosure

SEC source: 0001104659-20-105208 · a4.xml · nonDerivative · entry 1

Pritchard Greg · CIK 0001778699 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,909

F1 · shares: Reflects a purchase of 9,090 of the Issuer's Chess Depositary Interests ("CDIs") in a pro rata non-renounceable entitlement offer to eligible existing Coronado CDI holders. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · ownership.nature: Reflects an indirect economic interest in the Issuer held through JJ Discretionary Trust. Mr. Pritchard is a trustee and beneficiary of the JJ Discretionary Trust with voting and pecuniary interest.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 20:04 UTC PurchaseCommon Stock 977.3 $4.40 $4,300.12
Disclosure

SEC source: 0001104659-20-105207 · a4.xml · nonDerivative · entry 1

Koeck William · CIK 0001778326 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,302.3

F1 · shares: Reflects a purchase of 9,773 of the Issuer's Chess Depositary Interests ("CDIs") in a pro rata non-renounceable entitlement offer to eligible existing Coronado CDI holders. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · ownership.nature: Reflects an indirect economic interest in the Issuer held through superannuation funds. Voting and investment power in these shares are held in the Koeck Super Fund. Mr. Koeck and Pamela Edith Koeck are trustees of this fund with shared voting and investment power.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:05 UTC PurchaseCommon Stock 1,049.4 $4.67 $4,900.70
Disclosure

SEC source: 0001104659-20-102223 · a4.xml · nonDerivative · entry 2

Koeck William · CIK 0001778326 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,325

F4 · security: Reflects an open market purchase of 10,494 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · shares: Reflects an open market purchase of 10,494 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · ownership.nature: Reflects an indirect economic interest in the Issuer held through superannuation funds. Voting and investment power in these shares are held in the Koeck Super Fund. Mr. Koeck and Pamela Edith Koeck are trustees of this fund with shared voting and investment power.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:05 UTC PurchaseCommon Stock 6,900.6 $4.71 $32,501.83
Disclosure

SEC source: 0001104659-20-102223 · a4.xml · nonDerivative · entry 1

Koeck William · CIK 0001778326 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,275.6

F1 · security: Reflects an open market purchase of 69,006 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · shares: Reflects an open market purchase of 69,006 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · ownership.nature: Reflects an indirect economic interest in the Issuer held through superannuation funds. Voting and investment power in these shares are held in the Koeck Super Fund. Mr. Koeck and Pamela Edith Koeck are trustees of this fund with shared voting and investment power.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 16:05 UTC
Ziems GerhardGroup Chief Financial Officer
PurchaseCommon Stock 2,666.6 $4.35 $11,599.71
Disclosure

SEC source: 0001104659-20-099594 · a4.xml · nonDerivative · entry 2

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,435.8

F3 · security: Reflects an open market purchase of 26,666 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F3 · shares: Reflects an open market purchase of 26,666 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

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August 26, 2020 Filed Aug 27, 2020 16:05 UTC
Ziems GerhardGroup Chief Financial Officer
PurchaseCommon Stock 30,769.2 $4.39 $135,076.79
Disclosure

SEC source: 0001104659-20-099594 · a4.xml · nonDerivative · entry 1

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769.2

F1 · security: Reflects an open market purchase of 307,692 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · shares: Reflects an open market purchase of 307,692 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

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March 13, 2020 Filed Mar 16, 2020 18:54 UTC
Campbell James IPresident & COO
PurchaseCommon Stock 10,000 $7.87 $78,700.00
Disclosure

SEC source: 0001104659-20-034013 · a4.xml · nonDerivative · entry 1

Campbell James I · CIK 0001778321 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · security: Reflects an open market purchase of 100,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · shares: Reflects an open market purchase of 100,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

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March 12, 2020 Filed Mar 13, 2020 15:07 UTC
Spindler GaroldDirector · Managing Director & CEO
PurchaseCommon Stock 90,000 $8.82 $793,800.00
Disclosure

SEC source: 0001104659-20-032855 · a4.xml · nonDerivative · entry 1

Spindler Garold · CIK 0001778519 · Director · Managing Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

F1 · security: Reflects an open market purchase of 900,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · shares: Reflects an open market purchase of 900,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · balance_after: Held jointly with Reporting Person's spouse.

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March 10, 2020 Filed Mar 11, 2020 18:11 UTC
Campbell James IPresident & COO
PurchaseCommon Stock 10,000 $9.67 $96,700.00
Disclosure

SEC source: 0001104659-20-031861 · a4.xml · nonDerivative · entry 2

Campbell James I · CIK 0001778321 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F3 · security: Reflects an open market purchase of 100,000 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F3 · shares: Reflects an open market purchase of 100,000 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

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March 09, 2020 Filed Mar 11, 2020 15:48 UTC
Spindler GaroldDirector · Managing Director & CEO
PurchaseCommon Stock 90,000 $10.08 $907,200.00
Disclosure

SEC source: 0001104659-20-031726 · a4.xml · nonDerivative · entry 1

Spindler Garold · CIK 0001778519 · Director · Managing Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

F1 · security: Reflects an open market purchase of 900,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · shares: Reflects an open market purchase of 900,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · balance_after: Held jointly with Reporting Person's spouse.

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March 09, 2020 Filed Mar 11, 2020 11:48 UTC
Rose Richard D.VP, CLO & Secretary
PurchaseCommon Stock 2,000 $10.08 $20,160.00
Disclosure

SEC source: 0001104659-20-031727 · a4.xml · nonDerivative · entry 1

Rose Richard D. · CIK 0001472301 · VP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · security: Reflects an open market purchase of 20,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · shares: Reflects an open market purchase of 20,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F3 · balance_after: Held jointly with Reporting Person's spouse.

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March 09, 2020 Filed Mar 11, 2020 18:11 UTC
Campbell James IPresident & COO
PurchaseCommon Stock 10,000 $10.66 $106,600.00
Disclosure

SEC source: 0001104659-20-031861 · a4.xml · nonDerivative · entry 1

Campbell James I · CIK 0001778321 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · security: Reflects an open market purchase of 100,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · shares: Reflects an open market purchase of 100,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC
Spindler GaroldDirector · Managing Director & CEO
GrantRestricted Stock Units · Derivative 380,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-025405 · a4.xml · derivative · entry 1

Spindler Garold · CIK 0001778519 · Director · Managing Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,258

Underlying: Common Stock · 38,025.8 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") will vest after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ending December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F1 · derivative.expiration_date: The Restricted Stock Units ("RSUs") will vest after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ending December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F2 · derivative.underlying_shares: Reflects 380,258 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

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February 24, 2020 Filed Feb 26, 2020 21:18 UTC
Saridas AytenGroup CFO
GrantRestricted Stock Units · Derivative 73,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-025401 · a4.xml · derivative · entry 1

Saridas Ayten · CIK 0001778324 · Group CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

Underlying: Common Stock · 7,300 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") will vest after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ending December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F1 · derivative.expiration_date: The Restricted Stock Units ("RSUs") will vest after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ending December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F2 · derivative.underlying_shares: Reflects 73,000 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:16 UTC
Campbell James IPresident & COO
GrantRestricted Stock Units · Derivative 98,871 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-025397 · a4.xml · derivative · entry 1

Campbell James I · CIK 0001778321 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,871

Underlying: Common Stock · 9,887.1 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") will vest after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ending December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F1 · derivative.expiration_date: The Restricted Stock Units ("RSUs") will vest after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ending December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.

F2 · derivative.underlying_shares: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.