Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coronado Global Resources Inc.ASX:CRN · Entity 9524 | President & COO | March 15, 2021 | June 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coronado Global Resources Inc.
Report date March 15, 2021 · Filed June 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,000 |
Ending reported balance
After 2021-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-15 · Exercise / conversion · Acquired 9,887.1 · Balance 39,887.1 F1: Reflects cash settlement of Restricted Stock Units ("RSUs"). F2: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. Row 2 · 2021-03-15 · Disposition to issuer · Disposed 9,887.1 · Balance 30,000 F1: Reflects cash settlement of Restricted Stock Units ("RSUs"). F2: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F3: The settlement was executed in cash based on the 30-day volume weighted open price of the CDIs to January 1, 2020, trading on the ASX, and as such the price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-15 · Exercise / conversion · Disposed 98,871 · Balance 0 F1: Reflects cash settlement of Restricted Stock Units ("RSUs"). F4: The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan. F2: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects cash settlement of Restricted Stock Units ("RSUs").
F2: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.
F3: The settlement was executed in cash based on the 30-day volume weighted open price of the CDIs to January 1, 2020, trading on the ASX, and as such the price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.
F4: The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Jun 2, 2021 17:41 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | Exercise / conversionRestricted Stock Units · Derivative | 98,871 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075625 · tm2118230-5_4seq1.xml · derivative · entry 3 Campbell James I · CIK 0001778321 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,887.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs"). F4 · derivative.exercise_date: The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan. F4 · derivative.expiration_date: The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan. F2 · derivative.underlying_shares: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. Read SEC document |
| March 15, 2021 Filed Jun 2, 2021 17:41 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | Disposition to issuerCommon Stock | 9,887.1 | $13.89 | $137,331.82 |
DisclosureSEC source: 0001104659-21-075625 · tm2118230-5_4seq1.xml · nonDerivative · entry 2 Campbell James I · CIK 0001778321 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs"). F2 · shares: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F3 · price: The settlement was executed in cash based on the 30-day volume weighted open price of the CDIs to January 1, 2020, trading on the ASX, and as such the price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
| March 15, 2021 Filed Jun 2, 2021 17:41 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | Exercise / conversionCommon Stock | 9,887.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-075625 · tm2118230-5_4seq1.xml · nonDerivative · entry 1 Campbell James I · CIK 0001778321 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,887.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cash settlement of Restricted Stock Units ("RSUs"). F2 · shares: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 18:54 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | PurchaseCommon Stock | 10,000 | $7.87 | $78,700.00 |
DisclosureSEC source: 0001104659-20-034013 · a4.xml · nonDerivative · entry 1 Campbell James I · CIK 0001778321 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · security: Reflects an open market purchase of 100,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F1 · shares: Reflects an open market purchase of 100,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 18:11 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | PurchaseCommon Stock | 10,000 | $9.67 | $96,700.00 |
DisclosureSEC source: 0001104659-20-031861 · a4.xml · nonDerivative · entry 2 Campbell James I · CIK 0001778321 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F3 · security: Reflects an open market purchase of 100,000 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F3 · shares: Reflects an open market purchase of 100,000 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 18:11 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | PurchaseCommon Stock | 10,000 | $10.66 | $106,600.00 |
DisclosureSEC source: 0001104659-20-031861 · a4.xml · nonDerivative · entry 1 Campbell James I · CIK 0001778321 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · security: Reflects an open market purchase of 100,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F1 · shares: Reflects an open market purchase of 100,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:16 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | GrantRestricted Stock Units · Derivative | 98,871 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-025397 · a4.xml · derivative · entry 1 Campbell James I · CIK 0001778321 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,871 Underlying: Common Stock · 9,887.1 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") will vest after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ending December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan. F1 · derivative.expiration_date: The Restricted Stock Units ("RSUs") will vest after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ending December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan. F2 · derivative.underlying_shares: Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.