Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coronado Global Resources Inc.ASX:CRN · Entity 9524 | Group CFO & HSI | September 17, 2024 | September 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coronado Global Resources Inc.
Report date September 17, 2024 · Filed September 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 344,067 |
Reported balance
After 2024-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-09-17 · Grant · Acquired 1,996 · Balance 344,067 F1: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date. F3: Reflects common stock underlying PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.
F2: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.
F3: Reflects common stock underlying PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2024 Filed Sep 18, 2024 09:19 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | GrantPerformance Stock Units · Derivative | 1,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-100844 · tm2424241-4_4seq1.xml · derivative · entry 1 Ziems Gerhard · CIK 0001817779 · Group CFO & HSI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,067 Underlying: Common Stock · 34,406.7 shares Expires not disclosed F1 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F1 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date. F2 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date. F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 06:02 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | GrantPerformance Stock Units · Derivative | 2,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-043814 · tm2410975-1_4seq1.xml · derivative · entry 1 Ziems Gerhard · CIK 0001817779 · Group CFO & HSI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,071 Underlying: Common Stock · 34,207.1 shares Expires not disclosed F1 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F1 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date. F2 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date. F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Read SEC document |
| March 18, 2024 Filed Apr 2, 2024 06:01 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | SaleCommon Stock | 8,052.9 | $12.64 | $101,788.66 |
DisclosureSEC source: 0001104659-24-042111 · tm2410236-2_4seq1.xml · nonDerivative · entry 1 Ziems Gerhard · CIK 0001817779 · Group CFO & HSI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,062.1 F1 · shares: Reflects an open market sale of 80,529 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · price: The sale was executed in the form of CDIs, trading on the ASX, and as such the sale price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 07:00 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | Exercise / conversionPerformance Stock Units · Derivative | 81,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024707 · tm246413-2_4seq1.xml · derivative · entry 3 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). Read SEC document |
| February 16, 2024 Filed Feb 16, 2024 07:00 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | Exercise / conversionCommon Stock | 8,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024707 · tm246413-2_4seq1.xml · nonDerivative · entry 1 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 07:00 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | GrantPerformance Stock Units · Derivative | 340,062 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024707 · tm246413-2_4seq1.xml · derivative · entry 2 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,062 Underlying: Common Stock · 34,006.2 shares Expires not disclosed F2 · kind: Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). F3 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date. F3 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date. F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). Read SEC document |
| September 19, 2023 Filed Oct 20, 2023 16:39 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | GrantPerformance Stock Units · Derivative | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-110525 · tm2328711-4_4seq1.xml · derivative · entry 3 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,150 Underlying: Common Stock · 8,115 shares Expires not disclosed F4 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023. F4 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023. F2 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date. F2 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date. F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). Read SEC document |
| April 05, 2023 Filed Oct 20, 2023 16:39 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | GrantPerformance Stock Units · Derivative | 345 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-110525 · tm2328711-4_4seq1.xml · derivative · entry 2 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,753 Underlying: Common Stock · 8,075.3 shares Expires not disclosed F4 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023. F4 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023. F2 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date. F2 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date. F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). Read SEC document |
| February 16, 2023 Filed Oct 20, 2023 16:39 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | GrantPerformance Stock Units · Derivative | 80,408 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-110525 · tm2328711-4_4seq1.xml · derivative · entry 1 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,408 Underlying: Common Stock · 8,040.8 shares Expires not disclosed F1 · kind: Reflects acquisition of Performance Stock Units ("PSUs") upon certification of the underlying performance goals by the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"). Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date. F2 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date. F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). Read SEC document |
| November 24, 2022 Filed Nov 28, 2022 16:15 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | SaleCommon Stock | 20,504.7 | $12.77 | $261,845.02 |
DisclosureSEC source: 0001104659-22-122408 · tm2231427-1_4seq1.xml · nonDerivative · entry 1 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Reflects an open market sale of 205,047 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · price: The sale was executed in the form of CDIs, trading on the ASX, and as such the sale price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 13:35 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | PurchaseCommon Stock | 7,068.9 | $3.50 | $24,741.15 |
DisclosureSEC source: 0001104659-21-075621 · tm2118230-3_4seq1.xml · nonDerivative · entry 1 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,504.7 F1 · shares: Reflects an open market purchase of 70,689 of the Issuer's Chess Depositary Interests ("CDIs") in a pro rata non-renounceable entitlement offer to eligible existing Coronado CDI holders. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 16:05 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | PurchaseCommon Stock | 2,666.6 | $4.35 | $11,599.71 |
DisclosureSEC source: 0001104659-20-099594 · a4.xml · nonDerivative · entry 2 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,435.8 F3 · security: Reflects an open market purchase of 26,666 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F3 · shares: Reflects an open market purchase of 26,666 of the Issuer's CDIs. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the ASX and held by CDN. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 16:05 UTC | Coronado Global Resources Inc. ASX:CRN · Entity 9524 | PurchaseCommon Stock | 30,769.2 | $4.39 | $135,076.79 |
DisclosureSEC source: 0001104659-20-099594 · a4.xml · nonDerivative · entry 1 Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,769.2 F1 · security: Reflects an open market purchase of 307,692 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F1 · shares: Reflects an open market purchase of 307,692 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited ("CDN"), a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.