Tapewire

Nasdaq · USD

CNXC

Concentrix Corp

Export transactions ↓
Tapewire entity
4519
SEC CIK
0001803599
Parsed reports
314

Last 12 months

Inside the activity.

4 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202610
Feb 202600
Mar 202610
Apr 202611
May 202600
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2021 Filed Oct 13, 2021 22:56 UTC
Caldwell Christopher ADirector · President and CEO
Tax withholdingCommon Stock 570 $179.88 $102,531.60
Disclosure

SEC source: 0001803599-21-000183 · wf-form4_163416579048125.xml · nonDerivative · entry 1

Caldwell Christopher A · CIK 0001604279 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,739

Read SEC document
October 11, 2021 Filed Oct 13, 2021 22:57 UTC
POLK DENNISDirector
Tax withholdingCommon Stock 1,011 $179.88 $181,858.68
Disclosure

SEC source: 0001803599-21-000184 · wf-form4_163416581214243.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,368

Read SEC document
October 11, 2021 Filed Oct 13, 2021 22:57 UTC
Rosso RichardEVP, Global Sales & Acct. Mgmt
Tax withholdingCommon Stock 148 $179.88 $26,622.24
Disclosure

SEC source: 0001803599-21-000186 · wf-form4_163416585290042.xml · nonDerivative · entry 1

Rosso Richard · CIK 0001832714 · EVP, Global Sales & Acct. Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,606

Read SEC document
October 11, 2021 Filed Oct 13, 2021 22:57 UTC
Richie Steven LEVP, Legal
Tax withholdingCommon Stock 164 $179.88 $29,500.32
Disclosure

SEC source: 0001803599-21-000185 · wf-form4_163416583279225.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,619

Read SEC document
October 07, 2021 Filed Oct 8, 2021 22:45 UTC
Rosso RichardEVP, Global Sales & Acct. Mgmt
SaleCommon Stock 51 $183.76 $9,371.71
Disclosure

SEC source: 0001803599-21-000168 · wf-form4_163373312157525.xml · nonDerivative · entry 3

Rosso Richard · CIK 0001832714 · EVP, Global Sales & Acct. Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,621

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.69 to $183.76, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 22:45 UTC
Rosso RichardEVP, Global Sales & Acct. Mgmt
SaleCommon Stock 1,439 $183.13 $263,529.83
Disclosure

SEC source: 0001803599-21-000168 · wf-form4_163373312157525.xml · nonDerivative · entry 2

Rosso Richard · CIK 0001832714 · EVP, Global Sales & Acct. Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,672

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.685 to $183.61, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 22:45 UTC
Rosso RichardEVP, Global Sales & Acct. Mgmt
SaleCommon Stock 1,510 $182.24 $275,180.89
Disclosure

SEC source: 0001803599-21-000168 · wf-form4_163373312157525.xml · nonDerivative · entry 1

Rosso Richard · CIK 0001832714 · EVP, Global Sales & Acct. Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,111

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.69 to $182.67, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 18:54 UTC
Twomey Cormac JEVP, Global Ops & Delivery
Tax withholdingCommon Stock 1,963 $181.50 $356,284.50
Disclosure

SEC source: 0001803599-21-000177 · wf-form4_163407926070083.xml · nonDerivative · entry 1

Twomey Cormac J · CIK 0001722281 · EVP, Global Ops & Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,830

Read SEC document
October 07, 2021 Filed Oct 12, 2021 22:53 UTC
Caldwell Christopher ADirector · President and CEO
Tax withholdingCommon Stock 362 $181.50 $65,703.00
Disclosure

SEC source: 0001803599-21-000174 · wf-form4_163407920289797.xml · nonDerivative · entry 1

Caldwell Christopher A · CIK 0001604279 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,309

Read SEC document
October 07, 2021 Filed Oct 12, 2021 22:54 UTC
Valentine Andre SChief Financial Officer
Tax withholdingCommon Stock 1,865 $181.50 $338,497.50
Disclosure

SEC source: 0001803599-21-000178 · wf-form4_163407927542306.xml · nonDerivative · entry 1

Valentine Andre S · CIK 0001477299 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,766

Read SEC document
October 07, 2021 Filed Oct 12, 2021 22:53 UTC
Richie Steven LEVP, Legal
Tax withholdingCommon Stock 1,812 $181.50 $328,878.00
Disclosure

SEC source: 0001803599-21-000175 · wf-form4_163407922226581.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,783

Read SEC document
October 07, 2021 Filed Oct 12, 2021 22:54 UTC
Rosso RichardEVP, Global Sales & Acct. Mgmt
Tax withholdingCommon Stock 1,867 $181.50 $338,860.50
Disclosure

SEC source: 0001803599-21-000176 · wf-form4_163407923995128.xml · nonDerivative · entry 1

Rosso Richard · CIK 0001832714 · EVP, Global Sales & Acct. Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,754

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:47 UTC
Fogarty JaneEVP, Legal
GrantCommon Stock 1,404 $0.00 $0.00
Disclosure

SEC source: 0001803599-21-000164 · wf-form4_163364684208715.xml · nonDerivative · entry 1

Fogarty Jane · CIK 0001884030 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

F1 · shares: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on each of the first four anniversaries of the grant date.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:36 UTC
Caldwell Christopher ADirector · President and CEO
Tax withholdingCommon Stock 237 $174.94 $41,460.78
Disclosure

SEC source: 0001803599-21-000154 · wf-form4_163348416135678.xml · nonDerivative · entry 3

Caldwell Christopher A · CIK 0001604279 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,671

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
Tax withholdingCommon Stock 332 $174.94 $58,080.08
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 13

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,379

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:36 UTC
Rosso RichardEVP, Global Sales & Acct. Mgmt
Tax withholdingCommon Stock 100 $174.94 $17,494.00
Disclosure

SEC source: 0001803599-21-000157 · wf-form4_163348420776615.xml · nonDerivative · entry 3

Rosso Richard · CIK 0001832714 · EVP, Global Sales & Acct. Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,621

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:36 UTC
Richie Steven LEVP, Legal
Tax withholdingCommon Stock 111 $174.94 $19,418.34
Disclosure

SEC source: 0001803599-21-000156 · wf-form4_163348419202273.xml · nonDerivative · entry 3

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,595

Read SEC document
October 03, 2021 Filed Oct 6, 2021 01:36 UTC
Caldwell Christopher ADirector · President and CEO
Tax withholdingCommon Stock 207 $174.94 $36,212.58
Disclosure

SEC source: 0001803599-21-000154 · wf-form4_163348416135678.xml · nonDerivative · entry 2

Caldwell Christopher A · CIK 0001604279 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,908

Read SEC document
October 03, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
Tax withholdingCommon Stock 386 $174.94 $67,526.84
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 12

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,711

Read SEC document
October 03, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
Tax withholdingCommon Stock 290 $174.94 $50,732.60
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 11

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,097

Read SEC document
October 03, 2021 Filed Oct 6, 2021 01:36 UTC
Rosso RichardEVP, Global Sales & Acct. Mgmt
Tax withholdingCommon Stock 87 $174.94 $15,219.78
Disclosure

SEC source: 0001803599-21-000157 · wf-form4_163348420776615.xml · nonDerivative · entry 2

Rosso Richard · CIK 0001832714 · EVP, Global Sales & Acct. Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,721

Read SEC document
October 03, 2021 Filed Oct 6, 2021 01:36 UTC
Richie Steven LEVP, Legal
Tax withholdingCommon Stock 97 $174.94 $16,969.18
Disclosure

SEC source: 0001803599-21-000156 · wf-form4_163348419202273.xml · nonDerivative · entry 2

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,706

Read SEC document
October 02, 2021 Filed Oct 5, 2021 21:37 UTC
Twomey Cormac JEVP, Global Ops & Delivery
Tax withholdingCommon Stock 384 $174.94 $67,176.96
Disclosure

SEC source: 0001803599-21-000158 · wf-form4_163348422168095.xml · nonDerivative · entry 1

Twomey Cormac J · CIK 0001722281 · EVP, Global Ops & Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,793

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:36 UTC
Caldwell Christopher ADirector · President and CEO
Tax withholdingCommon Stock 392 $174.94 $68,576.48
Disclosure

SEC source: 0001803599-21-000154 · wf-form4_163348416135678.xml · nonDerivative · entry 1

Caldwell Christopher A · CIK 0001604279 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,115

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:37 UTC
Valentine Andre SChief Financial Officer
Tax withholdingCommon Stock 364 $174.94 $63,678.16
Disclosure

SEC source: 0001803599-21-000159 · wf-form4_163348423977207.xml · nonDerivative · entry 1

Valentine Andre S · CIK 0001477299 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,631

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
Tax withholdingCommon Stock 697 $174.94 $121,933.18
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 10

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,387

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:36 UTC
Rosso RichardEVP, Global Sales & Acct. Mgmt
Tax withholdingCommon Stock 122 $174.94 $21,342.68
Disclosure

SEC source: 0001803599-21-000157 · wf-form4_163348420776615.xml · nonDerivative · entry 1

Rosso Richard · CIK 0001832714 · EVP, Global Sales & Acct. Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,808

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:36 UTC
Richie Steven LEVP, Legal
Tax withholdingCommon Stock 135 $174.94 $23,616.90
Disclosure

SEC source: 0001803599-21-000156 · wf-form4_163348419202273.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,803

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $37.94 $0.00
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · derivative · entry 14

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,101

Underlying: Common Stock · 5,000 shares

Expires 2028-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The stock option vested as to 20% of the shares on October 11, 2019, the first anniversary of the date of grant, and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
SaleCommon Stock 311 $182.88 $56,875.37
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 9

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,084

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.75 to $182.95, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
SaleCommon Stock 769 $181.85 $139,841.88
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 8

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,395

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.43 to $182.305, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
SaleCommon Stock 199 $180.84 $35,986.17
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 7

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,164

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.385 to $181.30, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
SaleCommon Stock 1,800 $179.79 $323,618.40
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 6

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,363

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.22 to $180.20, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
SaleCommon Stock 300 $178.37 $53,511.30
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 5

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,163

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.06 to $178.72, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
SaleCommon Stock 500 $177.33 $88,666.00
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 4

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,463

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.88 to $177.62, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
SaleCommon Stock 321 $176.24 $56,574.32
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 3

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,963

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.61 to $176.445, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
SaleCommon Stock 800 $174.82 $139,852.80
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,284

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.40 to $175.31, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 01:36 UTC
POLK DENNISDirector
Exercise / conversionCommon Stock 5,000 $37.94 $189,700.00
Disclosure

SEC source: 0001803599-21-000155 · wf-form4_163348417670919.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:10 UTC
POLK DENNISDirector
SaleCommon Stock 3,242 $177.78 $576,375.73
Disclosure

SEC source: 0001803599-21-000147 · wf-form4_163312620119803.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,084

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.54 to $178.23, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:10 UTC
POLK DENNISDirector
SaleCommon Stock 6,758 $176.78 $1,194,645.45
Disclosure

SEC source: 0001803599-21-000147 · wf-form4_163312620119803.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,326

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.59 to $176.915, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:54 UTC
POLK DENNISDirector
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,902 $0.00 Strike: $37.94 $0.00
Disclosure

SEC source: 0001803599-21-000138 · wf-form4_163070245512608.xml · derivative · entry 7

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,101

Underlying: Common Stock · 3,902 shares

Expires 2028-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested as to 20% of the shares on October 11, 2019, the first anniversary of the date of grant, and vests as to 1/60th of the shares monthly thereafter.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:54 UTC
POLK DENNISDirector
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,098 $0.00 Strike: $31.39 $0.00
Disclosure

SEC source: 0001803599-21-000138 · wf-form4_163070245512608.xml · derivative · entry 6

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,098 shares

Expires 2024-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:54 UTC
POLK DENNISDirector
SaleCommon Stock 1,697 $174.45 $296,039.95
Disclosure

SEC source: 0001803599-21-000138 · wf-form4_163070245512608.xml · nonDerivative · entry 5

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,084

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.05 to $174.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:54 UTC
POLK DENNISDirector
SaleCommon Stock 2,703 $173.62 $469,305.67
Disclosure

SEC source: 0001803599-21-000138 · wf-form4_163070245512608.xml · nonDerivative · entry 4

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,781

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.05 to $174.04, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:54 UTC
POLK DENNISDirector
SaleCommon Stock 600 $172.40 $103,437.60
Disclosure

SEC source: 0001803599-21-000138 · wf-form4_163070245512608.xml · nonDerivative · entry 3

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,484

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.04 to $172.97, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:54 UTC
POLK DENNISDirector
Exercise / conversionCommon Stock 3,902 $37.94 $148,041.88
Disclosure

SEC source: 0001803599-21-000138 · wf-form4_163070245512608.xml · nonDerivative · entry 2

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:54 UTC
POLK DENNISDirector
Exercise / conversionCommon Stock 1,098 $31.39 $34,466.22
Disclosure

SEC source: 0001803599-21-000138 · wf-form4_163070245512608.xml · nonDerivative · entry 1

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:22 UTC
POLK DENNISDirector
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $31.39 $0.00
Disclosure

SEC source: 0001803599-21-000136 · wf-form4_162811214796618.xml · derivative · entry 7

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Underlying: Common Stock · 5,000 shares

Expires 2024-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:22 UTC
POLK DENNISDirector
SaleCommon Stock 200 $164.94 $32,987.60
Disclosure

SEC source: 0001803599-21-000136 · wf-form4_162811214796618.xml · nonDerivative · entry 6

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,084

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.85 to $165.275, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:22 UTC
POLK DENNISDirector
SaleCommon Stock 1,016 $163.84 $166,465.50
Disclosure

SEC source: 0001803599-21-000136 · wf-form4_162811214796618.xml · nonDerivative · entry 5

POLK DENNIS · CIK 0001270710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,284

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2021.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.60 to $164.01, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.