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Richie Steven L

Disclosed activity across 2 companies

Tapewire entity
89116
SEC CIK
0001831653

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Concentrix CorpCNXC · Entity 4519EVP, LegalOctober 11, 2021October 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Concentrix Corp

Report date October 11, 2021 · Filed October 13, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,619 Reported balance After 2021-10-11 transaction · row 1
1 source row

Row 1 · 2021-10-11 · Tax withholding · Disposed 164 · Balance 26,619

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Laird Superfood, Inc.

Report date July 05, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,555 Ending reported balance After 2024-07-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-07-05 · Exercise / conversion · Acquired 12,500 · Balance 100,555

F1: This represents the exercise of stock options with a grant date of 04/03/2023.

Row 2 · 2024-07-05 · Exercise / conversion · Acquired 25,000 · Balance 125,555

F2: This represents the exercise of stock options with a grant date of 06/30/2022.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.81 · Expires 2033-04-03Direct37,500 Reported balance After 2024-07-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-07-05 · Exercise / conversion · Disposed 12,500 · Balance 37,500

F3: This stock option vests as to 25% of the shares on each of the first four anniversaries of the grant date.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.91 · Expires 2032-06-30Direct25,000 Reported balance After 2024-07-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-07-05 · Exercise / conversion · Disposed 25,000 · Balance 25,000

F3: This stock option vests as to 25% of the shares on each of the first four anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: This represents the exercise of stock options with a grant date of 04/03/2023.

F2: This represents the exercise of stock options with a grant date of 06/30/2022.

F3: This stock option vests as to 25% of the shares on each of the first four anniversaries of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2024 Filed Jul 9, 2024 01:50 UTC Laird Superfood, Inc. LSF · Entity 137 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001437749-24-022337 · rdgdoc.xml · derivative · entry 4

Richie Steven L · CIK 0001831653 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Laird Superfood, Inc. Common Stock · 25,000 shares

Expires 2032-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option vests as to 25% of the shares on each of the first four anniversaries of the grant date.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 01:50 UTC Laird Superfood, Inc. LSF · Entity 137 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001437749-24-022337 · rdgdoc.xml · derivative · entry 3

Richie Steven L · CIK 0001831653 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Laird Superfood, Inc. Common Stock · 12,500 shares

Expires 2033-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option vests as to 25% of the shares on each of the first four anniversaries of the grant date.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 01:50 UTC Laird Superfood, Inc. LSF · Entity 137 Exercise / conversionCommon Stock 25,000 $1.91 $47,750.00
Disclosure

SEC source: 0001437749-24-022337 · rdgdoc.xml · nonDerivative · entry 2

Richie Steven L · CIK 0001831653 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This represents the exercise of stock options with a grant date of 06/30/2022.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 01:50 UTC Laird Superfood, Inc. LSF · Entity 137 Exercise / conversionCommon Stock 12,500 $0.81 $10,125.00
Disclosure

SEC source: 0001437749-24-022337 · rdgdoc.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents the exercise of stock options with a grant date of 04/03/2023.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 15:15 UTC Laird Superfood, Inc. LSF · Entity 137 Tax withholdingCommon Stock 4,323 $5.62 $24,295.26
Disclosure

SEC source: 0001437749-24-022098 · rdgdoc.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · General Counsel and Corporate

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,055

F1 · kind: Represents shares withheld to satisfy taxes. No shares were sold.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 17:06 UTC Laird Superfood, Inc. LSF · Entity 137 Tax withholdingCommon Stock 4,258 $2.43 $10,346.94
Disclosure

SEC source: 0001437749-24-011167 · rdgdoc.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · General Counsel and Corporate

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,378

F1 · kind: Represents shares withheld to satisfy taxes. No shares were sold.

Read SEC document
June 30, 2023 Filed Jul 1, 2023 00:49 UTC Laird Superfood, Inc. LSF · Entity 137 Tax withholdingCommon Stock 3,364 $0.80 $2,691.20
Disclosure

SEC source: 0001593968-23-001062 · primary_01.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,636

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:21 UTC Laird Superfood, Inc. LSF · Entity 137 GrantOption (right to buy) · Derivative 50,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001593968-23-000577 · primary_01.xml · derivative · entry 2

Richie Steven L · CIK 0001831653 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Laird Superfood, Inc. Common Stock · 50,000 shares

Expires 2033-04-03

F2 · derivative.exercise_date: This stock option vests as to 25% of the shares on each of the first four anniversaries of the grant date.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:21 UTC Laird Superfood, Inc. LSF · Entity 137 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-23-000577 · primary_01.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents a grant of restricted stock units. The restricted stock units vest as to 25% of the shares on each of the first four anniversaries of the grant date.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 19:56 UTC Laird Superfood, Inc. LSF · Entity 137 GrantOption (right to buy) · Derivative 50,000 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001593968-22-001197 · primary_01.xml · derivative · entry 2

Richie Steven L · CIK 0001831653 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Laird Superfood, Inc. Common Stock · 50,000 shares

Expires 2032-06-30

F2 · derivative.exercise_date: This stock option vests as to 25% of the shares on each of the first four anniversaries of the grant date.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 19:56 UTC Laird Superfood, Inc. LSF · Entity 137 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-001197 · primary_01.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents a grant of restricted stock units. The restricted stock units vest as to 25% of the shares on each of the first four anniversaries of the grant date.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 22:57 UTC Concentrix Corp CNXC · Entity 4519 Tax withholdingCommon Stock 164 $179.88 $29,500.32
Disclosure

SEC source: 0001803599-21-000185 · wf-form4_163416583279225.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,619

Read SEC document
October 07, 2021 Filed Oct 12, 2021 22:53 UTC Concentrix Corp CNXC · Entity 4519 Tax withholdingCommon Stock 1,812 $181.50 $328,878.00
Disclosure

SEC source: 0001803599-21-000175 · wf-form4_163407922226581.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,783

Read SEC document
October 04, 2021 Filed Oct 6, 2021 01:36 UTC Concentrix Corp CNXC · Entity 4519 Tax withholdingCommon Stock 111 $174.94 $19,418.34
Disclosure

SEC source: 0001803599-21-000156 · wf-form4_163348419202273.xml · nonDerivative · entry 3

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,595

Read SEC document
October 03, 2021 Filed Oct 6, 2021 01:36 UTC Concentrix Corp CNXC · Entity 4519 Tax withholdingCommon Stock 97 $174.94 $16,969.18
Disclosure

SEC source: 0001803599-21-000156 · wf-form4_163348419202273.xml · nonDerivative · entry 2

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,706

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:36 UTC Concentrix Corp CNXC · Entity 4519 Tax withholdingCommon Stock 135 $174.94 $23,616.90
Disclosure

SEC source: 0001803599-21-000156 · wf-form4_163348419202273.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,803

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:19 UTC Concentrix Corp CNXC · Entity 4519 Tax withholdingCommon Stock 5,994 $151.10 $905,693.40
Disclosure

SEC source: 0001803599-21-000108 · wf-form4_162275511659765.xml · nonDerivative · entry 2

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,938

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:19 UTC Concentrix Corp CNXC · Entity 4519 GrantCommon Stock 14,089 $0.00 $0.00
Disclosure

SEC source: 0001803599-21-000108 · wf-form4_162275511659765.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,932

F1 · kind: Represents shares issued upon the vesting of performance-based restricted stock units awarded on July 19, 2019. The restricted stock units vested six months following the December 1, 2020 effective date of the spin-off of the Issuer from SYNNEX Corporation.

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January 20, 2021 Filed Jan 22, 2021 22:23 UTC Concentrix Corp CNXC · Entity 4519 GrantCommon Stock 14,617 $0.00 $0.00
Disclosure

SEC source: 0001803599-21-000032 · wf-form4_161135421636485.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,843

F1 · kind: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on each of the first four anniversaries of October 7, 2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 23:45 UTC Concentrix Corp CNXC · Entity 4519 OtherCommon Stock 6,226 $0.00 $0.00
Disclosure

SEC source: 0001803599-20-000052 · wf-form4_160703914111324.xml · nonDerivative · entry 1

Richie Steven L · CIK 0001831653 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,226

F1 · kind: In connection with the spin-off of Concentrix Corporation ("Concentrix") by SYNNEX Corporation ("SYNNEX"), on December 1, 2020, SYNNEX distributed all of the issued and outstanding shares of Concentrix common stock to SYNNEX stockholders (the "Distribution"). SYNNEX stockholders received one share of Concentrix common stock for each share of SYNNEX common stock held as of the close of business on November 17, 2020. The number of shares of Concentrix common stock reported as acquired on this Form 4 reflects the number of shares of Concentrix common stock, including shares of restricted stock, acquired by the reporting person pursuant to the Distribution.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.