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CNX Resources Corp

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3842
SEC CIK
0001070412
Parsed reports
294

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2023 Filed May 8, 2023 21:10 UTC GrantStock Option (right to buy) · Derivative 16,289 $0.00 Strike: $14.63 $0.00
Disclosure

SEC source: 0001214659-23-006658 · marketforms-61430.xml · derivative · entry 4

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,289

Underlying: Common shares, $0.01 per share · 16,289 shares

Expires 2033-05-04

F2 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

Read SEC document
May 04, 2023 Filed May 8, 2023 21:10 UTC GrantCommon shares, $0.01 par value per share 27,342 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-006658 · marketforms-61430.xml · nonDerivative · entry 1

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,046

F1 · balance_after: Of the shares owned directly, 27,342 are restricted stock units and 2,100 are deferred stock units.

Read SEC document
May 04, 2023 Filed May 8, 2023 21:10 UTC GrantCommon shares, $0.01 par value per share 20,165 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-006656 · marketforms-61410.xml · nonDerivative · entry 1

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,884

F1 · balance_after: Of the shares owned directly, 12,304 are restricted stock units and 12,067 are deferred stock units.

Read SEC document
May 04, 2023 Filed May 8, 2023 21:10 UTC GrantCommon shares, $0.01 par value per share 12,304 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-006655 · marketforms-61408.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,912

F1 · balance_after: Of the shares owned directly, 12,304 are restricted stock units and 50,849 are deferred stock units.

Read SEC document
May 04, 2023 Filed May 8, 2023 21:10 UTC GrantCommon shares, $0.01 par value per share 12,304 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-006654 · marketforms-61407.xml · nonDerivative · entry 1

Agbede Robert · CIK 0001904493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,116

F1 · balance_after: Of the shares owned directly, 12,304 are restricted stock units.

Read SEC document
May 04, 2023 Filed May 8, 2023 21:05 UTC GrantCommon shares, $0.01 par value per share 12,304 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-006653 · marketforms-61409.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,659

F1 · balance_after: Of the shares owned directly, 12,304 are restricted stock units.

Read SEC document
February 25, 2023 Filed Feb 27, 2023 22:23 UTC
Shepard Alan KChief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 8,811 $15.69 $138,244.59
Disclosure

SEC source: 0001214659-23-003151 · marketforms-59691.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,118

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F3 · balance_after: Of the shares owned, 97,165 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 25, 2023 Filed Feb 27, 2023 22:23 UTC
Shepard Alan KChief Financial Officer
GrantCommon shares, $0.01 par value per share 6,600 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003151 · marketforms-59691.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,929

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2020-2023 performance period.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:25 UTC
Srivastava RaviPresident, New Technologies
Tax withholdingCommon shares, $0.01 par value per share 100 $16.28 $1,628.00
Disclosure

SEC source: 0001214659-23-001717 · marketforms-59348.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,427

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

F2 · balance_after: Of the shares owned, 53,051 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:25 UTC
Scott HayleyChief Risk Officer
Tax withholdingCommon shares, $0.01 par value per share 189 $16.28 $3,076.92
Disclosure

SEC source: 0001214659-23-001718 · marketforms-59349.xml · nonDerivative · entry 1

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,131

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

F2 · balance_after: Of the shares owned, 29,469 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Scott HayleyChief Risk Officer
Tax withholdingCommon shares, $0.01 par value per share 2,897 $16.73 $48,466.81
Disclosure

SEC source: 0001214659-23-001537 · marketforms-59274.xml · nonDerivative · entry 6

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,320

F6 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F7 · balance_after: Of the shares owned, 30,056 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 210 $16.73 $3,513.30
Disclosure

SEC source: 0001214659-23-001537 · marketforms-59274.xml · nonDerivative · entry 5

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,217

F5 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 259 $16.73 $4,333.07
Disclosure

SEC source: 0001214659-23-001537 · marketforms-59274.xml · nonDerivative · entry 4

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,007

F4 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 1,536 $16.73 $25,697.28
Disclosure

SEC source: 0001214659-23-001537 · marketforms-59274.xml · nonDerivative · entry 3

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,748

F3 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2020-2022 Long Term Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 471 $16.73 $7,879.83
Disclosure

SEC source: 0001214659-23-001537 · marketforms-59274.xml · nonDerivative · entry 2

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,212

F2 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2019-2023 Long Term Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 207 $16.73 $3,463.11
Disclosure

SEC source: 0001214659-23-001537 · marketforms-59274.xml · nonDerivative · entry 1

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,741

F1 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2018-2022 Long Term Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Srivastava RaviPresident, New Technologies
Tax withholdingCommon shares, $0.01 par value per share 1,788 $16.73 $29,913.24
Disclosure

SEC source: 0001214659-23-001536 · marketforms-59273.xml · nonDerivative · entry 4

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,527

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F5 · balance_after: Of the shares owned, 53,521 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Srivastava RaviPresident, New Technologies
GrantCommon shares, $0.01 par value per share 1,440 $16.73 $24,091.20
Disclosure

SEC source: 0001214659-23-001536 · marketforms-59273.xml · nonDerivative · entry 3

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,315

F3 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Srivastava RaviPresident, New Technologies
GrantCommon shares, $0.01 par value per share 206 $16.73 $3,446.38
Disclosure

SEC source: 0001214659-23-001536 · marketforms-59273.xml · nonDerivative · entry 2

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,875

F2 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Srivastava RaviPresident, New Technologies
GrantCommon shares, $0.01 par value per share 1,226 $16.73 $20,510.98
Disclosure

SEC source: 0001214659-23-001536 · marketforms-59273.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,669

F1 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2020-2022 Long Term Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Shepard Alan KChief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 997 $16.73 $16,679.81
Disclosure

SEC source: 0001214659-23-001535 · marketforms-59272.xml · nonDerivative · entry 3

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,329

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F4 · balance_after: Of the shares owned, 111,576 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Shepard Alan KChief Financial Officer
GrantCommon shares, $0.01 par value per share 1,801 $16.73 $30,130.73
Disclosure

SEC source: 0001214659-23-001535 · marketforms-59272.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,326

F2 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Shepard Alan KChief Financial Officer
GrantCommon shares, $0.01 par value per share 902 $16.73 $15,090.46
Disclosure

SEC source: 0001214659-23-001535 · marketforms-59272.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,525

F1 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
Tax withholdingCommon shares, $0.01 par value per share 1,161 $16.73 $19,423.53
Disclosure

SEC source: 0001214659-23-001534 · marketforms-59271.xml · nonDerivative · entry 3

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,324

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F4 · balance_after: Of the shares owned, 79,025 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
GrantCommon shares, $0.01 par value per share 1,921 $16.73 $32,138.33
Disclosure

SEC source: 0001214659-23-001534 · marketforms-59271.xml · nonDerivative · entry 2

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,485

F2 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
GrantCommon shares, $0.01 par value per share 1,564 $16.73 $26,165.72
Disclosure

SEC source: 0001214659-23-001534 · marketforms-59271.xml · nonDerivative · entry 1

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,564

F1 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Akinkugbe OlayemiChief Excellence Officer
Tax withholdingCommon shares, $0.01 par value per share 13,502 $16.73 $225,888.46
Disclosure

SEC source: 0001214659-23-001533 · marketforms-59269.xml · nonDerivative · entry 5

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,303

F5 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F6 · balance_after: Of the shares owned, 203,553 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 6,003 $16.73 $100,430.19
Disclosure

SEC source: 0001214659-23-001533 · marketforms-59269.xml · nonDerivative · entry 4

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,805

F4 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 4,512 $16.73 $75,485.76
Disclosure

SEC source: 0001214659-23-001533 · marketforms-59269.xml · nonDerivative · entry 3

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,802

F3 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 7,138 $16.73 $119,418.74
Disclosure

SEC source: 0001214659-23-001533 · marketforms-59269.xml · nonDerivative · entry 2

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,290

F2 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2020-2022 Long Term Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 620 $16.73 $10,372.60
Disclosure

SEC source: 0001214659-23-001533 · marketforms-59269.xml · nonDerivative · entry 1

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,152

F1 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2019-2023 Long Term Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 126,680 $16.73 $2,119,356.40
Disclosure

SEC source: 0001214659-23-001532 · marketforms-59266.xml · nonDerivative · entry 6

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,941,169

F6 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F7 · balance_after: Of the shares owned, 416,359 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 8,405 $16.73 $140,615.65
Disclosure

SEC source: 0001214659-23-001532 · marketforms-59266.xml · nonDerivative · entry 5

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067,849

F5 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 13,538 $16.73 $226,490.74
Disclosure

SEC source: 0001214659-23-001532 · marketforms-59266.xml · nonDerivative · entry 4

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,059,444

F4 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 80,303 $16.73 $1,343,469.19
Disclosure

SEC source: 0001214659-23-001532 · marketforms-59266.xml · nonDerivative · entry 3

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045,906

F3 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2020-2022 Long Term Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 28,180 $16.73 $471,451.40
Disclosure

SEC source: 0001214659-23-001532 · marketforms-59266.xml · nonDerivative · entry 2

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965,603

F2 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2019-2023 Long Term Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 15,199 $16.73 $254,279.27
Disclosure

SEC source: 0001214659-23-001532 · marketforms-59266.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937,423

F1 · shares: Represents the vesting, for 2022 performance, of Performance Share Units previously granted to the reporting person under the 2018-2022 Long Term Incentive Program.

Read SEC document
January 21, 2023 Filed Jan 24, 2023 22:00 UTC
Scott HayleyChief Risk Officer
Tax withholdingCommon shares, $0.01 par value per share 753 $16.54 $12,454.62
Disclosure

SEC source: 0001214659-23-001052 · marketforms-58276.xml · nonDerivative · entry 1

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,534

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to her.

F2 · balance_after: Of the shares owned, 34,649 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 21, 2023 Filed Jan 24, 2023 22:00 UTC
Srivastava RaviPresident, New Technologies
Tax withholdingCommon shares, $0.01 par value per share 470 $16.54 $7,773.80
Disclosure

SEC source: 0001214659-23-001053 · marketforms-58275.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,443

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 55,715 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:55 UTC
Srivastava RaviPresident, New Technologies
Tax withholdingCommon shares, $0.01 par value per share 334 $16.36 $5,464.24
Disclosure

SEC source: 0001214659-23-000367 · marketforms-58137.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,913

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 57,075 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:55 UTC
Scott HayleyChief Risk Officer
Tax withholdingCommon shares, $0.01 par value per share 553 $16.36 $9,047.08
Disclosure

SEC source: 0001214659-23-000368 · marketforms-58138.xml · nonDerivative · entry 1

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,287

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to her.

F2 · balance_after: Of the shares owned, 36,352 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:55 UTC
Shepard Alan KChief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 1,886 $16.36 $30,854.96
Disclosure

SEC source: 0001214659-23-000366 · marketforms-58136.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,623

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 111,576 are restricted stock units (including dividend equivalent rights).

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January 04, 2023 Filed Jan 6, 2023 21:55 UTC
Akinkugbe OlayemiChief Excellence Officer
Tax withholdingCommon shares, $0.01 par value per share 9,720 $16.36 $159,019.20
Disclosure

SEC source: 0001214659-23-000364 · marketforms-58134.xml · nonDerivative · entry 1

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,532

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 216,323 are restricted stock units (including dividend equivalent rights).

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January 04, 2023 Filed Jan 6, 2023 21:55 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
Tax withholdingCommon shares, $0.01 par value per share 3,217 $16.36 $52,630.12
Disclosure

SEC source: 0001214659-23-000365 · marketforms-58135.xml · nonDerivative · entry 1

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,000

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 79,025 are restricted stock units (including dividend equivalent rights).

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January 04, 2023 Filed Jan 6, 2023 21:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 29,464 $16.36 $482,031.04
Disclosure

SEC source: 0001214659-23-000362 · marketforms-58133.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922,224

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 560,015 are restricted stock units (including dividend equivalent rights).

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January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Srivastava RaviPresident, New Technologies
GrantCommon shares, $0.01 par value per share 24,954 $16.03 $400,012.62
Disclosure

SEC source: 0001214659-23-000226 · marketforms-58105.xml · nonDerivative · entry 2

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,247

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 58,105 are restricted stock units (including dividend equivalent rights).

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January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Srivastava RaviPresident, New Technologies
Tax withholdingCommon shares, $0.01 par value per share 3,326 $16.03 $53,315.78
Disclosure

SEC source: 0001214659-23-000226 · marketforms-58105.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,293

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

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January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 18,715 $16.03 $300,001.45
Disclosure

SEC source: 0001214659-23-000227 · marketforms-58106.xml · nonDerivative · entry 2

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,840

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 37,645 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Scott HayleyChief Risk Officer
Tax withholdingCommon shares, $0.01 par value per share 439 $16.03 $7,037.17
Disclosure

SEC source: 0001214659-23-000227 · marketforms-58106.xml · nonDerivative · entry 1

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,125

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to her.

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January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Shepard Alan KChief Financial Officer
GrantCommon shares, $0.01 par value per share 53,026 $16.03 $850,006.78
Disclosure

SEC source: 0001214659-23-000225 · marketforms-58104.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,509

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 116,088 are restricted stock units (including dividend equivalent rights).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.