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CNX Resources Corp

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Tapewire entity
3842
SEC CIK
0001070412
Parsed reports
294

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2026 Filed Feb 3, 2026 21:54 UTC GrantCommon shares, $0.01 par value per share 101,609 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000031 · wk-form4_1770155641.xml · nonDerivative · entry 3

DEIULIIS NICHOLAS J · CIK 0001288995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,456,437

F3 · shares: Represents the vesting of Performance Share Units previously granted to the reporting person under a 2023-2025 Long-Term Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:54 UTC GrantCommon shares, $0.01 par value per share 4,845 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000031 · wk-form4_1770155641.xml · nonDerivative · entry 2

DEIULIIS NICHOLAS J · CIK 0001288995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,354,828

F2 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:54 UTC GrantCommon shares, $0.01 par value per share 6,239 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000031 · wk-form4_1770155641.xml · nonDerivative · entry 1

DEIULIIS NICHOLAS J · CIK 0001288995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,349,983

F1 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Behl NavneetChief Operating Officer
Tax withholdingCommon shares, $0.01 par value per share 26,949 $38.80 $1,045,621.20
Disclosure

SEC source: 0001070412-26-000030 · wk-form4_1770155635.xml · nonDerivative · entry 4

Behl Navneet · CIK 0001956006 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,302

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F5 · balance_after: Of the shares owned, 87,932 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Behl NavneetChief Operating Officer
GrantCommon shares, $0.01 par value per share 54,192 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000030 · wk-form4_1770155635.xml · nonDerivative · entry 3

Behl Navneet · CIK 0001956006 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,251

F3 · shares: Represents the vesting of Performance Share Units previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Behl NavneetChief Operating Officer
GrantCommon shares, $0.01 par value per share 4,441 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000030 · wk-form4_1770155635.xml · nonDerivative · entry 2

Behl Navneet · CIK 0001956006 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,059

F2 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Behl NavneetChief Operating Officer
GrantCommon shares, $0.01 par value per share 3,328 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000030 · wk-form4_1770155635.xml · nonDerivative · entry 1

Behl Navneet · CIK 0001956006 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,618

F1 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Shepard Alan KDirector · President & CEO
Tax withholdingCommon shares, $0.01 par value per share 28,337 $38.80 $1,099,475.60
Disclosure

SEC source: 0001070412-26-000029 · wk-form4_1770155629.xml · nonDerivative · entry 4

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,421

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F5 · balance_after: Of the shares owned, 86,856 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Shepard Alan KDirector · President & CEO
GrantCommon shares, $0.01 par value per share 57,579 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000029 · wk-form4_1770155629.xml · nonDerivative · entry 3

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,758

F3 · shares: Represents the vesting of Performance Share Units previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Shepard Alan KDirector · President & CEO
GrantCommon shares, $0.01 par value per share 4,038 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000029 · wk-form4_1770155629.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,179

F2 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Shepard Alan KDirector · President & CEO
GrantCommon shares, $0.01 par value per share 3,536 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000029 · wk-form4_1770155629.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,141

F1 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Bedard Timothy ScottEVP and General Counsel
Tax withholdingCommon shares, $0.01 par value per share 1,405 $38.80 $54,514.00
Disclosure

SEC source: 0001070412-26-000028 · wk-form4_1770155625.xml · nonDerivative · entry 2

Bedard Timothy Scott · CIK 0002004732 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,936

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F3 · balance_after: Of the shares owned, 70,463 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC
Bedard Timothy ScottEVP and General Counsel
GrantCommon shares, $0.01 par value per share 3,230 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000028 · wk-form4_1770155625.xml · nonDerivative · entry 1

Bedard Timothy Scott · CIK 0002004732 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,341

F1 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:51 UTC
Good Everett WChief Financial Officer
GrantPerformance Share Units · Derivative 191,667 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000017 · wk-form4_1767739906.xml · derivative · entry 3

Good Everett W · CIK 0002100192 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,667

Underlying: Common shares, $0.01 par value per share · 191,667 shares

Expires 2030-07-31

F4 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one Common Share, $0.01 par value per share, of CNX Resources Corp. The PSUs vest upon the common stock of CNX Resources achieving certain pre-determined prices per share in two tranches over a performance period beginning January 5, 2026 and ending July 31, 2030.

F4 · derivative.exercise_date: Each Performance Share Unit (PSU) represents a contingent right to receive one Common Share, $0.01 par value per share, of CNX Resources Corp. The PSUs vest upon the common stock of CNX Resources achieving certain pre-determined prices per share in two tranches over a performance period beginning January 5, 2026 and ending July 31, 2030.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:51 UTC
Good Everett WChief Financial Officer
GrantCommon shares, $0.01 par value per share 23,520 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000017 · wk-form4_1767739906.xml · nonDerivative · entry 2

Good Everett W · CIK 0002100192 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,526

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 24,701 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:51 UTC
Behl NavneetChief Operating Officer
GrantCommon shares, $0.01 par value per share 38,047 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000015 · wk-form4_1767739894.xml · nonDerivative · entry 2

Behl Navneet · CIK 0001956006 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,290

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 87,932 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:51 UTC
Shepard Alan KPresident & CEO
GrantCommon shares, $0.01 par value per share 41,506 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000016 · wk-form4_1767739899.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,605

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 86,856 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:51 UTC
Bedard Timothy ScottEVP and General Counsel
GrantCommon shares, $0.01 par value per share 27,671 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000014 · wk-form4_1767739888.xml · nonDerivative · entry 2

Bedard Timothy Scott · CIK 0002004732 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,111

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 70,463 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2026 Filed Jan 6, 2026 22:51 UTC Tax withholdingCommon shares, $0.01 par value per share 31,054 $36.46 $1,132,228.84
Disclosure

SEC source: 0001070412-26-000018 · wk-form4_1767739912.xml · nonDerivative · entry 1

DEIULIIS NICHOLAS J · CIK 0001288995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,343,744

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 54,420 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2026 Filed Jan 6, 2026 22:51 UTC
Good Everett WChief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 574 $36.46 $20,928.04
Disclosure

SEC source: 0001070412-26-000017 · wk-form4_1767739906.xml · nonDerivative · entry 1

Good Everett W · CIK 0002100192 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,006

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 03, 2026 Filed Jan 6, 2026 22:51 UTC
Behl NavneetChief Operating Officer
Tax withholdingCommon shares, $0.01 par value per share 22,987 $36.46 $838,106.02
Disclosure

SEC source: 0001070412-26-000015 · wk-form4_1767739894.xml · nonDerivative · entry 1

Behl Navneet · CIK 0001956006 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,243

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 03, 2026 Filed Jan 6, 2026 22:51 UTC
Shepard Alan KPresident & CEO
Tax withholdingCommon shares, $0.01 par value per share 22,099 $36.46 $805,729.54
Disclosure

SEC source: 0001070412-26-000016 · wk-form4_1767739899.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,099

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 03, 2026 Filed Jan 6, 2026 22:51 UTC
Bedard Timothy ScottEVP and General Counsel
Tax withholdingCommon shares, $0.01 par value per share 9,831 $36.46 $358,438.26
Disclosure

SEC source: 0001070412-26-000014 · wk-form4_1767739888.xml · nonDerivative · entry 1

Bedard Timothy Scott · CIK 0002004732 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,440

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 13:32 UTC
Bedard Timothy ScottEVP and General Counsel
Tax withholdingCommon shares, $0.01 par value per share 2,832 $37.21 $105,378.72
Disclosure

SEC source: 0002004732-25-000004 · wk-form4_1767015167.xml · nonDerivative · entry 1

Bedard Timothy Scott · CIK 0002004732 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,271

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 69,006 are restricted stock units (including dividend equivalent rights).

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:10 UTC GiftCommon shares, $0.01 par value per share 250 $0.00 $0.00
Disclosure

SEC source: 0001705595-25-000006 · wk-form4_1763586637.xml · nonDerivative · entry 5

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMA Account #4

Disclosed balance after: 250

F1 · kind: Exempt transfer under the Uniform Transfers to Minors Act to account established for a grandchild (such accounts, "UTMA Account #1", "UTMA Account #2", "UTMA Account #3", and "UTMA Account #4"), for which the reporting person serves as custodian. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:10 UTC GiftCommon shares, $0.01 par value per share 250 $0.00 $0.00
Disclosure

SEC source: 0001705595-25-000006 · wk-form4_1763586637.xml · nonDerivative · entry 4

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMA Account #3

Disclosed balance after: 250

F1 · kind: Exempt transfer under the Uniform Transfers to Minors Act to account established for a grandchild (such accounts, "UTMA Account #1", "UTMA Account #2", "UTMA Account #3", and "UTMA Account #4"), for which the reporting person serves as custodian. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:10 UTC GiftCommon shares, $0.01 par value per share 250 $0.00 $0.00
Disclosure

SEC source: 0001705595-25-000006 · wk-form4_1763586637.xml · nonDerivative · entry 3

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMA Account #2

Disclosed balance after: 250

F1 · kind: Exempt transfer under the Uniform Transfers to Minors Act to account established for a grandchild (such accounts, "UTMA Account #1", "UTMA Account #2", "UTMA Account #3", and "UTMA Account #4"), for which the reporting person serves as custodian. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:10 UTC GiftCommon shares, $0.01 par value per share 250 $0.00 $0.00
Disclosure

SEC source: 0001705595-25-000006 · wk-form4_1763586637.xml · nonDerivative · entry 2

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · UTMA Account #1

Disclosed balance after: 250

F1 · kind: Exempt transfer under the Uniform Transfers to Minors Act to account established for a grandchild (such accounts, "UTMA Account #1", "UTMA Account #2", "UTMA Account #3", and "UTMA Account #4"), for which the reporting person serves as custodian. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:10 UTC GiftCommon shares, $0.01 par value per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0001705595-25-000006 · wk-form4_1763586637.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,433

F1 · kind: Exempt transfer under the Uniform Transfers to Minors Act to account established for a grandchild (such accounts, "UTMA Account #1", "UTMA Account #2", "UTMA Account #3", and "UTMA Account #4"), for which the reporting person serves as custodian. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Of the shares owned directly, 6,762 are restricted stock units and 44,998 are deferred stock units.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Behl NavneetChief Operating Officer
Tax withholdingCommon shares, $0.01 par value per share 3,776 $29.20 $110,259.20
Disclosure

SEC source: 0001070412-25-000096 · wk-form4_1756930535.xml · nonDerivative · entry 1

Behl Navneet · CIK 0001956006 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,230

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

F2 · balance_after: Of the shares owned, 102,565 are restricted stock units (including dividend equivalent rights).

Read SEC document
May 12, 2025 Filed May 13, 2025 12:55 UTC PurchaseCommon shares, $0.01 par value per share 10,000 $31.20 $312,009.00
Disclosure

SEC source: 0001070412-25-000081 · wk-form4_1747140943.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,433

F1 · balance_after: Of the shares owned directly, 6,762 are restricted stock units and 44,998 are deferred stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:15 UTC GrantCommon shares, $0.01 par value per share 15,721 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000077 · wk-form4_1746479694.xml · nonDerivative · entry 1

MCGUIRE IAN R · CIK 0001297913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,120

F1 · balance_after: Of the shares owned directly, 11,495 are restricted stock units and 44,232 are deferred stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:34 UTC GrantCommon shares, $0.01 par value per share 6,762 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000075 · wk-form4_1746477226.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,433

F1 · balance_after: Of the shares owned directly, 6,762 are restricted stock units and 50,849 are deferred stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:33 UTC GrantCommon shares, $0.01 par value per share 9,932 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000074 · wk-form4_1746477189.xml · nonDerivative · entry 1

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,293

F1 · balance_after: Of the shares owned directly, 6,762 are restricted stock units and 11,031 are deferred stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:32 UTC GrantCommon shares, $0.01 par value per share 6,762 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000073 · wk-form4_1746477170.xml · nonDerivative · entry 1

Agbede Robert · CIK 0001904493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,637

F1 · balance_after: Of the shares owned directly, 6,762 are restricted stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:32 UTC GrantCommon shares, $0.01 par value per share 6,762 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000072 · wk-form4_1746477156.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,180

F1 · balance_after: Of the shares owned directly, 6,762 are restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Srivastava RaviPresident New Technologies
Tax withholdingCommon shares, $0.01 par value per share 12,351 $27.38 $338,170.38
Disclosure

SEC source: 0001070412-25-000042 · wk-form4_1738715499.xml · nonDerivative · entry 5

Srivastava Ravi · CIK 0001901559 · President New Technologies

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,610

F5 · shares: Represents shares automatically withheld to satisfy the reporting persons tax liability from the vesting of performance share units and restricted stock units previously granted to him.

F6 · balance_after: Of the shares owned, 70,814 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Srivastava RaviPresident New Technologies
GrantCommon shares, $0.01 par value per share 3,229 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000042 · wk-form4_1738715499.xml · nonDerivative · entry 4

Srivastava Ravi · CIK 0001901559 · President New Technologies

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,961

F4 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Srivastava RaviPresident New Technologies
GrantCommon shares, $0.01 par value per share 1,664 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000042 · wk-form4_1738715499.xml · nonDerivative · entry 3

Srivastava Ravi · CIK 0001901559 · President New Technologies

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,732

F3 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Srivastava RaviPresident New Technologies
GrantCommon shares, $0.01 par value per share 1,442 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000042 · wk-form4_1738715499.xml · nonDerivative · entry 2

Srivastava Ravi · CIK 0001901559 · President New Technologies

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,068

F2 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

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January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Srivastava RaviPresident New Technologies
GrantCommon shares, $0.01 par value per share 11,029 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000042 · wk-form4_1738715499.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President New Technologies

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,626

F1 · shares: Represents the vesting, for 2024 performance, of Performance Share Units previously granted to the reporting person under the 2022-2024 Long-Term Incentive Program.

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January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Shepard Alan KChief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 16,070 $27.38 $439,996.60
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 5

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,198

F5 · shares: Represents shares automatically withheld to satisfy the reporting persons tax liability from the vesting of performance share units and restricted stock units previously granted to him.

F6 · balance_after: Of the shares owned, 95,794 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Shepard Alan KChief Financial Officer
GrantCommon shares, $0.01 par value per share 4,037 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 4

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,268

F4 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Shepard Alan KChief Financial Officer
GrantCommon shares, $0.01 par value per share 3,535 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 3

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,231

F3 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Shepard Alan KChief Financial Officer
GrantCommon shares, $0.01 par value per share 1,802 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,696

F2 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Shepard Alan KChief Financial Officer
GrantCommon shares, $0.01 par value per share 13,787 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,894

F1 · shares: Represents the vesting, for 2024 performance, of Performance Share Units previously granted to the reporting person under the 2022-2024 Long-Term Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Scott HayleyChief Risk Officer
Tax withholdingCommon shares, $0.01 par value per share 4,318 $27.38 $118,226.84
Disclosure

SEC source: 0001070412-25-000040 · wk-form4_1738715478.xml · nonDerivative · entry 5

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,150

F5 · shares: Represents shares automatically withheld to satisfy the reporting persons tax liability from the vesting of performance share units and restricted stock units previously granted to her.

F6 · balance_after: Of the shares owned, 69,638 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 3,320 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000040 · wk-form4_1738715478.xml · nonDerivative · entry 4

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,468

F4 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 1,248 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000040 · wk-form4_1738715478.xml · nonDerivative · entry 3

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,148

F3 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 212 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000040 · wk-form4_1738715478.xml · nonDerivative · entry 2

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,900

F2 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.