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Nasdaq · USD

CNVS

Cineverse Corp.

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7143
SEC CIK
0001173204
Parsed reports
172

Last 12 months

Inside the activity.

7 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202670
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2017 Filed Jan 30, 2018 21:51 UTC
O'Brien PatDirector
GrantClass A Common Stock 42,758 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000011 · edgar.xml · nonDerivative · entry 1

O'Brien Pat · CIK 0001602368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,464

F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2017. Such shares vest in quarterly amounts on December 31, 2017, March 31, 2018, June 30, 2018 and September 30, 2018, so long as the Reporting Person is a director on each such date.

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November 27, 2017 Filed Jan 30, 2018 21:50 UTC GrantClass A Common Stock 34,483 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000010 · edgar.xml · nonDerivative · entry 1

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,233

F4 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2017. Such shares vest in quarterly amounts on December 31, 2017, March 31, 2018, June 30, 2018 and September 30, 2018, so long as the Reporting Person is a director on each such date.

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November 01, 2017 Filed Nov 3, 2017 20:12 UTC
Sondheim William S.President, Cinedigm Ent. Corp.
Tax withholdingClass A Common Stock 7,000 $1.22 $8,540.00
Disclosure

SEC source: 0000932440-17-000083 · edgar.xml · nonDerivative · entry 1

Sondheim William S. · CIK 0001506292 · President, Cinedigm Ent. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,000

F1 · shares: Such shares were delivered to the Issuer in payment of withholding tax liability upon vesting.

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November 01, 2017 Filed Nov 3, 2017 20:07 UTC
MCGURK CHRISTOPHER JDirector · CEO and Chairman
GrantClass A Common Stock 333,333 $1.50 $499,999.50
Disclosure

SEC source: 0000932440-17-000081 · edgar.xml · nonDerivative · entry 2

MCGURK CHRISTOPHER J · CIK 0001190283 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Christopher and Jamie McGurk Living Trust

Disclosed balance after: 382,333

F1 · ownership.nature: The reporting person is a trustee of the Christopher and Jamie McGurk Living Trust.

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July 12, 2017 Filed Jul 13, 2017 20:32 UTC
PEAK6 LLC10% owner
Just Jennifer10% owner
Other5.5% Convertible Senior Notes due 2035 · Derivative Not disclosed Not disclosed Strike: $12.13 $1,827,000.00
Disclosure

SEC source: 0000932440-17-000046 · edgar.xml · derivative · entry 1

PEAK6 Capital Management LLC · CIK 0001389956 · 10% owner

PEAK6 Investments, L.P. · CIK 0001389957 · 10% owner

PEAK6 LLC · CIK 0001389958 · 10% owner

Hulsizer Matthew · CIK 0001442015 · 10% owner

Just Jennifer · CIK 0001442014 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498,495

Underlying: Class A Common Stock · 150,649 shares

Expires 2035-04-15

F1 · kind: On July 12, 2017, PEAK6 Capital Management LLC exchanged $1,827,000 aggregate principal amount of the Company's 5.5% Convertible Senior Notes due 2035 for $1,462,000 principal amount of loans under the Company's Second Lien Loan Agreement dated as of July 14, 2016.

F1 · price: On July 12, 2017, PEAK6 Capital Management LLC exchanged $1,827,000 aggregate principal amount of the Company's 5.5% Convertible Senior Notes due 2035 for $1,462,000 principal amount of loans under the Company's Second Lien Loan Agreement dated as of July 14, 2016.

F2 · ownership.direct: PEAK6 Capital Management LLC has the potential voting and dispositive power over 1,498,495 shares of the Class A common stock upon the conversion of its interest in the Issuer's 5.5% Convertible Senior Notes due 2035. PEAK6 Capital Management is owned by PEAK6 Investments, L.P., which is primarily owned by PEAK6 LLC, which is also its general partner. Matthew Hulsizer and Jennifer Just own and control PEAK6 LLC. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest therein.

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March 06, 2017 Filed Mar 6, 2017 22:44 UTC PurchaseClass A Common Stock 2,700 $1.46 $3,942.00
Disclosure

SEC source: 0000932440-17-000016 · edgar.xml · nonDerivative · entry 5

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 145,000

F1 · ownership.nature: Owned by Sabra Investments, LP (the "Fund").

F3 · ownership.nature: The General Partner, as the general partner of the Fund, may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the Genera Partner, the Reporting Person may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly discloaims siuch beneficial ownership except to the extent of any pecuniary interest therein.

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March 06, 2017 Filed Mar 29, 2017 16:51 UTC
CHEZ RONALD LDirector · 10% owner
GrantClass A Common Stock 49,262 $0.00 $0.00
Disclosure

SEC source: 0000932440-17-000024 · edgar.xml · nonDerivative · entry 3

CHEZ RONALD L · CIK 0000942801 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By entity

Disclosed balance after: 204,262

F4 · shares: Constitutes stock portion and cash portion, requested by the Reporting Person to be paid in stock, of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date.

F2 · ownership.nature: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder.

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March 06, 2017 Filed Mar 29, 2017 20:49 UTC GrantClass A Common Stock 24,631 $0.00 $0.00
Disclosure

SEC source: 0000932440-17-000022 · edgar.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,461

F2 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date.

F3 · balance_after: Reflects internal adjustment of shares held by the Reporting Person directly and through Grassmere Partners, LLC.

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March 06, 2017 Filed Mar 29, 2017 20:55 UTC GrantClass A Common Stock 24,631 $0.00 $0.00
Disclosure

SEC source: 0000932440-17-000028 · edgar.xml · nonDerivative · entry 1

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,750

F4 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date.

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March 03, 2017 Filed Mar 6, 2017 22:44 UTC PurchaseClass A Common Stock 5,300 $1.47 $7,791.00
Disclosure

SEC source: 0000932440-17-000016 · edgar.xml · nonDerivative · entry 4

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 142,300

F1 · ownership.nature: Owned by Sabra Investments, LP (the "Fund").

F3 · ownership.nature: The General Partner, as the general partner of the Fund, may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the Genera Partner, the Reporting Person may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly discloaims siuch beneficial ownership except to the extent of any pecuniary interest therein.

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March 03, 2017 Filed Mar 6, 2017 22:44 UTC PurchaseClass A Common Stock 2,000 $1.46 $2,920.00
Disclosure

SEC source: 0000932440-17-000016 · edgar.xml · nonDerivative · entry 3

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 137,000

F1 · ownership.nature: Owned by Sabra Investments, LP (the "Fund").

F3 · ownership.nature: The General Partner, as the general partner of the Fund, may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the Genera Partner, the Reporting Person may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly discloaims siuch beneficial ownership except to the extent of any pecuniary interest therein.

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March 02, 2017 Filed Mar 6, 2017 22:44 UTC PurchaseClass A Common Stock 5,000 $1.55 $7,750.00
Disclosure

SEC source: 0000932440-17-000016 · edgar.xml · nonDerivative · entry 2

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 135,000

F1 · ownership.nature: Owned by Sabra Investments, LP (the "Fund").

F3 · ownership.nature: The General Partner, as the general partner of the Fund, may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the Genera Partner, the Reporting Person may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly discloaims siuch beneficial ownership except to the extent of any pecuniary interest therein.

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March 02, 2017 Filed Mar 6, 2017 22:44 UTC PurchaseClass A Common Stock 5,000 $1.55 $7,750.00
Disclosure

SEC source: 0000932440-17-000016 · edgar.xml · nonDerivative · entry 1

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,119

Read SEC document
December 29, 2016 Filed Mar 29, 2017 16:51 UTC
CHEZ RONALD LDirector · 10% owner
OtherClass A Common Stock 4,076 $0.00 $0.00
Disclosure

SEC source: 0000932440-17-000024 · edgar.xml · nonDerivative · entry 4

CHEZ RONALD L · CIK 0000942801 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By entity

Disclosed balance after: 208,338

F5 · shares: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13.

F2 · ownership.nature: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder.

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December 29, 2016 Filed Mar 29, 2017 16:51 UTC
CHEZ RONALD LDirector · 10% owner
OtherClass A Common Stock 4,076 $0.00 $0.00
Disclosure

SEC source: 0000932440-17-000024 · edgar.xml · nonDerivative · entry 1

CHEZ RONALD L · CIK 0000942801 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,535

F5 · shares: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 21:51 UTC PurchaseClass A Common Stock 7,156 $1.40 $10,018.40
Disclosure

SEC source: 0000932440-16-000537 · edgar.xml · nonDerivative · entry 3

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 130,000

F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $1.40 to $1.41 The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F1 · ownership.nature: Owned by Sabra Investments, LP (the "Fund").

F3 · ownership.nature: The General Partner, as the general partner of the Fund, may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the Genera Partner, the Reporting Person may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly discloaims siuch beneficial ownership except to the extent of any pecuniary interest therein.

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December 27, 2016 Filed Dec 29, 2016 21:51 UTC PurchaseClass A Common Stock 15,844 $1.40 $22,181.60
Disclosure

SEC source: 0000932440-16-000537 · edgar.xml · nonDerivative · entry 2

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 122,844

F4 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $1.40 to $1.42. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F1 · ownership.nature: Owned by Sabra Investments, LP (the "Fund").

F3 · ownership.nature: The General Partner, as the general partner of the Fund, may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the Genera Partner, the Reporting Person may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly discloaims siuch beneficial ownership except to the extent of any pecuniary interest therein.

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December 23, 2016 Filed Dec 28, 2016 16:45 UTC SaleWarrants to purchase shares of Class A Common Stock · Derivative 1,773,462 Not disclosed Strike: $12.36 Not disclosed
Disclosure

SEC source: 0000950142-16-004981 · es1601245_4-cidm.xml · derivative · entry 1

SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner

Sageview Capital Partners (A), LP · CIK 0001363699 · 10% owner

Sageview Capital Partners (B), LP · CIK 0001363698 · 10% owner

Sageview Partners (C) (Master), LP · CIK 0001363697 · 10% owner

Sageview Capital GenPar, Ltd. · CIK 0001470791 · 10% owner

Sageview Capital GenPar, LP · CIK 0001363700 · 10% owner

Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner

GILHULY EDWARD A · CIK 0001206780 · 10% owner

STUART SCOTT M · CIK 0001081716 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,773,462 shares

Expires 2019-08-11

F1 · security: Information in Table II reflects anti-dilution and other adjustments made to the Warrants in accordance with their terms since the time they were first issued.

F2 · price: On December 23, 2016 Sageview Master terminated the Warrants in exchange for a payment of $5,000 in cash from the Issuer.

F3 · ownership.nature: This Form 4 is filed on behalf of Sageview Capital Master, L.P. ("Sageview Master"), Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B"), Sageview Capital Partners (C) (Master), L.P. ("Sageview C"), Sageview Capital GenPar, Ltd. ("Sageview Ltd"), Sageview Capital GenPar, L.P. ("Sageview GenPar"), Sageview Capital MGP, LLC ("Sageview MGP"), Mr. Edward A. Gilhuly and Mr. Scott M. Stuart. Sageview A, Sageview B and Sageview C are collectively the holders of 100% of the limited partnership interests in Sageview Master. Sageview Ltd is the sole general partner of each of Sageview A, Sageview B and Sageview C. Sageview GenPar is the sole owner of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Messrs. Gilhuly and Stuart are managing and controlling persons of Sageview MGP.

F4 · ownership.nature: Each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart may be deemed to be the indirect beneficial owners of any securities beneficially owned or deemed to be beneficially owned by Sageview Master. However, each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

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November 04, 2016 Filed Nov 8, 2016 23:33 UTC
Sondheim William S.Presdient, Cinedigm Ent. Corp.
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-16-000517 · edgar.xml · nonDerivative · entry 1

Sondheim William S. · CIK 0001506292 · Presdient, Cinedigm Ent. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Consists of restricted stock granted to the reporting person vesting, as to one-third of the shares, on the first three anniversaries of the grant date.

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November 04, 2016 Filed Nov 8, 2016 23:31 UTC
EDELL JEFFREY SChief Financial Officer
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-16-000515 · edgar.xml · nonDerivative · entry 1

EDELL JEFFREY S · CIK 0001269268 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F3 · shares: Consists of restricted stock granted to the reporting person vesting, as to one-third of the shares, on the first three anniversaries of the grant date.

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November 04, 2016 Filed Nov 8, 2016 23:36 UTC
LOFFREDO GARY SDirector · Pres Digital Cinema, GC & Secy
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-16-000519 · edgar.xml · nonDerivative · entry 1

LOFFREDO GARY S · CIK 0001268000 · Director · Pres Digital Cinema, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,000

F5 · shares: Consists of restricted stock granted to the reporting person vesting, as to one-third of the shares, on the first three anniversaries of the grant date.

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November 04, 2016 Filed Nov 8, 2016 23:29 UTC
MCGURK CHRISTOPHER JDirector · CEO and Chairman
GrantClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-16-000513 · edgar.xml · nonDerivative · entry 1

MCGURK CHRISTOPHER J · CIK 0001190283 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,740

F4 · shares: Consists of restricted stock granted to the reporting person vesting, as to one-third of the shares, on the first three anniversaries of the grant date.

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November 03, 2016 Filed Dec 29, 2016 16:52 UTC
CHEZ RONALD LDirector · 10% owner
GrantClass A Common Stock 4,076 $0.00 $0.00
Disclosure

SEC source: 0000932440-16-000538 · edgar.xml · nonDerivative · entry 1

CHEZ RONALD L · CIK 0000942801 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128,611

Read SEC document
November 03, 2016 Filed Dec 29, 2016 21:53 UTC
O'Brien PatDirector
GrantClass A Common Stock 1,957 $0.00 $0.00
Disclosure

SEC source: 0000932440-16-000539 · edgar.xml · nonDerivative · entry 1

O'Brien Pat · CIK 0001602368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,164

Read SEC document
November 03, 2016 Filed Mar 29, 2017 20:53 UTC
O'Brien PatDirector
GrantClass A Common Stock 30,542 $0.00 $0.00
Disclosure

SEC source: 0000932440-17-000026 · edgar.xml · nonDerivative · entry 1

O'Brien Pat · CIK 0001602368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,706

F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date.

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October 25, 2016 Filed Oct 26, 2016 17:59 UTC
CHEZ RONALD LDirector · 10% owner
SaleClass A Common Stock 4,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000932440-16-000504 · edgar.xml · nonDerivative · entry 1

CHEZ RONALD L · CIK 0000942801 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,535

F4 · price: The reporting person sold $50,000 principal amount of notes and the shares reported herein for an aggregate price of $50,000.

F5 · balance_after: This number reflects a corrected balance reflecting an increase of 98,000 shares, due to adminstrative error.

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October 25, 2016 Filed Oct 26, 2016 21:57 UTC
O'Brien PatDirector
PurchaseClass A Common Stock 4,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000932440-16-000502 · edgar.xml · nonDerivative · entry 1

O'Brien Pat · CIK 0001602368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,207

F1 · price: The reporting person bought $50,000 principal amount of notes and the shares reported herein for an aggregate price of $50,000.

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September 15, 2016 Filed Sep 19, 2016 18:52 UTC
CHEZ RONALD LDirector · 10% owner
GrantClass A Common Stock 98,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000932440-16-000481 · edgar.xml · nonDerivative · entry 1

CHEZ RONALD L · CIK 0000942801 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,435

F4 · price: The reporting person bought $2,000,000 principal amount of notes and the shares reported herein from the Issuer for an aggregate price of $2,000,000. Such shares will be issued on or before September 30, 2016.

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September 15, 2016 Filed Sep 19, 2016 22:47 UTC
MCGURK CHRISTOPHER JDirector · CEO and Chairman
GrantClass A Common Stock 49,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000932440-16-000479 · edgar.xml · nonDerivative · entry 2

MCGURK CHRISTOPHER J · CIK 0001190283 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Christopher and Jamie McGurk Living Trust

Disclosed balance after: 49,000

F2 · price: The reporting person bought $500,000 principal amount of notes and such shares from the Issuer for $500,000.

F1 · ownership.nature: The reporting person is a trustee of the Christopher and Jamie McGurk Living Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.