Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cineverse Corp.CIDM · Entity 7143 | Director · 10% owner | March 06, 2017 | March 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cineverse Corp.
Report date March 06, 2017 · Filed March 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,124,535 |
Reported balance
After 2016-12-29 transaction · row 1
1 source rowRow 1 · 2016-12-29 · Other · Disposed 4,076 · Balance 1,124,535 F5: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy entity | 204,262 |
Reported balance
After 2017-03-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-03-06 · Grant · Acquired 49,262 · Balance 204,262 F4: Constitutes stock portion and cash portion, requested by the Reporting Person to be paid in stock, of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date. F2: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy entity | 208,338 |
Reported balance
After 2016-12-29 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-12-29 · Other · Acquired 4,076 · Balance 208,338 F5: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13. F2: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 33,374 |
Reported balance
Holding disclosure · report date 2017-03-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 33,374 F1: Owned by the Chez Family Foundation, of which the reporting person is Trustee. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.50 · Expires 2018-10-21 | Direct | 97,500 |
Reported balance
Holding disclosure · report date 2017-03-06 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 97,500 |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2023-07-13 | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2017-03-06 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 200,000 F3: Exercise price is $1.34 as to 100,000 shares and $1.68 as to 100,000 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Owned by the Chez Family Foundation, of which the reporting person is Trustee.
F2: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder.
F3: Exercise price is $1.34 as to 100,000 shares and $1.68 as to 100,000 shares.
F4: Constitutes stock portion and cash portion, requested by the Reporting Person to be paid in stock, of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date.
F5: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2017 Filed Mar 29, 2017 16:51 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 49,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000932440-17-000024 · edgar.xml · nonDerivative · entry 3 CHEZ RONALD L · CIK 0000942801 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By entity Disclosed balance after: 204,262 F4 · shares: Constitutes stock portion and cash portion, requested by the Reporting Person to be paid in stock, of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date. F2 · ownership.nature: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder. Read SEC document |
| December 29, 2016 Filed Mar 29, 2017 16:51 UTC | Cineverse Corp. CIDM · Entity 7143 | OtherClass A Common Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0000932440-17-000024 · edgar.xml · nonDerivative · entry 4 CHEZ RONALD L · CIK 0000942801 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By entity Disclosed balance after: 208,338 F5 · shares: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13. F2 · ownership.nature: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder. Read SEC document |
| December 29, 2016 Filed Mar 29, 2017 16:51 UTC | Cineverse Corp. CIDM · Entity 7143 | OtherClass A Common Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0000932440-17-000024 · edgar.xml · nonDerivative · entry 1 CHEZ RONALD L · CIK 0000942801 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,535 F5 · shares: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13. Read SEC document |
| November 03, 2016 Filed Dec 29, 2016 16:52 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0000932440-16-000538 · edgar.xml · nonDerivative · entry 1 CHEZ RONALD L · CIK 0000942801 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,128,611 Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 17:59 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 4,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-16-000504 · edgar.xml · nonDerivative · entry 1 CHEZ RONALD L · CIK 0000942801 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,535 F4 · price: The reporting person sold $50,000 principal amount of notes and the shares reported herein for an aggregate price of $50,000. F5 · balance_after: This number reflects a corrected balance reflecting an increase of 98,000 shares, due to adminstrative error. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:52 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 98,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-16-000481 · edgar.xml · nonDerivative · entry 1 CHEZ RONALD L · CIK 0000942801 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,435 F4 · price: The reporting person bought $2,000,000 principal amount of notes and the shares reported herein from the Issuer for an aggregate price of $2,000,000. Such shares will be issued on or before September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.