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Nasdaq · USD

CNTN

Canton Strategic Holdings, Inc.

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6394
SEC CIK
0001861657
Parsed reports
82

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202608
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2022 Filed Jun 7, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 66 $0.67 $44.23
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 4

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938,040

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 100 $0.67 $67.01
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 3

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,974

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 100 $0.67 $67.01
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,874

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 234 $0.68 $160.27
Disclosure

SEC source: 0001493152-22-016088 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,774

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 1 $0.94 $0.94
Disclosure

SEC source: 0001493152-22-015724 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,540

Read SEC document
May 25, 2022 Filed May 25, 2022 21:28 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 800 $0.79 $632.00
Disclosure

SEC source: 0001493152-22-015080 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,539

Read SEC document
May 25, 2022 Filed May 25, 2022 21:28 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 200 $0.77 $154.00
Disclosure

SEC source: 0001493152-22-015080 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936,739

Read SEC document
May 20, 2022 Filed May 23, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 500 $0.95 $473.25
Disclosure

SEC source: 0001493152-22-014792 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936,539

Read SEC document
May 20, 2022 Filed May 23, 2022 20:15 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 500 $0.89 $445.00
Disclosure

SEC source: 0001493152-22-014792 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936,039

Read SEC document
May 19, 2022 Filed May 19, 2022 20:59 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 500 $0.90 $450.00
Disclosure

SEC source: 0001493152-22-014500 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,539

Read SEC document
May 19, 2022 Filed May 19, 2022 20:59 UTC
MILBY RANDYDirector · Chief Executive Officer
PurchaseCommon Stock 500 $0.92 $457.65
Disclosure

SEC source: 0001493152-22-014500 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,039

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherOptions (right to purchase) · Derivative 7,575 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 10

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,575 shares

Expires 2030-03-31

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherOptions (right to purchase) · Derivative 28,408 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 9

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,470

Underlying: Common stock · 28,408 shares

Expires 2024-07-31

F2 · derivative.exercise_date: The Registrant issued the Reporting Person the options on July 31, 2019. The options vest as follows: (i) 9,469 options vested and became exercisable on July 31, 2020 and (ii) the balance of the options shall vest and become exercisable in 48 equal monthly installments such that the options shall vest in full by the 4th anniversary of the initial issuance date.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherOptions (right to purchase) · Derivative 189,393 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 8

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 189,393 shares

Expires 2024-08-30

F1 · derivative.exercise_date: The Registrant issued the Reporting Person the options on August 30, 2019. The options vested on the date of grant and became exercisable upon completion of the Registrant's initial public offering.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherOptions (right to purchase) · Derivative 7,575 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 7

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,575 shares

Expires 2030-01-31

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherOptions (right to purchase) · Derivative 7,575 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · derivative · entry 6

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,575 shares

Expires 2030-02-28

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherCommon Stock 7,575 $0.31 $2,378.55
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 5

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,934,539

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherCommon Stock 28,408 $0.08 $2,244.23
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 4

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926,964

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherCommon Stock 189,393 $0.08 $14,962.05
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 3

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,898,556

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherCommon Stock 7,575 $0.31 $2,378.55
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 2

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,709,163

Read SEC document
April 18, 2022 Filed Apr 19, 2022 12:05 UTC
MILBY RANDYDirector · Chief Executive Officer
OtherCommon Stock 7,575 $0.31 $2,378.55
Disclosure

SEC source: 0001493152-22-010294 · ownership.xml · nonDerivative · entry 1

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701,588

Read SEC document
March 21, 2022 Filed Mar 23, 2022 16:15 UTC
Bui Lynne A.Director
GrantOptions (right to buy) · Derivative 50,000 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001493152-22-007539 · ownership.xml · derivative · entry 1

Bui Lynne A. · CIK 0001903698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2032-03-21

F1 · derivative.exercise_date: On March 21, 2022, the Reporting Person was granted options ("Options") to purchase up to 50,000 shares of the Registrant's common stock pursuant to the Registrant's 2019 Stock Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:15 UTC GrantOptions (right to buy) · Derivative 50,000 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001493152-22-007541 · ownership.xml · derivative · entry 1

Mazur Leonard L · CIK 0001463414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2032-03-21

F1 · derivative.exercise_date: On March 21, 2022, the Reporting Person was granted options ("Options") to purchase up to 50,000 shares of the Registrant's common stock pursuant to the Registrant's 2019 Stock Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:15 UTC GrantOptions (right to buy) · Derivative 50,000 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001493152-22-007543 · ownership.xml · derivative · entry 1

Appajosyula Sireesh · CIK 0001901565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2032-03-21

F1 · derivative.exercise_date: On March 21, 2022, the Reporting Person was granted options ("Options") to purchase up to 50,000 shares of the Registrant's common stock pursuant to the Registrant's 2019 Stock Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:09 UTC ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $300,000.00
Disclosure

SEC source: 0001493152-22-001473 · ownership.xml · derivative · entry 3

Mazur Leonard L · CIK 0001463414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 98,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On December 22, 2020, the Registrant issued the Reporting Person a $300,000 note which matures on the earlier of (i) December 31, 2023 and (ii) the closing of the Next Equity Financing. The note shall automatically convert into the type of Equity Securities issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. "Next Equity Financing" means the next sale (or series of related sales) by the Registrant of its Equity Securities pursuant to which the Registrant receives gross proceeds of not less than $7.5 million (inclusive of the aggregate amount of debt securities converted into Equity Securities upon conversion or cancellation of notes). "Equity Securities" means, subject to certain exceptions, the Registrant's common stock and common stock equivalents.

F1 · derivative.expiration_date: On December 22, 2020, the Registrant issued the Reporting Person a $300,000 note which matures on the earlier of (i) December 31, 2023 and (ii) the closing of the Next Equity Financing. The note shall automatically convert into the type of Equity Securities issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock. "Next Equity Financing" means the next sale (or series of related sales) by the Registrant of its Equity Securities pursuant to which the Registrant receives gross proceeds of not less than $7.5 million (inclusive of the aggregate amount of debt securities converted into Equity Securities upon conversion or cancellation of notes). "Equity Securities" means, subject to certain exceptions, the Registrant's common stock and common stock equivalents.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:09 UTC PurchaseCommon Stock 25,000 $4.00 $100,000.00
Disclosure

SEC source: 0001493152-22-001473 · ownership.xml · nonDerivative · entry 2

Mazur Leonard L · CIK 0001463414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,733

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:09 UTC ConversionCommon Stock 98,733 $3.20 $315,945.60
Disclosure

SEC source: 0001493152-22-001473 · ownership.xml · nonDerivative · entry 1

Mazur Leonard L · CIK 0001463414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
GrantOptions (right to purchase) · Derivative 757,575 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 29

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,575

Underlying: Common stock · 757,575 shares

Expires 2032-01-14

F15 · derivative.exercise_date: The Registrant issued the Reporting Person options on January 14, 2022. The options vest over a 48 month period commencing 12 months after the date of grant.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $99,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 28

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 31,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: On December 15, 2021, the Registrant issued the Reporting Person a $99,000 note which matures on the earlier of (i) December 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F14 · derivative.expiration_date: On December 15, 2021, the Registrant issued the Reporting Person a $99,000 note which matures on the earlier of (i) December 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $99,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 27

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 31,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: On November 12, 2021, the Registrant issued the Reporting Person a $99,000 note which matures on the earlier of (i) November 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F13 · derivative.expiration_date: On November 12, 2021, the Registrant issued the Reporting Person a $99,000 note which matures on the earlier of (i) November 12, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $30,250.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 26

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 9,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: On October 14, 2021, the Registrant issued the Reporting Person a $30,250 note which matures on the earlier of (i) October 14, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F12 · derivative.expiration_date: On October 14, 2021, the Registrant issued the Reporting Person a $30,250 note which matures on the earlier of (i) October 14, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $82,500.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 25

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 26,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: On August 13, 2021, the Registrant issued the Reporting Person an $82,500 note which matures on the earlier of (i) August 13, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F11 · derivative.expiration_date: On August 13, 2021, the Registrant issued the Reporting Person an $82,500 note which matures on the earlier of (i) August 13, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $110,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 24

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 35,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: On July 28, 2021, the Registrant issued the Reporting Person a $110,000 note which matures on the earlier of (i) July 28, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F10 · derivative.expiration_date: On July 28, 2021, the Registrant issued the Reporting Person a $110,000 note which matures on the earlier of (i) July 28, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $70,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 23

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 22,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: On July 16, 2021, the Registrant issued the Reporting Person a $70,000 note which matures on the earlier of (i) July 17, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F9 · derivative.expiration_date: On July 16, 2021, the Registrant issued the Reporting Person a $70,000 note which matures on the earlier of (i) July 17, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $30,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 22

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 9,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: On June 22, 2021, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) June 22, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F8 · derivative.expiration_date: On June 22, 2021, the Registrant issued the Reporting Person a $30,000 note which matures on the earlier of (i) June 22, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $59,990.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 21

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 19,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On June 14, 2021, the Registrant issued the Reporting Person a $59,990 note which matures on the earlier of (i) June 14, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F7 · derivative.expiration_date: On June 14, 2021, the Registrant issued the Reporting Person a $59,990 note which matures on the earlier of (i) June 14, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $88,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 20

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 28,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On May 29, 2021, the Registrant issued the Reporting Person an $88,000 note which matures on the earlier of (i) May 29, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F6 · derivative.expiration_date: On May 29, 2021, the Registrant issued the Reporting Person an $88,000 note which matures on the earlier of (i) May 29, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $90,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 19

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 29,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On May 25, 2021, the Registrant issued the Reporting Person a $90,000 note which matures on the earlier of (i) May 25, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F5 · derivative.expiration_date: On May 25, 2021, the Registrant issued the Reporting Person a $90,000 note which matures on the earlier of (i) May 25, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $35,750.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 18

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On May 15, 2021, the Registrant issued the Reporting Person a $35,750 note which matures on the earlier of (i) May 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F4 · derivative.expiration_date: On May 15, 2021, the Registrant issued the Reporting Person a $35,750 note which matures on the earlier of (i) May 15, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $10,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 17

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 10, 2021, the Registrant issued the Reporting Person a $10,000 note which matures on the earlier of (i) May 10, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon shall converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F3 · derivative.expiration_date: On May 10, 2021, the Registrant issued the Reporting Person a $10,000 note which matures on the earlier of (i) May 10, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon shall converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $35,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 16

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On April 30, 2021, the Registrant issued the Reporting Person a $35,000 note which matures on the earlier of (i) April 30, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F2 · derivative.expiration_date: On April 30, 2021, the Registrant issued the Reporting Person a $35,000 note which matures on the earlier of (i) April 30, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $3.20 $25,000.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · derivative · entry 15

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 8,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 19, 2021, the Registrant issued the Reporting Person a $25,000 note which matures on the earlier of (i) April 19, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

F1 · derivative.expiration_date: On April 19, 2021, the Registrant issued the Reporting Person a $25,000 note which matures on the earlier of (i) April 19, 2024 and (ii) the closing of the Next Equity Financing (as defined therein). The principal amount of the note together with accrued interest thereon automatically converts into the type of Equity Securities (as defined therein) issued in the Next Equity Financing. Pursuant to the terms of the note, because the Registrant's initial public offering qualified as a Next Equity Financing, the note automatically converted into shares of the Registrant's common stock.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionCommon Stock 31,064 $3.20 $99,404.80
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 14

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionCommon Stock 31,204 $3.20 $99,852.80
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 13

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionCommon Stock 9,572 $3.20 $30,630.40
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 12

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionCommon Stock 26,325 $3.20 $84,240.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 11

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionCommon Stock 35,175 $3.20 $112,560.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 10

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionCommon Stock 22,420 $3.20 $71,744.00
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 9

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionCommon Stock 9,639 $3.20 $30,844.80
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 8

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 20, 2022 14:26 UTC
MILBY RANDYDirector · Chief Executive Officer
ConversionCommon Stock 19,296 $3.20 $61,747.20
Disclosure

SEC source: 0001493152-22-001680 · ownership.xml · nonDerivative · entry 7

MILBY RANDY · CIK 0001360968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,528,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.