CNR

SEC source: 0000899243-18-002531 · doc4.xml · nonDerivative · entry 3

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,437

F3 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

F4 · balance_after: Of the 113,437 shares reported as directly held, 53,901 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-18-002550 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,173

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 54,173 shares reported as directly held, 25,150 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-18-002550 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,853

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the Long Term Incentive Program for the 2015-2017 performance period (10,315 shares), and (b) the 2016 Long Term Incentive Program for the 2017 performance period (19,920 shares).

SEC source: 0000899243-18-002531 · doc4.xml · nonDerivative · entry 2

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,629

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from (a) the vesting of restricted stock units previously granted to him (2,842 shares), and (b) the vesting and settlement of performance share units previously reported herein (26,005 shares).

SEC source: 0000899243-18-002531 · doc4.xml · nonDerivative · entry 1

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,476

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the Long Term Incentive Program for the 2015-2017 performance period (23,837 shares), and (b) the 2016 Long Term Incentive Program for the 2017 performance period (39,840 shares).

SEC source: 0000899243-18-002546 · doc4.xml · nonDerivative · entry 2

McCaffrey James J. · CIK 0001717505 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,155

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 12,155 shares reported as directly held, 6,706 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-18-002546 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,282

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the Long Term Incentive Program for the 2015-2017 performance period (2,499 shares), and (b) the 2016 Long Term Incentive Program for the 2017 performance period (4,978 shares).

SEC source: 0000899243-18-002524 · doc4.xml · nonDerivative · entry 2

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,837

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 6,837 shares reported, 3,353 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-18-002524 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,618

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the Long Term Incentive Program for the 2015-2017 performance period (1,248 shares), and (b) the 2016 Long Term Incentive Program for the 2017 performance period (1,494 shares).

SEC source: 0000899243-17-029470 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,618

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously issued to him as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX Resources Corporation (f/k/a CONSOL Energy Inc.).

F2 · balance_after: Of the 35,618 shares reported as directly held, 25,150 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-029471 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,876

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously issued to him as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX Resources Corporation (f/k/a CONSOL Energy Inc.).

F2 · balance_after: Of the 4,876 shares reported, 3,353 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028762 · doc4.xml · nonDerivative · entry 1

CARPENTER ALVIN R · CIK 0001101904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,927

F1 · shares: Represents a grant of 3,353 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on December 12, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 21,927 shares reported, 10,227 are unvested restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028774 · doc4.xml · nonDerivative · entry 1

Rothka John · CIK 0001713960 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538

F1 · shares: Represents a grant of 2,515 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes shares of Issuer common stock received in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended, in connection with the legal and structural separation of Issuer from CNX Resources Corporation. Of the 2,538 reported shares, 2,515 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028771 · doc4.xml · nonDerivative · entry 1

Wiegand Martha A · CIK 0001643187 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,321

F1 · shares: Represents a grant of 6,706 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes shares of Issuer common stock received in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended, in connection with the legal and structural separation of Issuer from CNX Resources Corporation.

F3 · balance_after: Of the 7,321 shares reported as directly held, 6,706 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028765 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,777

F1 · shares: Represents a grant of 25,150 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 40,777 shares reported as directly held, 25,150 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028758 · doc4.xml · nonDerivative · entry 1

MILLS JOHN T · CIK 0001238374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,751

F1 · shares: Represents a grant of 3,353 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on December 12, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 35,751 shares reported, 10,227 are unvested restricted stock units (including dividend equivalent rights) and 18,320 are vested restricted stock units (including dividend equivalent rights) for which the Reporting Person has elected to defer delivery of the underlying shares.

SEC source: 0000899243-17-028756 · doc4.xml · nonDerivative · entry 1

POWELL WILLIAM P · CIK 0001232867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,817

F1 · shares: Represents a grant of 5,030 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on December 12, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 33,817 shares reported, 11,904 are unvested restricted stock units (including dividend equivalent rights) and 20,622 are vested restricted stock units (including dividend equivalent rights) for which the Reporting Person has elected to defer delivery of the underlying shares.

SEC source: 0000899243-17-028757 · doc4.xml · nonDerivative · entry 1

Platt Joseph P JR · CIK 0001399967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,227

F1 · shares: Represents a grant of 3,353 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on December 12, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: All of the 10,227 shares reported are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028769 · doc4.xml · nonDerivative · entry 1

ROBERSON ED · CIK 0001529381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,604

F1 · shares: Represents a grant of 3,353 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on December 12, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 14,604 shares reported, 10,227 are unvested restricted stock units (including dividend equivalent rights) and 4,377 are deferred stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028768 · doc4.xml · nonDerivative · entry 1

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,799

F1 · shares: Represents a grant of 6,706 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 85,799 shares reported, 76,851 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028773 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP- Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,805

F1 · shares: Represents a grant of 6,706 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes shares of Issuer common stock received in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended, in connection with the legal and structural separation of Issuer from CNX Resources Corporation.

F3 · balance_after: Of the 6,805 shares reported as directly held, 6,706 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028761 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,008

F1 · shares: Represents a grant of 3,353 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 5,008 shares reported, 3,353 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028953 · doc4a.xml · nonDerivative · entry 1

Rothka John · CIK 0001713960 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,376

F1 · shares: Represents a grant of 3,353 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: This amended Form 4 is filed solely for the purpose of correcting an administrative error in the number of shares originally reported on the Form 4 filed on December 14, 2017.

F3 · balance_after: Includes shares of Issuer common stock received in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended, in connection with the legal and structural separation of Issuer from CNX Resources Corporation. Of the 3,376 reported shares, 3,353 are restricted stock units (including dividend equivalent rights).

SEC source: 0000899243-17-028570 · doc4.xml · nonDerivative · entry 1

MILLS JOHN T · CIK 0001238374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,398

F1 · balance_after: Of the 32,398 reported shares, (i) 6,874 are unvested restricted stock units (including dividend equivalent rights), and (ii) 18,320 are vested restricted stock units for which the Reporting Person elected to defer delivery of the underlying shares until his separation of service from the Issuer.

SEC source: 0000899243-17-027692 · doc4.xml · nonDerivative · entry 1

CNX Resources Corp · CIK 0001070412 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the spin-off of CONSOL Energy Inc. (formerly CONSOL Mining Corporation) ("CONSOL") by CNX Resources Corporation (formerly CONSOL Energy Inc.) ("CNX"), on November 28, 2017, CNX distributed 100% of the outstanding shares of common stock, par value $0.01 per share, of CONSOL to the holders of record of CNX common stock as of the close of business on November 15, 2017, the record date for the distribution.

SEC source: 0000899243-17-028568 · doc4.xml · nonDerivative · entry 1

MILLS JOHN T · CIK 0001238374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,398

F1 · shares: Represents unvested restricted stock units and vested restricted stock units for which the Reporting Person elected to defer delivery of the underlying shares (deferred stock units) issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units and deferred stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX (the "Spin-Off").

F2 · balance_after: Includes shares of Issuer common stock received in connection with the Spin-Off in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Of the 28,398 reported shares, (i) 6,874 are unvested restricted stock units (including dividend equivalent rights) which continue to be subject to their original CNX vesting schedule, and (ii) 18,320 are deferred stock units (including dividend equivalent rights) which underlying shares will be delivered upon the Reporting Person's separation of service from the Issuer. The unvested restricted stock units vest in full on May 9, 2018, which is the first anniversary of their original date of grant from CNX.

SEC source: 0000899243-17-028711 · doc4.xml · nonDerivative · entry 1

CARPENTER ALVIN R · CIK 0001101904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,574

F1 · shares: Represents unvested restricted stock units issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX (the "Spin-Off").

F2 · balance_after: Includes shares of Issuer common stock received in connection with the Spin-Off in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Of the 18,574 reported shares, 6,874 are unvested restricted stock units (including dividend equivalent rights) which continue to be subject to their original CNX vesting schedule. The unvested restricted stock units vest in full on May 9, 2018, which is the first anniversary of their original date of grant from CNX.

SEC source: 0000899243-17-028724 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,627

F1 · shares: Represents restricted stock units issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX (the "Spin-Off"). These restricted stock units vested on November 28, 2017 in connection with a "change in control" as defined in, and pursuant to the terms of, the Reporting Person's Amended and Restated Change in Control Severance Agreement dated February 7, 2017.

F2 · balance_after: Includes shares of Issuer common stock received in connection with the Spin-Off in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000899243-17-028716 · doc4.xml · nonDerivative · entry 1

POWELL WILLIAM P · CIK 0001232867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,787

F1 · shares: Represents unvested restricted stock units and vested restricted stock units for which the Reporting Person elected to defer delivery of the underlying shares (deferred stock units) issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units and deferred stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX (the "Spin-Off").

F2 · balance_after: Includes shares of Issuer common stock received in connection with the Spin-Off in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Of the 28,787 reported shares, (i) 6,874 are unvested restricted stock units (including dividend equivalent rights) which continue to be subject to their original CNX vesting schedule and for which the Reporting Person has elected to defer delivery of the underlying shares until his separation of service from the Issuer, and (ii) 20,622 are deferred stock units (including dividend equivalent rights) which underlying shares will be delivered upon the Reporting Person's separation of service from the Issuer. The unvested restricted stock units vest in full on May 9, 2018, which is the first anniversary of their original date of grant from CNX.

SEC source: 0000899243-17-028713 · doc4.xml · nonDerivative · entry 1

Platt Joseph P JR · CIK 0001399967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,874

F1 · shares: Represents unvested restricted stock units issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX.

F2 · balance_after: All of the 6,874 reported shares are unvested restricted stock units (including dividend equivalent rights) which continue to be subject to their original CNX vesting schedule. The unvested restricted stock units vest in full on May 9, 2018, which is the first anniversary of their original date of grant from CNX.

SEC source: 0000899243-17-028717 · doc4.xml · nonDerivative · entry 1

ROBERSON ED · CIK 0001529381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,251

F1 · shares: Represents unvested restricted stock units and deferred stock units issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units and deferred stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX.

F2 · balance_after: Of the 11,251 reported shares, (i) 6,874 are unvested restricted stock units (including dividend equivalent rights) which continue to be subject to their original CNX vesting schedule and for which the Reporting Person has elected to defer delivery of the underlying shares until his separation of service from the Issuer, and (ii) 4,377 are deferred stock units (including dividend equivalent rights) of which 2,269 of the underlying shares will be delivered upon the Reporting Person's separation of service from the Issuer and 2,108 of the underlying shares will be delivered on January 1, 2020. The unvested restricted stock units vest in full on May 9, 2018, which is the first anniversary of their original date of grant from CNX.

SEC source: 0000899243-17-028722 · doc4.xml · nonDerivative · entry 1

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,093

F1 · shares: Represents restricted stock units issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX (the "Spin-Off").

F2 · balance_after: Includes shares of Issuer common stock received in connection with the Spin-Off in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Of the 79,093 reported shares, 70,145 are restricted stock units (including dividend equivalent rights) which continue to be subject to their original CNX vesting schedules. 6,500 of the restricted stock units vest on January 30, 2018, 14,296 of the restricted stock units vest on January 31, 2019 and 49,349 of the restricted stock units vest annually in equal installments over a three year period beginning on the first anniversary of January 31, 2017, which is the original date of grant from CNX.

SEC source: 0000899243-17-028720 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655

F1 · shares: Represents restricted stock units issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX (the "Spin-Off"). These restricted stock units vested on November 28, 2017 in connection with a "change in control" as defined in, and pursuant to the terms of, the Reporting Person's Amended and Restated Change in Control Severance Agreement dated February 7, 2017.

F2 · balance_after: Includes shares of Issuer common stock received in connection with the Spin-Off in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.