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McCaffrey James J.

Disclosed activity across 1 company

Tapewire entity
151691
SEC CIK
0001717505

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Core Natural Resources, Inc.CEIX · Entity 3899SVP - Coal MarketingFebruary 11, 2020February 14, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Core Natural Resources, Inc.

Report date February 11, 2020 · Filed February 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect103,843 Reported balance After 2020-02-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-02-11 · Grant · Acquired 71,656 · Balance 103,843

F1: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Of the 103,843 shares reported as directly held, 80,656 are restricted stock units (including dividend equivalent rights).

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy 401(k) Plan1,843 Reported balance Holding disclosure · report date 2020-02-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,843

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Of the 103,843 shares reported as directly held, 80,656 are restricted stock units (including dividend equivalent rights).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 14, 2020 02:37 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 71,656 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004582 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,843

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 103,843 shares reported as directly held, 80,656 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2020 Filed Feb 11, 2020 01:06 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 662 $9.39 $6,216.18
Disclosure

SEC source: 0000899243-20-003868 · doc4.xml · nonDerivative · entry 2

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,187

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 32,187 shares reported as directly held, 9,000 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 06, 2020 Filed Feb 11, 2020 01:06 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 598 $9.72 $5,812.56
Disclosure

SEC source: 0000899243-20-003868 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,849

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:27 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 1,400 $10.33 $14,462.00
Disclosure

SEC source: 0000899243-20-003681 · doc4.xml · nonDerivative · entry 2

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,447

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 33,447 shares reported as directly held, 13,433 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:27 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 4,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003681 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,847

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the 2016 Long Term Incentive Program for the 2019 performance period (3,374 shares) and (b) the 2018 Long Term Incentive Program for the 2019 performance period (1,547 shares).

Read SEC document
December 12, 2019 Filed Dec 16, 2019 23:09 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 636 $14.20 $9,031.20
Disclosure

SEC source: 0000899243-19-029310 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,926

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 29,926 shares reported as directly held, 13,433 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:02 UTC Core Natural Resources, Inc. CEIX · Entity 3899 SaleCommon stock, par value $0.01 per share 1,738 $38.40 $66,739.20
Disclosure

SEC source: 0000899243-19-006187 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,562

F1 · balance_after: Of the 30,562 shares reported as directly held, 15,668 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2019 Filed Feb 8, 2019 22:13 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 6,988 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003088 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,300

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 32,300 shares reported as directly held, 15,668 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 06, 2019 Filed Feb 7, 2019 02:03 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 598 $34.72 $20,762.56
Disclosure

SEC source: 0000899243-19-002814 · doc4.xml · nonDerivative · entry 3

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,312

F3 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

F4 · balance_after: Of the 25,312 shares reported as directly held, 8,680 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 04, 2019 Filed Feb 7, 2019 02:03 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 3,210 $35.30 $113,313.00
Disclosure

SEC source: 0000899243-19-002814 · doc4.xml · nonDerivative · entry 2

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,910

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 02:03 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 11,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002814 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,120

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the 2016 Long Term Incentive Program for the 2018 performance period (4,978 shares) and (b) the 2018 Long Term Incentive Program for the 2018 performance period (6,310 shares).

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:23 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 636 $32.93 $20,943.48
Disclosure

SEC source: 0000899243-18-031074 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,832

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 17,832 shares reported as directly held, 10,784 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:19 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 6,313 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-003279 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,468

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 18,468 shares reported as directly held, 13,019 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:14 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 2,127 $31.59 $67,191.93
Disclosure

SEC source: 0000899243-18-002546 · doc4.xml · nonDerivative · entry 2

McCaffrey James J. · CIK 0001717505 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,155

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 12,155 shares reported as directly held, 6,706 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:14 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 7,477 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002546 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,282

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the Long Term Incentive Program for the 2015-2017 performance period (2,499 shares), and (b) the 2016 Long Term Incentive Program for the 2017 performance period (4,978 shares).

Read SEC document
December 12, 2017 Filed Dec 15, 2017 01:31 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 6,706 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028773 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP- Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,805

F1 · shares: Represents a grant of 6,706 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes shares of Issuer common stock received in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended, in connection with the legal and structural separation of Issuer from CNX Resources Corporation.

F3 · balance_after: Of the 6,805 shares reported as directly held, 6,706 are restricted stock units (including dividend equivalent rights).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.