Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 5 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2018 Filed Nov 23, 2018 22:32 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-006887 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 47,578 shares Expires 2020-11-09 F2 · derivative.exercise_price: On November 21, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 9,516 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 22,276 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · kind: On November 21, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 9,516 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 22,276 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · price: On November 21, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 9,516 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 22,276 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · ownership.nature: On November 21, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 9,516 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 22,276 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 22:32 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-006887 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Common Stock, par value $0.01 per share ("Shares") · 400,000 shares Expires 2020-11-09 F1 · derivative.exercise_price: On November 20, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,277 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.14 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · kind: On November 20, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,277 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.14 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · price: On November 20, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,277 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.14 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · ownership.nature: On November 20, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,277 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.14 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 21:42 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-006652 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 220,572 shares Expires 2020-11-09 F3 · derivative.exercise_price: On November 19, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 44,114 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 103,270 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · kind: On November 19, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 44,114 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 103,270 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · price: On November 19, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 44,114 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 103,270 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · ownership.nature: On November 19, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 44,114 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 103,270 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:42 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-006652 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 210,115 shares Expires 2020-11-09 F2 · derivative.exercise_price: On November 16, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 42,023 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 98,375 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · kind: On November 16, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 42,023 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 98,375 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · price: On November 16, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 42,023 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 98,375 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · ownership.nature: On November 16, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 42,023 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 98,375 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:42 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-006652 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Common Stock, par value $0.01 per share ("Shares") · 242,887 shares Expires 2020-11-09 F1 · derivative.exercise_price: On November 15, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 48,577 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 113,717 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.16 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · kind: On November 15, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 48,577 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 113,717 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.16 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · price: On November 15, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 48,577 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 113,717 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.16 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · ownership.nature: On November 15, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 48,577 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 113,717 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.16 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 22:22 UTC |
ICAHN CARL C10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-005861 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Common Stock, par value $0.01 per share ("Shares") · 700,000 shares Expires 2020-11-09 F1 · derivative.exercise_price: On November 13, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 140,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 327,735 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.42 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · kind: On November 13, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 140,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 327,735 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.42 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · price: On November 13, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 140,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 327,735 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.42 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · ownership.nature: On November 13, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 140,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 327,735 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.42 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F4 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 16:16 UTC |
AMORIELL DAVIDPresident
|
SaleCommon Stock | 33,903 | $21.30 | $722,228.83 |
DisclosureSEC source: 0001127602-18-025886 · form4.xml · nonDerivative · entry 1 AMORIELL DAVID · CIK 0001457838 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,888 F1 · price: These shares were sold in multiple transactions at prices ranging from $21.26 to $21.40, inclusive. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 20:01 UTC |
Parrett William GDirector
|
GrantDeferred Stock Units (DSU) | 2,153 | $18.58 | $40,002.74 |
DisclosureSEC source: 0001127602-18-023395 · form4.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,515 F1 · shares: Each DSU represents the right to receive one share of common stock upon termination of service as a Director. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 20:03 UTC |
MATHER COURTNEYDirector
|
GrantDeferred Stock Units (DSU) | 2,153 | $18.58 | $40,002.74 |
DisclosureSEC source: 0001127602-18-023397 · form4.xml · nonDerivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,515 F1 · shares: Each DSU represents the right to receive one share of common stock on the earlier of ten years following the date of grant, or separation from Board service. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:38 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Exercise / conversionPerformance Shares · Derivative | 7,061 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022502 · form4.xml · derivative · entry 3 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Underlying: Common Stock · 7,061 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:38 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Tax withholdingCommon Stock | 3,478 | $18.17 | $63,195.26 |
DisclosureSEC source: 0001127602-18-022502 · form4.xml · nonDerivative · entry 2 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,513 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:38 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Exercise / conversionCommon Stock | 7,061 | $18.17 | $128,298.37 |
DisclosureSEC source: 0001127602-18-022502 · form4.xml · nonDerivative · entry 1 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 13:33 UTC |
AMORIELL DAVIDPresident
|
Exercise / conversionPerformance Shares · Derivative | 15,586 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022498 · form4.xml · derivative · entry 3 AMORIELL DAVID · CIK 0001457838 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,658 Underlying: Common Stock · 15,586 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 13:33 UTC |
AMORIELL DAVIDPresident
|
Tax withholdingCommon Stock | 5,593 | $18.17 | $101,624.81 |
DisclosureSEC source: 0001127602-18-022498 · form4.xml · nonDerivative · entry 2 AMORIELL DAVID · CIK 0001457838 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,791 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 13:33 UTC |
AMORIELL DAVIDPresident
|
Exercise / conversionCommon Stock | 15,586 | $18.17 | $283,197.62 |
DisclosureSEC source: 0001127602-18-022498 · form4.xml · nonDerivative · entry 1 AMORIELL DAVID · CIK 0001457838 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:28 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Exercise / conversionPerformance Shares · Derivative | 5,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022492 · form4.xml · derivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Underlying: Common Stock · 5,552 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:28 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingCommon Stock | 2,281 | $18.17 | $41,445.77 |
DisclosureSEC source: 0001127602-18-022492 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,584 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:28 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Exercise / conversionCommon Stock | 5,552 | $18.17 | $100,879.84 |
DisclosureSEC source: 0001127602-18-022492 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 16:02 UTC |
Graziano NickDirector
|
GrantDeferred Stock Units (DSU) | 5,758 | $19.25 | $110,841.50 |
DisclosureSEC source: 0001127602-18-019517 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,758 F1 · shares: Each DSU represents the right to receive one share of common stock at the earlier of one year from the date of grant or termination of service. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:32 UTC |
Friedel JeffreyEVP & Chief People Officer
|
GrantRestricted E-LTIP (RSU) | 13,412 | $18.64 | $249,999.68 |
DisclosureSEC source: 0001127602-18-013827 · form4.xml · nonDerivative · entry 1 Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,975 F1 · shares: Restricted stock awards vesting one-third yearly over the next three years. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:37 UTC |
Webb-Walsh Brian J.EVP & CFO
|
GrantRestricted E-LTIP (RSU) | 36,153 | $18.64 | $673,891.92 |
DisclosureSEC source: 0001127602-18-013832 · form4.xml · nonDerivative · entry 1 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,898 F1 · shares: Restricted stock award vesting ratably over three years. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:31 UTC |
AMORIELL DAVIDPresident
|
GrantRestricted E-LTIP (RSU) | 21,459 | $18.64 | $399,995.76 |
DisclosureSEC source: 0001127602-18-013826 · form4.xml · nonDerivative · entry 1 AMORIELL DAVID · CIK 0001457838 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,158 F1 · shares: Restricted stock award vesting one-third yearly over the next three years. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:35 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
GrantRestricted E-LTIP (RSU) | 146,995 | $18.64 | $2,739,986.80 |
DisclosureSEC source: 0001127602-18-013831 · form4.xml · nonDerivative · entry 1 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,429 F1 · shares: Restricted stock award vesting one-third yearly over the next three years. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:34 UTC |
Cohen Allan CVP & Chief Accounting Officer
|
GrantRestricted E-LTIP (RSU) | 6,706 | $18.64 | $124,999.84 |
DisclosureSEC source: 0001127602-18-013830 · form4.xml · nonDerivative · entry 1 Cohen Allan C · CIK 0001720217 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706 F1 · shares: Restricted stock award vesting one-third yearly over the next three years. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:28 UTC |
Peffer James MichaelEVP, GC & Secretary
|
GrantRestricted E-LTIP (RSU) | 21,459 | $18.64 | $399,995.76 |
DisclosureSEC source: 0001127602-18-013820 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,707 F1 · shares: Restricted stock awards vesting one-third yearly over the next three years. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 13:26 UTC |
Nutter Michael AnthonyDirector
|
GrantDeferred Stock Units (DSU) | 11,297 | $16.82 | $190,015.54 |
DisclosureSEC source: 0001127602-18-001782 · form4.xml · nonDerivative · entry 1 Nutter Michael Anthony · CIK 0001693648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 F1 · shares: Each DSU represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service as a director. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 13:21 UTC |
NEVIN MICHAELDirector
|
GrantDeferred Stock Units (DSU) | 11,297 | $16.82 | $190,015.54 |
DisclosureSEC source: 0001127602-18-001780 · form4.xml · nonDerivative · entry 1 NEVIN MICHAEL · CIK 0001667597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 F1 · shares: Each DSU represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service as a director. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 17:47 UTC |
Parrett William GDirector
|
GrantDeferred Stock Units (DSU) | 16,053 | $16.82 | $270,011.46 |
DisclosureSEC source: 0001127602-18-001766 · form4.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,740 F1 · shares: Each DSU represent the right to receive one share of common stock upon termination of service as a director. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 22:16 UTC Amendment |
Parrett William GDirector
|
GrantDeferred Stock Units (DSU) | 13,675 | $16.82 | $230,013.50 |
DisclosureSEC source: 0001127602-18-001860 · form4a.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,362 F1 · shares: The Form 4 filed earlier today (January 16) is amended by this Form 4 reflecting the reporting person's correct award of DSUs. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 18:30 UTC |
WILSON VIRGINIA MDirector
|
GrantDeferred Stock Units (DSU) | 11,297 | $16.82 | $190,015.54 |
DisclosureSEC source: 0001127602-18-001784 · form4.xml · nonDerivative · entry 1 WILSON VIRGINIA M · CIK 0001262696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 F1 · shares: Each DSU represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service as a director. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 13:06 UTC |
GREGOR JOIE ADirector
|
GrantDeferred Stock Units (DSU) | 11,297 | $16.82 | $190,015.54 |
DisclosureSEC source: 0001127602-18-001771 · form4.xml · nonDerivative · entry 1 GREGOR JOIE A · CIK 0001256987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 F1 · shares: Each DSU represent the right to receive one share of common stock on the earlier of five years following the date of grant, or separation from Board service. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 13:12 UTC |
INTRIERI VINCENT JDirector
|
GrantDeferred Stock Units (DSU) | 11,297 | $16.82 | $190,015.54 |
DisclosureSEC source: 0001127602-18-001774 · form4.xml · nonDerivative · entry 1 INTRIERI VINCENT J · CIK 0001350114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 F1 · shares: Each DSU represent the right to receive one share of common stock upon termination of service as a director. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 18:01 UTC |
Galant PaulDirector
|
GrantDeferred Stock Units (DSU) | 11,297 | $16.82 | $190,015.54 |
DisclosureSEC source: 0001127602-18-001770 · form4.xml · nonDerivative · entry 1 Galant Paul · CIK 0001587958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 F1 · shares: Each DSU represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service as a director. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 22:15 UTC Amendment |
MATHER COURTNEYDirector
|
GrantDeferred Stock Units (DSU) | 13,675 | $16.82 | $230,013.50 |
DisclosureSEC source: 0001127602-18-001858 · form4a.xml · nonDerivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,362 F1 · shares: The Form 4 filed earlier today (January 16) is amended by this Form 4 reflecting the reporting person's correct award of DSUs. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 18:16 UTC |
MATHER COURTNEYDirector
|
GrantDeferred Stock Units (DSU) | 16,053 | $16.82 | $270,011.46 |
DisclosureSEC source: 0001127602-18-001777 · form4.xml · nonDerivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,740 F1 · shares: Each DSU represent the right to receive one share of common stock on the earlier of ten years following the date of grant, or separation from Board service. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 15:05 UTC |
Friedel JeffreyEVP & Chief People Officer
|
Tax withholdingCommon Stock | 17,286 | $16.16 | $279,341.76 |
DisclosureSEC source: 0001127602-18-000491 · form4.xml · nonDerivative · entry 1 Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,112 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 20:10 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Tax withholdingCommon Stock | 19,732 | $16.16 | $318,869.12 |
DisclosureSEC source: 0001127602-18-000494 · form4.xml · nonDerivative · entry 1 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,930 F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 15:01 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
Tax withholdingCommon Stock | 12,832 | $16.16 | $207,365.12 |
DisclosureSEC source: 0001127602-18-000487 · form4.xml · nonDerivative · entry 1 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,798 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:53 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 47,325 | $16.16 | $764,772.00 |
DisclosureSEC source: 0001127602-18-000477 · form4.xml · nonDerivative · entry 1 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,161 F1 · shares: Shares withheld to pay taxes on Restricted Stock that have vested. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 20:15 UTC |
Cohen Allan CVP & Chief Accounting Officer
|
GrantCommon Stock | 7,735 | $16.16 | $124,997.60 |
DisclosureSEC source: 0001127602-18-000498 · form4.xml · nonDerivative · entry 1 Cohen Allan C · CIK 0001720217 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,735 F1 · shares: Restricted stock units vesting in three equal annual installments beginning on December 29, 2018. Each restricted stock unit represent the right to receive one share of CNDT common stock. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:47 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingCommon Stock | 18,895 | $16.16 | $305,343.20 |
DisclosureSEC source: 0001127602-18-000470 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,313 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
Exercise / conversionStock Options · Derivative | 80,219 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · derivative · entry 10 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,219 shares Expires 2019-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
SaleCommon Stock | 80,219 | $17.02 | $1,364,926.29 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · nonDerivative · entry 7 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,630 Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
Exercise / conversionCommon Stock | 80,219 | $17.02 | $1,364,926.29 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · nonDerivative · entry 6 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
Exercise / conversionStock Options · Derivative | 2,170 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · derivative · entry 9 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,219 Underlying: Common Stock · 2,170 shares Expires 2019-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
SaleCommon Stock | 2,170 | $17.00 | $36,890.00 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · nonDerivative · entry 5 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,630 Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
Exercise / conversionCommon Stock | 2,170 | $17.00 | $36,890.00 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · nonDerivative · entry 4 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
Exercise / conversionStock Options · Derivative | 20,783 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · derivative · entry 8 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,389 Underlying: Common Stock · 20,783 shares Expires 2019-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
SaleCommon Stock | 20,783 | $17.00 | $353,329.70 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · nonDerivative · entry 3 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,630 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 16:13 UTC |
AMORIELL DAVIDEVP & President Public Sector
|
Exercise / conversionCommon Stock | 20,783 | $17.00 | $353,329.70 |
DisclosureSEC source: 0001127602-17-025770 · form4.xml · nonDerivative · entry 2 AMORIELL DAVID · CIK 0001457838 · EVP & President Public Sector 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.