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CMTG

Claros Mortgage Trust, Inc.

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6289
SEC CIK
0001666291
Parsed reports
160

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202620
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2025 Filed Apr 3, 2025 21:38 UTC GrantDEFERRED STOCK UNITS · Derivative 5,806 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-050645 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,694

Underlying: COMMON STOCK · 5,806 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
March 13, 2025 Filed Mar 14, 2025 22:02 UTC
Mack RichardDirector · CEO AND CHAIRMAN
PurchaseCommon Stock 10,000 $3.66 $36,559.00
Disclosure

SEC source: 0000950170-25-039634 · ownership.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,599,981

Read SEC document
March 12, 2025 Filed Mar 13, 2025 21:05 UTC PurchaseCommon Stock 5,000 $3.40 $17,000.00
Disclosure

SEC source: 0000950170-25-038868 · ownership.xml · nonDerivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,500

Read SEC document
March 12, 2025 Filed Mar 13, 2025 20:56 UTC
McGillis MikeDirector · PRESIDENT AND CFO
PurchaseCommon Stock 24,115 $3.30 $79,509.57
Disclosure

SEC source: 0000950170-25-038850 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,945

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.26 to $3.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 22:02 UTC
Mack RichardDirector · CEO AND CHAIRMAN
PurchaseCommon Stock 25,000 $3.38 $84,500.00
Disclosure

SEC source: 0000950170-25-039634 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,589,981

Read SEC document
March 10, 2025 Filed Mar 12, 2025 22:28 UTC
Mack RichardDirector · CEO AND CHAIRMAN
PurchaseCommon Stock 115,000 $3.19 $367,218.00
Disclosure

SEC source: 0000950170-25-038194 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,564,981

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.1482 to $3.2163, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote

Read SEC document
January 02, 2025 Filed Jan 4, 2025 00:18 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 6,480 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001493 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,719

Underlying: COMMON STOCK · 6,480 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
January 02, 2025 Filed Jan 4, 2025 00:26 UTC GrantDEFERRED STOCK UNITS · Derivative 4,608 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-001495 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,888

Underlying: COMMON STOCK · 4,608 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:22 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 3,906 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-112597 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,239

Underlying: COMMON STOCK · 3,906 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:21 UTC GrantDEFERRED STOCK UNITS · Derivative 2,777 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-112594 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,280

Underlying: COMMON STOCK · 2,777 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 22:04 UTC
Siegel Jeffrey DSEE REMARKS
Tax withholdingCOMMON STOCK 13,008 $8.41 $109,397.28
Disclosure

SEC source: 0000950170-24-097297 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,233.774

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 22:03 UTC
Garg PriyankaSEE REMARKS
Tax withholdingCOMMON STOCK 24,886 $8.41 $209,291.26
Disclosure

SEC source: 0000950170-24-097295 · ownership.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,795

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:57 UTC
Mack RichardDirector · CEO AND CHAIRMAN
Disposition to issuerCOMMON STOCK 141,872 $8.41 $1,193,143.52
Disclosure

SEC source: 0000950170-24-097279 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,449,981

F1 · kind: Represents cash settlement of RSUs in order to satisfy tax obligations.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:56 UTC
McGillis MikeDirector · PRESIDENT AND CFO
Tax withholdingCOMMON STOCK 23,589 $8.41 $198,383.49
Disclosure

SEC source: 0000950170-24-097278 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,830

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:41 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 3,564 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080816 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,333

Underlying: COMMON STOCK · 3,564 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:46 UTC GrantDEFERRED STOCK UNITS · Derivative 2,534 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080832 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,503

Underlying: COMMON STOCK · 2,534 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 00:01 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 14,869 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070141 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,869

Underlying: COMMON STOCK · 14,869 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:54 UTC GrantDEFERRED STOCK UNITS · Derivative 14,869 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070130 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,869

Underlying: COMMON STOCK · 14,869 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 00:06 UTC GrantCOMMON STOCK 14,869 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070143 · ownership.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,705

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:53 UTC GrantDEFERRED STOCK UNITS · Derivative 14,869 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070129 · ownership.xml · derivative · entry 1

CEPHAS DERRICK D · CIK 0001831157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,869

Underlying: COMMON STOCK · 14,869 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:51 UTC GrantCOMMON STOCK 14,869 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070127 · ownership.xml · nonDerivative · entry 1

Liebman Pamela · CIK 0001888494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,505

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:49 UTC GrantDEFERRED STOCK UNITS · Derivative 14,869 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070126 · ownership.xml · derivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,869

Underlying: COMMON STOCK · 14,869 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:47 UTC
Mack RichardDirector · CEO & CHAIRMAN
PurchaseCOMMON STOCK 40,000 $6.90 $276,000.00
Disclosure

SEC source: 0000950170-24-067487 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO & CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,591,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.81 to $7.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 28, 2024 Filed May 30, 2024 01:15 UTC
Siegel Jeffrey DSEE REMARKS
PurchaseCOMMON STOCK 5,000 $7.23 $36,150.00
Disclosure

SEC source: 0000950170-24-066216 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,241.774

Read SEC document
May 28, 2024 Filed May 30, 2024 01:07 UTC PurchaseCOMMON STOCK 7,000 $7.21 $50,470.00
Disclosure

SEC source: 0000950170-24-066211 · ownership.xml · nonDerivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 13,760

F1 · ownership.direct: Represents shares of common stock held by WillJen LLC ("WillJen"). Mr. Walter is the managing member of WillJen and thus is deemed to beneficially own the shares held by WillJen. Mr. Walter disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 28, 2024 Filed May 30, 2024 00:49 UTC
Mack RichardDirector · CEO & CHAIRMAN
PurchaseCOMMON STOCK 116,000 $7.18 $832,880.00
Disclosure

SEC source: 0000950170-24-066195 · ownership.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO & CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,551,853

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.03 to $7.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:53 UTC
McGillis MikeDirector · PRESIDENT AND CFO
PurchaseCOMMON STOCK 15,000 $7.34 $110,172.00
Disclosure

SEC source: 0000950170-24-066200 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,419

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.330 to $7.380, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:49 UTC
Mack RichardDirector · CEO & CHAIRMAN
PurchaseCOMMON STOCK 44,000 $7.25 $319,000.00
Disclosure

SEC source: 0000950170-24-066195 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO & CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,435,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.2298 to $7.2699, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 23, 2024 Filed May 23, 2024 23:30 UTC
TESE VINCENTDirector
PurchaseCOMMON STOCK 5,000 $7.26 $36,317.50
Disclosure

SEC source: 0000950170-24-064234 · ownership.xml · nonDerivative · entry 2

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
May 21, 2024 Filed May 23, 2024 23:30 UTC
TESE VINCENTDirector
PurchaseCOMMON STOCK 1,000 $8.24 $8,238.00
Disclosure

SEC source: 0000950170-24-064234 · ownership.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
May 10, 2024 Filed May 14, 2024 22:08 UTC
Garg PriyankaSEE REMARKS
Tax withholdingCOMMON STOCK 18,434 $8.34 $153,739.56
Disclosure

SEC source: 0000950170-24-059844 · ownership.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,681

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:08 UTC
McGillis MikeDirector · PRESIDENT AND CFO
Tax withholdingCOMMON STOCK 10,490 $8.34 $87,486.60
Disclosure

SEC source: 0000950170-24-059843 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,419

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:08 UTC
Mack RichardDirector · CEO AND CHAIRMAN
Disposition to issuerCOMMON STOCK 54,714 $8.34 $456,314.76
Disclosure

SEC source: 0000950170-24-059842 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,391,853

F1 · kind: Represents cash settlement of Restricted Stock Units in order to satisfy tax obligations.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:05 UTC
Siegel Jeffrey DSEE REMARKS
Tax withholdingCOMMON STOCK 5,530 $8.34 $46,120.20
Disclosure

SEC source: 0000950170-24-059838 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,241.774

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 20:59 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 2,938 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040304 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,769

Underlying: COMMON STOCK · 2,938 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 20:59 UTC GrantDEFERRED STOCK UNITS · Derivative 2,089 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040307 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,969

Underlying: COMMON STOCK · 2,089 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:46 UTC
Mack RichardDirector · CEO AND CHAIRMAN
GrantCOMMON STOCK 265,240 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-037288 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,446,567

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2025 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:44 UTC
Siegel Jeffrey DSEE REMARKS
GrantCOMMON STOCK 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-037282 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,771.774

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2025 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:42 UTC
Cullinan KevinSEE REMARKS
GrantCOMMON STOCK 100,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-037276 · ownership.xml · nonDerivative · entry 1

Cullinan Kevin · CIK 0001888967 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,223

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2025 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:40 UTC
Garg PriyankaSEE REMARKS
GrantCOMMON STOCK 125,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-037268 · ownership.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,115

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2025 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:38 UTC
McGillis MikeDirector · PRESIDENT AND CFO
GrantCOMMON STOCK 86,750 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-037261 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,909

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2025 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 23:58 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 1,998 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001313 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,831

Underlying: COMMON STOCK · 1,998 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 23:49 UTC GrantDEFERRED STOCK UNITS · Derivative 1,453 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001308 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,880

Underlying: COMMON STOCK · 1,453 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:49 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 2,497 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051693 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,833

Underlying: COMMON STOCK · 2,497 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:50 UTC GrantDEFERRED STOCK UNITS · Derivative 1,816 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051694 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,427

Underlying: COMMON STOCK · 1,816 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
August 04, 2023 Filed Aug 9, 2023 00:01 UTC
McGillis MikeDirector · PRESIDENT
Tax withholdingCOMMON STOCK 33,151 $10.81 $358,362.31
Disclosure

SEC source: 0000899243-23-017858 · doc4.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,159

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

F2 · balance_after: Includes securities received in an exempt pro-rata distribution for no consideration under Rule 16a-9 of 12,500 common stock shares by Mack CMTG Holdings LLC to Reporting Person.

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August 04, 2023 Filed Aug 8, 2023 23:21 UTC
Cullinan KevinSEE REMARKS
Tax withholdingCOMMON STOCK 20,277 $10.81 $219,194.37
Disclosure

SEC source: 0000899243-23-017850 · doc4.xml · nonDerivative · entry 1

Cullinan Kevin · CIK 0001888967 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,223

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

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August 04, 2023 Filed Aug 8, 2023 23:54 UTC
Mack RichardDirector · CEO AND CHAIRMAN
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 254,821 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017856 · doc4.xml · derivative · entry 3

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · derivative.exercise_price: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · price: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · derivative.exercise_date: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · derivative.expiration_date: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

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August 04, 2023 Filed Aug 8, 2023 23:54 UTC
Mack RichardDirector · CEO AND CHAIRMAN
Disposition to issuerCOMMON STOCK 140,917 $10.81 $1,523,312.77
Disclosure

SEC source: 0000899243-23-017856 · doc4.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,181,327

F3 · kind: Represents cash settlement of RSUs in order to satisfy tax obligations.

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August 04, 2023 Filed Aug 8, 2023 23:54 UTC
Mack RichardDirector · CEO AND CHAIRMAN
Exercise / conversionCOMMON STOCK 254,821 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017856 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,322,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · price: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F2 · balance_after: Reflects change in beneficial ownership from indirect to direct holdings pursuant to a distribution of 140,771 common stock shares by Mack CMTG Holdings Member, LLC to Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.