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CUMULUS MEDIA INC

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8735
SEC CIK
0001058623
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166

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2021 Filed Feb 9, 2021 22:31 UTC
Grimes Suzanne MEVP Corporate Marketing
GrantClass A Common Stock, par value $0.0000001 per share 21,200 $0.00 $0.00
Disclosure

SEC source: 0001058623-21-000020 · wf-form4_161290988559792.xml · nonDerivative · entry 1

Grimes Suzanne M · CIK 0001563653 · EVP Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,051

F1 · shares: Represents grant of time-based restricted stock units granted on February 5, 2021, which vest 25% each year on the grant anniversary date over the four-year period following the grant date. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:31 UTC
Walker Robert JEVP - Operations
GrantClass A Common Stock, par value $0.0000001 per share 25,700 $0.00 $0.00
Disclosure

SEC source: 0001058623-21-000019 · wf-form4_161290985676783.xml · nonDerivative · entry 1

Walker Robert J · CIK 0001776402 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,621

F1 · shares: Represents grant of time-based restricted stock units granted on February 5, 2021, which vest 25% each year on the grant anniversary date over the four-year period following the grant date. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:58 UTC SaleClass A Common Stock, par value $0.0000001 per share 125,437 $9.70 $1,216,738.90
Disclosure

SEC source: 0000919574-21-000412 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,672,357

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:38 UTC SaleClass A Common Stock, par value $0.0000001 per share 25,000 $6.40 $160,000.00
Disclosure

SEC source: 0000919574-20-007226 · ownership.xml · nonDerivative · entry 5

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,797,794

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:38 UTC SaleClass A Common Stock, par value $0.0000001 per share 20,006 $6.48 $129,638.88
Disclosure

SEC source: 0000919574-20-007226 · ownership.xml · nonDerivative · entry 4

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,822,794

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:38 UTC SaleClass A Common Stock, par value $0.0000001 per share 25,000 $6.54 $163,500.00
Disclosure

SEC source: 0000919574-20-007226 · ownership.xml · nonDerivative · entry 3

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,842,800

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:38 UTC SaleClass A Common Stock, par value $0.0000001 per share 20,258 $6.49 $131,474.42
Disclosure

SEC source: 0000919574-20-007226 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,867,800

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:38 UTC SaleClass A Common Stock, par value $0.0000001 per share 9,212 $6.46 $59,509.52
Disclosure

SEC source: 0000919574-20-007226 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,888,058

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:35 UTC SaleClass A Common Stock, par value $0.0000001 per share 611 $6.65 $4,063.15
Disclosure

SEC source: 0000919574-20-006825 · ownership.xml · nonDerivative · entry 5

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,897,270

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:35 UTC SaleClass A Common Stock, par value $0.0000001 per share 10,000 $6.65 $66,500.00
Disclosure

SEC source: 0000919574-20-006825 · ownership.xml · nonDerivative · entry 4

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,897,881

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:35 UTC SaleClass A Common Stock, par value $0.0000001 per share 60,000 $6.61 $396,600.00
Disclosure

SEC source: 0000919574-20-006825 · ownership.xml · nonDerivative · entry 3

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,907,881

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:35 UTC SaleClass A Common Stock, par value $0.0000001 per share 5,620 $6.55 $36,811.00
Disclosure

SEC source: 0000919574-20-006825 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,967,881

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:35 UTC SaleClass A Common Stock, par value $0.0000001 per share 3,511 $6.65 $23,348.15
Disclosure

SEC source: 0000919574-20-006825 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,973,501

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 30, 2020 Filed May 5, 2020 01:54 UTC GrantClass A Common Stock, par value $0.0000001 per share 32,877 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011985 · doc4.xml · nonDerivative · entry 2

HOBSON ANDREW W · CIK 0001204334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,642

F3 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2020, September 30, 2020, December 31, 2020 and March 31, 2021. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 01:54 UTC GrantClass A Common Stock, par value $0.0000001 per share 18,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011984 · doc4.xml · nonDerivative · entry 2

Castro Thomas H · CIK 0001383940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

F3 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2020, September 30, 2020, December 31, 2020 and March 31, 2021. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 01:54 UTC GrantClass A Common Stock, par value $0.0000001 per share 18,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011983 · doc4.xml · nonDerivative · entry 2

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

F3 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2020, September 30, 2020, December 31, 2020 and March 31, 2021. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 01:53 UTC
BAUM DAVID MDirector
GrantClass A Common Stock, par value $0.0000001 per share 18,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011981 · doc4.xml · nonDerivative · entry 2

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

F3 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2020, September 30, 2020, December 31, 2020 and March 31, 2021. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 01:52 UTC GrantClass A Common Stock, par value $0.0000001 per share 18,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011980 · doc4.xml · nonDerivative · entry 2

Blank Matthew · CIK 0001511516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

F3 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2020, September 30, 2020, December 31, 2020 and March 31, 2021. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 01:52 UTC GrantClass A Common Stock, par value $0.0000001 per share 18,215 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011978 · doc4.xml · nonDerivative · entry 2

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

F3 · shares: Represents grant of restricted stock units, which vest in four equal installments on each of June 30, 2020, September 30, 2020, December 31, 2020 and March 31, 2021. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
March 23, 2020 Filed Mar 26, 2020 00:26 UTC GrantStock Options (right to buy) · Derivative 60,000 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0000899243-20-009437 · doc4.xml · derivative · entry 2

Lopez-Balboa Francisco J · CIK 0001807779 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires 2020-03-23

F2 · derivative.exercise_date: Represents grant of stock options granted on March 23, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date.

Read SEC document
March 23, 2020 Filed Mar 26, 2020 00:26 UTC GrantClass A Common Stock, par value $0.0000001 per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-009437 · doc4.xml · nonDerivative · entry 1

Lopez-Balboa Francisco J · CIK 0001807779 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Represents grant of time-based restricted stock units granted on March 23, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date. Each restricted stock unit represents a right to receive one share of Class A common stock.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:35 UTC
Milner David EdwardEVP - Operations
Tax withholdingClass A Common Stock, par value $0.0000001 per share 2,230 $14.24 $31,755.20
Disclosure

SEC source: 0000899243-20-007659 · doc4.xml · nonDerivative · entry 2

Milner David Edward · CIK 0001775637 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,142

F2 · shares: Shares withheld to cover the tax withholding obligation due to the vesting of performance-based restricted stock units.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:35 UTC
Milner David EdwardEVP - Operations
GrantClass A Common Stock, par value $0.0000001 per share 5,539 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007659 · doc4.xml · nonDerivative · entry 1

Milner David Edward · CIK 0001775637 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,372

F1 · shares: This amount represents 4,428 vested performance-based restricted stock units awarded on June 4, 2018 and 1,111 vested performance-based restricted stock units awarded on February 1, 2019.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:33 UTC
Denning RichardEVP, GEN COUNSEL & SECRETARY
Tax withholdingClass A Common Stock, par value $0.0000001 per share 1,786 $14.24 $25,432.64
Disclosure

SEC source: 0000899243-20-007658 · doc4.xml · nonDerivative · entry 2

Denning Richard · CIK 0001514381 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,553

F2 · shares: Shares withheld to cover the tax withholding obligation due to the vesting of performance-based restricted stock units.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:33 UTC
Denning RichardEVP, GEN COUNSEL & SECRETARY
GrantClass A Common Stock, par value $0.0000001 per share 5,539 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007658 · doc4.xml · nonDerivative · entry 1

Denning Richard · CIK 0001514381 · EVP, GEN COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,339

F1 · shares: This amount represents 4,428 vested performance-based restricted stock units awarded on June 4, 2018 and 1,111 vested performance-based restricted stock units awarded on February 1, 2019.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:32 UTC
ABBOT JOHNEVP, TREASURER & CFO
Tax withholdingClass A Common Stock, par value $0.0000001 per share 9,403 $14.24 $133,898.72
Disclosure

SEC source: 0000899243-20-007656 · doc4.xml · nonDerivative · entry 2

ABBOT JOHN · CIK 0001276254 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,870

F2 · shares: Shares withheld to cover the tax withholding obligation due to the vesting of performance-based restricted stock units.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:32 UTC
ABBOT JOHNEVP, TREASURER & CFO
GrantClass A Common Stock, par value $0.0000001 per share 17,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007656 · doc4.xml · nonDerivative · entry 1

ABBOT JOHN · CIK 0001276254 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,273

F1 · shares: This amount represents 14,132 vested performance-based restricted stock units awarded on June 4, 2018 and 3,555 vested performance-based restricted stock units awarded on February 1, 2019.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:32 UTC
Walker Robert JEVP - Operations
Tax withholdingClass A Common Stock, par value $0.0000001 per share 2,451 $14.24 $34,902.24
Disclosure

SEC source: 0000899243-20-007655 · doc4.xml · nonDerivative · entry 2

Walker Robert J · CIK 0001776402 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,921

F2 · shares: Shares withheld to cover the tax withholding obligation due to the vesting of performance-based restricted stock units.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:32 UTC
Walker Robert JEVP - Operations
GrantClass A Common Stock, par value $0.0000001 per share 5,539 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007655 · doc4.xml · nonDerivative · entry 1

Walker Robert J · CIK 0001776402 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,372

F1 · shares: This amount represents 4,428 vested performance-based restricted stock units awarded on June 4, 2018 and 1,111 vested performance-based restricted stock units awarded on February 1, 2019.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:27 UTC
Grimes Suzanne MEVP Corporate Marketing
Tax withholdingClass A Common Stock, par value $0.0000001 per share 3,100 $14.24 $44,144.00
Disclosure

SEC source: 0000899243-20-007650 · doc4.xml · nonDerivative · entry 2

Grimes Suzanne M · CIK 0001563653 · EVP Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,851

F2 · shares: Shares withheld to cover the tax withholding obligation due to the vesting of performance-based restricted stock units.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:27 UTC
Grimes Suzanne MEVP Corporate Marketing
GrantClass A Common Stock, par value $0.0000001 per share 5,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007650 · doc4.xml · nonDerivative · entry 1

Grimes Suzanne M · CIK 0001563653 · EVP Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,951

F1 · shares: This amount represents 4,569 vested performance-based restricted stock units awarded on June 4, 2018 and 1,111 vested performance-based restricted stock units awarded on February 1, 2019.

Read SEC document
February 21, 2020 Filed Mar 9, 2020 21:26 UTC
Berner Mary G.Director · PRESIDENT & CEO
Tax withholdingClass A Common Stock, par value $0.0000001 per share 18,768 $14.24 $267,256.32
Disclosure

SEC source: 0000899243-20-007649 · doc4.xml · nonDerivative · entry 2

Berner Mary G. · CIK 0001642576 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,748

F2 · shares: Shares withheld to cover the tax withholding obligation due to the vesting of performance-based restricted stock units.

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February 21, 2020 Filed Mar 9, 2020 21:26 UTC
Berner Mary G.Director · PRESIDENT & CEO
GrantClass A Common Stock, par value $0.0000001 per share 35,264 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007649 · doc4.xml · nonDerivative · entry 1

Berner Mary G. · CIK 0001642576 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,516

F1 · shares: This amount represents 28,264 vested performance-based restricted stock units awarded on June 4, 2018 and 7,000 vested performance-based restricted stock units awarded on February 1, 2019.

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February 13, 2020 Filed Feb 9, 2021 22:27 UTC
Walker Robert JEVP - Operations
GrantStock Options (right to buy) · Derivative 16,000 $0.00 Strike: $14.64 $0.00
Disclosure

SEC source: 0001058623-21-000018 · wf-form5_161290961150379.xml · derivative · entry 2

Walker Robert J · CIK 0001776402 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,568

Underlying: Class A Common Stock · 16,000 shares

Expires 2025-02-13

F2 · derivative.exercise_date: Represents grant of stock options on February 13, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date.

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February 13, 2020 Filed Feb 9, 2021 22:27 UTC
Walker Robert JEVP - Operations
GrantClass A Common Stock, par value $0.0000001 per share 8,000 $0.00 $0.00
Disclosure

SEC source: 0001058623-21-000018 · wf-form5_161290961150379.xml · nonDerivative · entry 1

Walker Robert J · CIK 0001776402 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,921

F1 · shares: Represents grant of time-based restricted stock units granted on February 13, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date. Each restricted stock unit represents a right to receive one share of Class A common stock.

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February 13, 2020 Filed Feb 9, 2021 22:26 UTC
Berner Mary G.Director · President & CEO
GrantStock Options (right to buy) · Derivative 90,000 $0.00 Strike: $14.64 $0.00
Disclosure

SEC source: 0001058623-21-000017 · wf-form5_161290957695049.xml · derivative · entry 2

Berner Mary G. · CIK 0001642576 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,583

Underlying: Class A Common Stock · 90,000 shares

Expires 2025-02-13

F2 · derivative.exercise_date: Represents grant of stock options on February 13, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date.

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February 13, 2020 Filed Feb 9, 2021 22:26 UTC
Berner Mary G.Director · President & CEO
GrantClass A Common Stock, par value $0.0000001 per share 45,000 $0.00 $0.00
Disclosure

SEC source: 0001058623-21-000017 · wf-form5_161290957695049.xml · nonDerivative · entry 1

Berner Mary G. · CIK 0001642576 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,748

F1 · shares: Represents grant of time-based restricted stock units granted on February 13, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date. Each restricted stock unit represents a right to receive one share of Class A common stock.

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February 13, 2020 Filed Feb 9, 2021 22:25 UTC
Milner David EdwardEVP - Operations
GrantStock Options (right to buy) · Derivative 16,000 $0.00 Strike: $14.64 $0.00
Disclosure

SEC source: 0001058623-21-000015 · wf-form5_161290953564315.xml · derivative · entry 2

Milner David Edward · CIK 0001775637 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,568

Underlying: Class A Common Stock · 16,000 shares

Expires 2025-02-13

F2 · derivative.exercise_date: Represents grant of stock options on February 13, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date.

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February 13, 2020 Filed Feb 9, 2021 22:25 UTC
Milner David EdwardEVP - Operations
GrantClass A Common Stock, par value $0.0000001 per share 8,000 $0.00 $0.00
Disclosure

SEC source: 0001058623-21-000015 · wf-form5_161290953564315.xml · nonDerivative · entry 1

Milner David Edward · CIK 0001775637 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,142

F1 · shares: Represents grant of time-based restricted stock units granted on February 13, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date. Each restricted stock unit represents a right to receive one share of Class A common stock.

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February 13, 2020 Filed Feb 9, 2021 22:25 UTC
Grimes Suzanne MEVP Corporate Marketing
GrantStock Options (right to buy) · Derivative 16,000 $0.00 Strike: $14.64 $0.00
Disclosure

SEC source: 0001058623-21-000014 · wf-form5_161290951667307.xml · derivative · entry 2

Grimes Suzanne M · CIK 0001563653 · EVP Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,415

Underlying: Class A Common Stock · 16,000 shares

Expires 2025-02-13

F2 · derivative.exercise_date: Represents grant of stock options on February 13, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date.

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February 13, 2020 Filed Feb 9, 2021 22:25 UTC
Grimes Suzanne MEVP Corporate Marketing
GrantClass A Common Stock, par value $0.0000001 per share 8,000 $0.00 $0.00
Disclosure

SEC source: 0001058623-21-000014 · wf-form5_161290951667307.xml · nonDerivative · entry 1

Grimes Suzanne M · CIK 0001563653 · EVP Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,851

F1 · shares: Represents grant of time-based restricted stock units granted on February 13, 2020, which vest 25% each year on the grant anniversary date over the four-year period following the grant date. Each restricted stock unit represents a right to receive one share of Class A common stock.

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December 31, 2019 Filed Jan 2, 2020 16:51 UTC SaleClass A Common Stock, par value $0.0000001 per share 10,000 $17.62 $176,200.00
Disclosure

SEC source: 0000919574-20-000004 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,977,012

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 30, 2019 Filed Jan 2, 2020 16:51 UTC SaleClass A Common Stock, par value $0.0000001 per share 2,410 $17.67 $42,584.70
Disclosure

SEC source: 0000919574-20-000004 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,987,012

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 20:16 UTC SaleClass A Common Stock, par value $0.0000001 per share 23,400 $17.35 $405,990.00
Disclosure

SEC source: 0000919574-19-007776 · ownership.xml · nonDerivative · entry 4

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,989,422

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 20:16 UTC SaleClass A Common Stock, par value $0.0000001 per share 16,600 $17.00 $282,200.00
Disclosure

SEC source: 0000919574-19-007776 · ownership.xml · nonDerivative · entry 3

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,012,822

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:14 UTC
MULE EDWARD A10% owner
SaleClass A Common Stock 32,000 $16.98 $543,328.00
Disclosure

SEC source: 0001123292-19-001359 · edgar.xml · nonDerivative · entry 1

SP Signal Manager, LLC · CIK 0001743545 · 10% owner

SP Signal, LLC · CIK 0001743696 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792,000

F1 · ownership.direct: SP Signal Manager, LLC ("SP Signal Manager") is the investment manager of SP Signal, LLC ("SP Signal") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by SP Signal. Edward A. Mule is the sole member of SP Signal Manager and has voting and investment power with respect to the securities held by SP Signal and may be deemed to be a beneficial owner of the securities held by SP Signal. Mr. Mule disclaims beneficial ownership of the reported securities held by SP Signal except to the extent of his pecuniary interest.

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December 19, 2019 Filed Dec 19, 2019 22:04 UTC
MULE EDWARD A10% owner
SaleClass A Common Stock 27,000 $17.04 $460,080.00
Disclosure

SEC source: 0001123292-19-001351 · edgar.xml · nonDerivative · entry 3

SP Signal Manager, LLC · CIK 0001743545 · 10% owner

SP Signal, LLC · CIK 0001743696 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,824,000

F1 · ownership.direct: SP Signal Manager, LLC ("SP Signal Manager") is the investment manager of SP Signal, LLC ("SP Signal") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by SP Signal. Edward A. Mule is the sole member of SP Signal Manager and has voting and investment power with respect to the securities held by SP Signal and may be deemed to be a beneficial owner of the securities held by SP Signal. Mr. Mule disclaims beneficial ownership of the reported securities held by SP Signal except to the extent of his pecuniary interest.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 20:16 UTC SaleClass A Common Stock, par value $0.0000001 per share 15,270 $17.30 $264,171.00
Disclosure

SEC source: 0000919574-19-007776 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,029,422

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 20:16 UTC SaleClass A Common Stock, par value $0.0000001 per share 40,000 $17.20 $688,000.00
Disclosure

SEC source: 0000919574-19-007776 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,044,692

F1 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 18, 2019 Filed Dec 19, 2019 22:04 UTC
MULE EDWARD A10% owner
SaleClass A Common Stock 25,000 $17.01 $425,250.00
Disclosure

SEC source: 0001123292-19-001351 · edgar.xml · nonDerivative · entry 2

SP Signal Manager, LLC · CIK 0001743545 · 10% owner

SP Signal, LLC · CIK 0001743696 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851,000

F1 · ownership.direct: SP Signal Manager, LLC ("SP Signal Manager") is the investment manager of SP Signal, LLC ("SP Signal") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by SP Signal. Edward A. Mule is the sole member of SP Signal Manager and has voting and investment power with respect to the securities held by SP Signal and may be deemed to be a beneficial owner of the securities held by SP Signal. Mr. Mule disclaims beneficial ownership of the reported securities held by SP Signal except to the extent of his pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.