Tapewire

NYSE · USD

CMI

CUMMINS INC

Export transactions ↓
Tapewire entity
2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Aaholm Sherry AVP - Chief Digital Officer
Tax withholdingCommon 760 $270.26 $205,397.60
Disclosure

SEC source: 0001225208-24-003761 · doc4.xml · nonDerivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,703

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Aaholm Sherry AVP - Chief Digital Officer
GrantCommon 2,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003761 · doc4.xml · nonDerivative · entry 1

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,463

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
RUMSEY JENNIFERDirector · President & CEO
Tax withholdingCommon 4,277 $270.26 $1,155,902.02
Disclosure

SEC source: 0001225208-24-003759 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,206

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
RUMSEY JENNIFERDirector · President & CEO
GrantCommon 10,785 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003759 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,483

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Barner Sharon RVP - Chief Administrative Off.
Tax withholdingCommon 3,061 $270.26 $827,265.86
Disclosure

SEC source: 0001225208-24-003760 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,873

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Barner Sharon RVP - Chief Administrative Off.
GrantCommon 7,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003760 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,934

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:59 UTC
Peters Luther EVP - Corporate Controller
Tax withholdingCommon 337 $270.26 $91,077.62
Disclosure

SEC source: 0001225208-24-003758 · doc4.xml · nonDerivative · entry 2

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,562.19

F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:59 UTC
Peters Luther EVP - Corporate Controller
GrantCommon 1,170 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003758 · doc4.xml · nonDerivative · entry 1

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,899.19

F1 · balance_after: Reflects 20.8430 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:58 UTC
Satterthwaite TonySenior Vice President
Tax withholdingCommon 4,791 $270.26 $1,294,815.66
Disclosure

SEC source: 0001225208-24-003757 · doc4.xml · nonDerivative · entry 3

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,776

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:58 UTC
Satterthwaite TonySenior Vice President
Tax withholdingCommon 1,959 $270.26 $529,439.34
Disclosure

SEC source: 0001225208-24-003757 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,567

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:58 UTC
Satterthwaite TonySenior Vice President
GrantCommon 10,785 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003757 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,526

Read SEC document
February 28, 2024 Filed Feb 29, 2024 23:48 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,100 $0.00 Strike: $142.12 $0.00
Disclosure

SEC source: 0001225208-24-003310 · doc4.xml · derivative · entry 4

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,490

Underlying: Common · 2,100 shares

Expires 2030-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 23:48 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 1,500 $272.08 $408,120.45
Disclosure

SEC source: 0001225208-24-003310 · doc4.xml · nonDerivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,899

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $272.00 - $272.31. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 23:48 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 600 $269.32 $161,589.00
Disclosure

SEC source: 0001225208-24-003310 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,399

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.00 - $269.75. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 23:48 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 2,100 $142.12 $298,452.00
Disclosure

SEC source: 0001225208-24-003310 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 20:17 UTC SaleCommon 1,000 $270.24 $270,237.80
Disclosure

SEC source: 0001225208-24-003342 · doc4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,835

F1 · balance_after: Includes 2907 shares previously held directly that were transferred to a revocable trust and are now held indirectly.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 02:02 UTC PurchaseCommon 562 $266.57 $149,810.15
Disclosure

SEC source: 0001225208-24-003168 · doc4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067.8916

F1 · balance_after: Includes 1.8961 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 20:13 UTC
JACKSON DONALD GVP - Treasury & Tax
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,390 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-24-002703 · doc4.xml · derivative · entry 9

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,390 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 20:13 UTC
JACKSON DONALD GVP - Treasury & Tax
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,340 $0.00 Strike: $136.82 $0.00
Disclosure

SEC source: 0001225208-24-002703 · doc4.xml · derivative · entry 8

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,340 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 20:13 UTC
JACKSON DONALD GVP - Treasury & Tax
Exercise / conversionStock Option (Right-to-Buy) · Derivative 350 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-24-002703 · doc4.xml · derivative · entry 7

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 350 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 20:13 UTC
JACKSON DONALD GVP - Treasury & Tax
SaleCommon 4,280 $261.61 $1,119,684.38
Disclosure

SEC source: 0001225208-24-002703 · doc4.xml · nonDerivative · entry 5

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,174.9379

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $261.16 - $261.885. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 20:13 UTC
JACKSON DONALD GVP - Treasury & Tax
SaleCommon 800 $262.30 $209,842.48
Disclosure

SEC source: 0001225208-24-002703 · doc4.xml · nonDerivative · entry 4

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,454.9379

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $262.22 - $262.4150. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 20:13 UTC
JACKSON DONALD GVP - Treasury & Tax
Exercise / conversionCommon 350 $149.34 $52,269.00
Disclosure

SEC source: 0001225208-24-002703 · doc4.xml · nonDerivative · entry 3

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,254.9379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 20:13 UTC
JACKSON DONALD GVP - Treasury & Tax
Exercise / conversionCommon 1,340 $136.82 $183,338.80
Disclosure

SEC source: 0001225208-24-002703 · doc4.xml · nonDerivative · entry 2

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,904.9379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 20:13 UTC
JACKSON DONALD GVP - Treasury & Tax
Exercise / conversionCommon 3,390 $109.09 $369,815.10
Disclosure

SEC source: 0001225208-24-002703 · doc4.xml · nonDerivative · entry 1

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,564.9379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 19:12 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 15,420 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-24-002586 · doc4.xml · derivative · entry 8

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 15,420 shares

Expires 2029-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 19:12 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,860 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-24-002586 · doc4.xml · derivative · entry 7

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,860 shares

Expires 2028-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 19:12 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 11,170 $0.00 Strike: $136.82 $0.00
Disclosure

SEC source: 0001225208-24-002586 · doc4.xml · derivative · entry 6

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 11,170 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 19:12 UTC
Satterthwaite TonySenior Vice President
SaleCommon 37,450 $265.05 $9,926,291.03
Disclosure

SEC source: 0001225208-24-002586 · doc4.xml · nonDerivative · entry 4

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,741

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $265.00 - $265.38. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 19:12 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionCommon 10,860 $160.10 $1,738,686.00
Disclosure

SEC source: 0001225208-24-002586 · doc4.xml · nonDerivative · entry 3

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 19:12 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionCommon 11,170 $136.82 $1,528,279.40
Disclosure

SEC source: 0001225208-24-002586 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 19:12 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionCommon 15,420 $163.43 $2,520,090.60
Disclosure

SEC source: 0001225208-24-002586 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 22:23 UTC GiftCommon 3,933 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002740 · doc4.xml · nonDerivative · entry 2

DOBBS STEPHEN B · CIK 0001268254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,097

Read SEC document
February 21, 2024 Filed Feb 22, 2024 22:23 UTC GiftCommon 3,933 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002740 · doc4.xml · nonDerivative · entry 1

DOBBS STEPHEN B · CIK 0001268254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,030

Read SEC document
February 16, 2024 Filed Feb 16, 2024 22:41 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,400 $0.00 Strike: $142.12 $0.00
Disclosure

SEC source: 0001225208-24-002340 · doc4.xml · derivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,590

Underlying: Common · 1,400 shares

Expires 2030-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 22:41 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 1,400 $269.05 $376,663.00
Disclosure

SEC source: 0001225208-24-002340 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,874

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.00 - $269.22. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 22:41 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 1,400 $142.12 $198,968.00
Disclosure

SEC source: 0001225208-24-002340 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 23:12 UTC
Peters Luther EVP - Corporate Controller
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,235 $0.00 Strike: $136.82 $0.00
Disclosure

SEC source: 0001225208-24-002343 · doc4.xml · derivative · entry 6

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,235 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 23:12 UTC
Peters Luther EVP - Corporate Controller
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,600 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-24-002343 · doc4.xml · derivative · entry 5

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,600 shares

Expires 2024-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 23:12 UTC
Peters Luther EVP - Corporate Controller
SaleCommon 5,225 $267.60 $1,398,224.63
Disclosure

SEC source: 0001225208-24-002343 · doc4.xml · nonDerivative · entry 3

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,708.347

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $267.43 - $267.82. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 23:12 UTC
Peters Luther EVP - Corporate Controller
Exercise / conversionCommon 1,600 $149.34 $238,944.00
Disclosure

SEC source: 0001225208-24-002343 · doc4.xml · nonDerivative · entry 2

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,933.347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 23:12 UTC
Peters Luther EVP - Corporate Controller
Exercise / conversionCommon 2,235 $136.82 $305,792.70
Disclosure

SEC source: 0001225208-24-002343 · doc4.xml · nonDerivative · entry 1

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,333.347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects 84.244 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 22:38 UTC
Aaholm Sherry AVP - Chief Digital Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,490 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-24-002338 · doc4.xml · derivative · entry 3

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,490 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 22:38 UTC
Aaholm Sherry AVP - Chief Digital Officer
SaleCommon 2,490 $267.35 $665,712.46
Disclosure

SEC source: 0001225208-24-002338 · doc4.xml · nonDerivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,883

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $267.24 - $267.5050. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 22:38 UTC
Aaholm Sherry AVP - Chief Digital Officer
Exercise / conversionCommon 2,490 $149.34 $371,856.60
Disclosure

SEC source: 0001225208-24-002338 · doc4.xml · nonDerivative · entry 1

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 20:50 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 4,360 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-24-002289 · doc4.xml · derivative · entry 7

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,360 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 20:50 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,790 $0.00 Strike: $136.82 $0.00
Disclosure

SEC source: 0001225208-24-002289 · doc4.xml · derivative · entry 6

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,790 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 20:50 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,070 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-24-002289 · doc4.xml · derivative · entry 5

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,070 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 20:50 UTC
Smith Mark AndrewVP - Chief Financial Officer
SaleCommon 4,468 $268.47 $1,199,507.88
Disclosure

SEC source: 0001225208-24-002289 · doc4.xml · nonDerivative · entry 4

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,875

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.35 - $268.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 20:50 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionCommon 1,070 $149.34 $159,793.80
Disclosure

SEC source: 0001225208-24-002289 · doc4.xml · nonDerivative · entry 3

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.