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Nasdaq · USD

CME

CME GROUP INC.

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Tapewire entity
2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2016 Filed Sep 30, 2016 17:06 UTC
Durkin Bryan TSr MD Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,734 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001156375-16-000242 · edgardoc.xml · derivative · entry 6

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,226

Underlying: Common Stock Class A · 1,734 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 17:06 UTC
Durkin Bryan TSr MD Chief Commercial Officer
SaleCommon Stock Class A 1,656 $105.20 $174,211.20
Disclosure

SEC source: 0001156375-16-000242 · edgardoc.xml · nonDerivative · entry 5

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,680

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F3 · price: On September 28, 2016, Mr. Durkin sold an aggregate of 1,656 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $105.02 to $105.51. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 17:06 UTC
Durkin Bryan TSr MD Chief Commercial Officer
SaleCommon Stock Class A 1,734 $105.09 $182,231.09
Disclosure

SEC source: 0001156375-16-000242 · edgardoc.xml · nonDerivative · entry 4

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,336

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2 · price: On September 28, 2016, Mr. Durkin sold an aggregate of 13,334 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $107.09 to $107.99 and $108.01 to $108.62. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 17:06 UTC
Durkin Bryan TSr MD Chief Commercial Officer
Exercise / conversionCommon Stock Class A 1,734 $56.87 $98,612.58
Disclosure

SEC source: 0001156375-16-000242 · edgardoc.xml · nonDerivative · entry 3

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 17:06 UTC
Durkin Bryan TSr MD Chief Commercial Officer
SaleCommon Stock Class A 11,600 $105.09 $1,219,077.64
Disclosure

SEC source: 0001156375-16-000242 · edgardoc.xml · nonDerivative · entry 2

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,336

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2 · price: On September 28, 2016, Mr. Durkin sold an aggregate of 13,334 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $107.09 to $107.99 and $108.01 to $108.62. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 17:06 UTC
Durkin Bryan TSr MD Chief Commercial Officer
Exercise / conversionCommon Stock Class A 11,600 $83.88 $973,008.00
Disclosure

SEC source: 0001156375-16-000242 · edgardoc.xml · nonDerivative · entry 1

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 16:40 UTC
GILL PHUPINDERDirector · CEO
SaleCommon Stock Class A 30,002 $110.00 $3,300,220.00
Disclosure

SEC source: 0001156375-16-000241 · edgardoc.xml · nonDerivative · entry 1

GILL PHUPINDER · CIK 0001212817 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,222

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 16:40 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
SaleCommon Stock Class A 893 $110.00 $98,230.00
Disclosure

SEC source: 0001156375-16-000240 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,125

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:24 UTC
Tully SeanSr MD Global Hd Fin & OTC Prod
Tax withholdingCommon Stock Class A 322 $109.65 $35,307.30
Disclosure

SEC source: 0001156375-16-000238 · edgardoc.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,376

F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:24 UTC
Zagotta RobertSr MD Strategy & Execution
Tax withholdingCommon Stock Class A 319 $109.65 $34,978.35
Disclosure

SEC source: 0001156375-16-000239 · edgardoc.xml · nonDerivative · entry 2

Zagotta Robert · CIK 0001553680 · Sr MD Strategy & Execution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,240

F1 · shares: Mr. Zagotta surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:24 UTC
Tobin Jack JMD Chief Accounting Officer
Tax withholdingCommon Stock Class A 102 $109.65 $11,184.30
Disclosure

SEC source: 0001156375-16-000237 · edgardoc.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,495

F1 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:23 UTC
TAYLOR KIMBERLY SSr MD Pres Gl Ops Tech & Risk
Tax withholdingCommon Stock Class A 713 $109.65 $78,180.45
Disclosure

SEC source: 0001156375-16-000236 · edgardoc.xml · nonDerivative · entry 2

TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,858

F1 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:23 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 297 $109.65 $32,566.05
Disclosure

SEC source: 0001156375-16-000234 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,169

F1 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:23 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
Tax withholdingCommon Stock Class A 276 $109.65 $30,263.40
Disclosure

SEC source: 0001156375-16-000235 · edgardoc.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,901

F1 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:23 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 255 $109.65 $27,960.75
Disclosure

SEC source: 0001156375-16-000233 · edgardoc.xml · nonDerivative · entry 2

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,018

F1 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:22 UTC
Kometer KevinSr MD Chief InformationOfficer
Tax withholdingCommon Stock Class A 319 $109.65 $34,978.35
Disclosure

SEC source: 0001156375-16-000232 · edgardoc.xml · nonDerivative · entry 2

Kometer Kevin · CIK 0001436697 · Sr MD Chief InformationOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,622

F1 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:21 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 255 $109.65 $27,960.75
Disclosure

SEC source: 0001156375-16-000231 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,429

F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:21 UTC
GILL PHUPINDERDirector · CEO
Tax withholdingCommon Stock Class A 1,188 $109.65 $130,264.20
Disclosure

SEC source: 0001156375-16-000230 · edgardoc.xml · nonDerivative · entry 2

GILL PHUPINDER · CIK 0001212817 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,224

F1 · shares: Mr. Gill surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:21 UTC
Durkin Bryan TSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 713 $109.65 $78,180.45
Disclosure

SEC source: 0001156375-16-000229 · edgardoc.xml · nonDerivative · entry 2

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,336

F1 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:21 UTC
DUFFY TERRENCE ADirector · Executive Chairman & President
Tax withholdingCommon Stock Class A 1,485 $109.65 $162,830.25
Disclosure

SEC source: 0001156375-16-000228 · edgardoc.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Executive Chairman & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,364

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:20 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 276 $109.65 $30,263.40
Disclosure

SEC source: 0001156375-16-000226 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,932

F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 20:20 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 275 $109.65 $30,153.75
Disclosure

SEC source: 0001156375-16-000227 · edgardoc.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,180

F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:39 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 1,046 $109.28 $114,306.88
Disclosure

SEC source: 0001156375-16-000217 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,852

F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:40 UTC
Zagotta RobertSr MD Strategy & Execution
Tax withholdingCommon Stock Class A 937 $109.28 $102,395.36
Disclosure

SEC source: 0001156375-16-000225 · edgardoc.xml · nonDerivative · entry 2

Zagotta Robert · CIK 0001553680 · Sr MD Strategy & Execution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,067

F2 · shares: Mr. Zagotta surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:38 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 729 $109.28 $79,665.12
Disclosure

SEC source: 0001156375-16-000215 · edgardoc.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,623

F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:40 UTC
TAYLOR KIMBERLY SSr MD Pres Gl Ops Tech & Risk
Tax withholdingCommon Stock Class A 1,695 $109.28 $185,229.60
Disclosure

SEC source: 0001156375-16-000222 · edgardoc.xml · nonDerivative · entry 2

TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,963

F2 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:40 UTC
Tully SeanSr MD Global Hd Fin & OTC Prod
Tax withholdingCommon Stock Class A 704 $109.28 $76,933.12
Disclosure

SEC source: 0001156375-16-000224 · edgardoc.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,522

F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:40 UTC
Tobin Jack JMD Chief Accounting Officer
Tax withholdingCommon Stock Class A 211 $109.28 $23,058.08
Disclosure

SEC source: 0001156375-16-000223 · edgardoc.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113

F2 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:40 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
Tax withholdingCommon Stock Class A 679 $109.28 $74,201.12
Disclosure

SEC source: 0001156375-16-000221 · edgardoc.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,345

F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:39 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 856 $109.28 $93,543.68
Disclosure

SEC source: 0001156375-16-000220 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,290

F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:39 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 848 $109.28 $92,669.44
Disclosure

SEC source: 0001156375-16-000219 · edgardoc.xml · nonDerivative · entry 2

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,469

F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:39 UTC
Kometer KevinSr MD Chief InformationOfficer
Tax withholdingCommon Stock Class A 1,046 $109.28 $114,306.88
Disclosure

SEC source: 0001156375-16-000218 · edgardoc.xml · nonDerivative · entry 2

Kometer Kevin · CIK 0001436697 · Sr MD Chief InformationOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,109

F2 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:38 UTC
GILL PHUPINDERDirector · CEO
Tax withholdingCommon Stock Class A 2,421 $109.28 $264,566.88
Disclosure

SEC source: 0001156375-16-000216 · edgardoc.xml · nonDerivative · entry 2

GILL PHUPINDER · CIK 0001212817 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,256

F2 · shares: Mr. Gill surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:38 UTC
Durkin Bryan TSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 1,695 $109.28 $185,229.60
Disclosure

SEC source: 0001156375-16-000214 · edgardoc.xml · nonDerivative · entry 2

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,441

F2 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:37 UTC
DUFFY TERRENCE ADirector · Executive Chairman & President
Tax withholdingCommon Stock Class A 3,026 $109.28 $330,681.28
Disclosure

SEC source: 0001156375-16-000213 · edgardoc.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Executive Chairman & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,261

F2 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:37 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 848 $109.28 $92,669.44
Disclosure

SEC source: 0001156375-16-000212 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,404

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:24 UTC
Tully SeanSr MD Global Hd Fin & OTC Prod
GrantCommon Stock Class A 6,176 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000238 · edgardoc.xml · nonDerivative · entry 1

Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,698

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:24 UTC
Zagotta RobertSr MD Strategy & Execution
GrantCommon Stock Class A 5,492 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000239 · edgardoc.xml · nonDerivative · entry 1

Zagotta Robert · CIK 0001553680 · Sr MD Strategy & Execution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,559

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:24 UTC
Tobin Jack JMD Chief Accounting Officer
GrantCommon Stock Class A 1,484 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000237 · edgardoc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,597

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:23 UTC
TAYLOR KIMBERLY SSr MD Pres Gl Ops Tech & Risk
GrantCommon Stock Class A 9,608 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000236 · edgardoc.xml · nonDerivative · entry 1

TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,571

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:23 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
GrantCommon Stock Class A 6,176 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000234 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,466

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:23 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
GrantCommon Stock Class A 5,832 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000235 · edgardoc.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,177

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:23 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
GrantCommon Stock Class A 4,804 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000233 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,273

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:22 UTC
Kometer KevinSr MD Chief InformationOfficer
GrantCommon Stock Class A 5,832 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000232 · edgardoc.xml · nonDerivative · entry 1

Kometer Kevin · CIK 0001436697 · Sr MD Chief InformationOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,941

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:21 UTC
Holzrichter JulieSr MD Chief Operating Officer
GrantCommon Stock Class A 5,832 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000231 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,684

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:21 UTC
GILL PHUPINDERDirector · CEO
GrantCommon Stock Class A 17,156 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000230 · edgardoc.xml · nonDerivative · entry 1

GILL PHUPINDER · CIK 0001212817 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,412

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September 15, 2016 Filed Sep 19, 2016 20:21 UTC
Durkin Bryan TSr MD Chief Commercial Officer
GrantCommon Stock Class A 9,608 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000229 · edgardoc.xml · nonDerivative · entry 1

Durkin Bryan T · CIK 0001341363 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,049

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September 15, 2016 Filed Sep 19, 2016 20:21 UTC
DUFFY TERRENCE ADirector · Executive Chairman & President
GrantCommon Stock Class A 20,588 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000228 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Executive Chairman & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,849

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September 15, 2016 Filed Sep 19, 2016 20:20 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GrantCommon Stock Class A 4,804 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000226 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,208

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September 15, 2016 Filed Sep 19, 2016 20:20 UTC
Cutinho SunilSr MD & President CME Clearing
GrantCommon Stock Class A 5,832 $0.00 $0.00
Disclosure

SEC source: 0001156375-16-000227 · edgardoc.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,455

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.