Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CME GROUP INC.
Report date November 30, 2017 · Filed December 04, 2017
Section 16 reporting ended · disclosed 2017-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 112,465 |
Ending reported balance
After 2017-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-30 · Exercise / conversion · Acquired 8,125 · Balance 120,590 Row 2 · 2017-11-30 · Sale · Disposed 8,125 · Balance 112,465 F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.88 · Expires 2018-06-16 | Direct | 0 |
Reported balance
After 2017-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-30 · Exercise / conversion · Disposed 8,125 · Balance 0 F2: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2017 Filed Dec 4, 2017 15:13 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,125 | $0.00 Strike: $83.88 | $0.00 |
DisclosureSEC source: 0001156375-17-000117 · edgardoc.xml · derivative · entry 3 TAYLOR KIMBERLY S · CIK 0001271589 · Former Sr MD&Pres.Clr&PostTrad 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 8,125 shares Expires 2018-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 15:13 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 8,125 | $150.00 | $1,218,750.00 |
DisclosureSEC source: 0001156375-17-000117 · edgardoc.xml · nonDerivative · entry 2 TAYLOR KIMBERLY S · CIK 0001271589 · Former Sr MD&Pres.Clr&PostTrad 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,465 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 15:13 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 8,125 | $83.88 | $681,525.00 |
DisclosureSEC source: 0001156375-17-000117 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Former Sr MD&Pres.Clr&PostTrad 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 18:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 715 | $131.29 | $93,872.35 |
DisclosureSEC source: 0001156375-17-000099 · edgardoc.xml · nonDerivative · entry 3 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&PostTrade 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,465 F2 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 2,746 | $131.29 | $360,522.34 |
DisclosureSEC source: 0001156375-17-000099 · edgardoc.xml · nonDerivative · entry 2 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&PostTrade 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,180 F1 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:38 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 7,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000099 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&PostTrade 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,926 Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 19:15 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,400 | $0.00 Strike: $110.54 | $0.00 |
DisclosureSEC source: 0001156375-17-000057 · edgardoc.xml · derivative · entry 3 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing Post-Trade 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 7,400 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of 6/15/2012, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 19:15 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 7,400 | $125.95 | $932,055.90 |
DisclosureSEC source: 0001156375-17-000057 · edgardoc.xml · nonDerivative · entry 2 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing Post-Trade 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,930 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F2 · price: On June 13, 2017, Ms. Taylor sold an aggregate of 7,400 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $125.71 to $125.95 and $126.07 to $126.35. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 19:15 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 7,400 | $110.54 | $817,996.00 |
DisclosureSEC source: 0001156375-17-000057 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing Post-Trade 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:37 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 14,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000034 · edgardoc.xml · nonDerivative · entry 2 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&Post-Trade 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,930 F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 6,317 | $124.74 | $787,982.58 |
DisclosureSEC source: 0001156375-17-000034 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&Post-Trade 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,290 F1 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 14:45 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 1,351 | $115.88 | $156,553.88 |
DisclosureSEC source: 0001156375-17-000001 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Pres Clr & Post Trade Srvcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,607 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 19:47 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 2,300 | $113.00 | $259,900.00 |
DisclosureSEC source: 0001156375-16-000258 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,958 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 19:43 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 2,300 | $100.21 | $230,483.00 |
DisclosureSEC source: 0001156375-16-000251 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,258 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 17:06 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 2,300 | $106.01 | $243,823.00 |
DisclosureSEC source: 0001156375-16-000243 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,558 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 20:23 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 713 | $109.65 | $78,180.45 |
DisclosureSEC source: 0001156375-16-000236 · edgardoc.xml · nonDerivative · entry 2 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,858 F1 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 19:40 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,695 | $109.28 | $185,229.60 |
DisclosureSEC source: 0001156375-16-000222 · edgardoc.xml · nonDerivative · entry 2 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,963 F2 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:23 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 9,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-16-000236 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,571 Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 19:40 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 831 | $107.55 | $89,374.05 |
DisclosureSEC source: 0001156375-16-000222 · edgardoc.xml · nonDerivative · entry 1 TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD Pres Gl Ops Tech & Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,658 F1 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.