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Nasdaq · USD

CME

CME GROUP INC.

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2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 17, 2017 22:38 UTC
Winkler JulieSr MD Chief Commercial Officer
GrantCommon Stock Class A 1,812 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000037 · edgardoc.xml · nonDerivative · entry 3

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

F3 · shares: On March 15, 2017, Ms. Winkler received a pro rata equity award in light of her promotion to Chief Commercial Officer.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:38 UTC
Winkler JulieSr MD Chief Commercial Officer
GrantCommon Stock Class A 1,384 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000037 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,438

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:38 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 432 $124.74 $53,887.68
Disclosure

SEC source: 0001156375-17-000037 · edgardoc.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,054

F1 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:37 UTC
Tully SeanSr MD Global Hd Fin & OTC Prod
GrantCommon Stock Class A 1,884 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000036 · edgardoc.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,562

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:37 UTC
Tully SeanSr MD Global Hd Fin & OTC Prod
Tax withholdingCommon Stock Class A 698 $124.74 $87,068.52
Disclosure

SEC source: 0001156375-17-000036 · edgardoc.xml · nonDerivative · entry 1

Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,678

F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:37 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
GrantCommon Stock Class A 1,208 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000035 · edgardoc.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,327

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:37 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Tax withholdingCommon Stock Class A 376 $124.74 $46,902.24
Disclosure

SEC source: 0001156375-17-000035 · edgardoc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,119

F1 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:37 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
GrantCommon Stock Class A 5,664 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000033 · edgardoc.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,830

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:37 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
Tax withholdingCommon Stock Class A 2,060 $124.74 $256,964.40
Disclosure

SEC source: 0001156375-17-000033 · edgardoc.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,166

F1 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:37 UTC
TAYLOR KIMBERLY SSr MD&Pres Clearing&Post-Trade
GrantCommon Stock Class A 14,640 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000034 · edgardoc.xml · nonDerivative · entry 2

TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&Post-Trade

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,930

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:37 UTC
TAYLOR KIMBERLY SSr MD&Pres Clearing&Post-Trade
Tax withholdingCommon Stock Class A 6,317 $124.74 $787,982.58
Disclosure

SEC source: 0001156375-17-000034 · edgardoc.xml · nonDerivative · entry 1

TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&Post-Trade

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,290

F1 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:36 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
GrantCommon Stock Class A 6,100 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000032 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,635

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:36 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 2,134 $124.74 $266,195.16
Disclosure

SEC source: 0001156375-17-000032 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,535

F1 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:36 UTC
Kometer KevinSr MD Chief InformationOfficer
GrantCommon Stock Class A 6,536 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000031 · edgardoc.xml · nonDerivative · entry 2

Kometer Kevin · CIK 0001436697 · Sr MD Chief InformationOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,695

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:36 UTC
Kometer KevinSr MD Chief InformationOfficer
Tax withholdingCommon Stock Class A 2,463 $124.74 $307,234.62
Disclosure

SEC source: 0001156375-17-000031 · edgardoc.xml · nonDerivative · entry 1

Kometer Kevin · CIK 0001436697 · Sr MD Chief InformationOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,159

F1 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
GrantCommon Stock Class A 5,228 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000029 · edgardoc.xml · nonDerivative · entry 2

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,558

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 1,752 $124.74 $218,544.48
Disclosure

SEC source: 0001156375-17-000029 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,330

F1 · shares: Ms. Harris Piell surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:36 UTC
Holzrichter JulieSr MD Chief Operating Officer
GrantCommon Stock Class A 5,228 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000030 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,782

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:36 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 1,875 $124.74 $233,887.50
Disclosure

SEC source: 0001156375-17-000030 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,554

F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
GrantCommon Stock Class A 6,012 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000027 · edgardoc.xml · nonDerivative · entry 3

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,526

F3 · shares: On March 15, 2017, Mr. Duffy received a grant of 6,012 shares of restricted stock based upon 2016 TSR performance as measured against the S&P 500.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
GrantCommon Stock Class A 30,496 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000027 · edgardoc.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,514

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 13,938 $124.74 $1,738,626.12
Disclosure

SEC source: 0001156375-17-000027 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,018

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC GrantCommon Stock Class A 14,640 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000028 · edgardoc.xml · nonDerivative · entry 2

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,738

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC Tax withholdingCommon Stock Class A 6,582 $124.74 $821,038.68
Disclosure

SEC source: 0001156375-17-000028 · edgardoc.xml · nonDerivative · entry 1

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,098

F1 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC
Cutinho SunilSr MD & President CME Clearing
GrantCommon Stock Class A 1,884 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000026 · edgardoc.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,478

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:35 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 586 $124.74 $73,097.64
Disclosure

SEC source: 0001156375-17-000026 · edgardoc.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,594

F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GrantCommon Stock Class A 5,564 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000025 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,449

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 2,047 $124.74 $255,342.78
Disclosure

SEC source: 0001156375-17-000025 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,885

F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2017 Filed May 15, 2017 15:01 UTC Amendment
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GrantCommon Stock Class A 5,664 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000046 · primary_doc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,549

F1 · kind: This Form 4A is being filed to correct the number of shares acquired by Ms. Cronin on March 15, 2017. The original Form 4 misstated the amount.

F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 20:54 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,900 $0.00 Strike: $110.54 $0.00
Disclosure

SEC source: 0001156375-17-000023 · edgardoc.xml · derivative · entry 3

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 5,900 shares

Expires 2017-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As of 6/15/2011, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 20:54 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
SaleCommon Stock Class A 5,900 $124.26 $733,134.00
Disclosure

SEC source: 0001156375-17-000023 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,932

Read SEC document
March 14, 2017 Filed Mar 15, 2017 20:54 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionCommon Stock Class A 5,900 $110.54 $652,186.00
Disclosure

SEC source: 0001156375-17-000023 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 20:55 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 408 $124.45 $50,775.60
Disclosure

SEC source: 0001156375-17-000024 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,956

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/14/2017.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 20:54 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
SaleCommon Stock Class A 3,043 $124.26 $378,123.18
Disclosure

SEC source: 0001156375-17-000022 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,082

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:27 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600 $0.00 Strike: $106.58 $0.00
Disclosure

SEC source: 0001156375-17-000021 · edgardoc.xml · derivative · entry 3

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 600 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 15, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:27 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 600 $122.46 $73,476.00
Disclosure

SEC source: 0001156375-17-000021 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,429

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:27 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionCommon Stock Class A 600 $106.58 $63,948.00
Disclosure

SEC source: 0001156375-17-000021 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:06 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,875 $0.00 Strike: $109.72 $0.00
Disclosure

SEC source: 0001156375-17-000020 · edgardoc.xml · derivative · entry 8

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 2,875 shares

Expires 2017-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of 9/14/2012, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:06 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 855 $0.00 Strike: $83.88 $0.00
Disclosure

SEC source: 0001156375-17-000020 · edgardoc.xml · derivative · entry 7

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Underlying: Common Stock Class A · 855 shares

Expires 2018-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:06 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 2,875 $122.56 $352,351.95
Disclosure

SEC source: 0001156375-17-000020 · edgardoc.xml · nonDerivative · entry 6

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

F1 · price: On February 24, 2017, Ms. Winkler sold a total of 2,875 shares of CME Group Class A common stock at an average price of $122.56 per share, including the exercise of options. The price ranges were $122.54 through $122.56. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:06 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionCommon Stock Class A 2,875 $109.72 $315,445.00
Disclosure

SEC source: 0001156375-17-000020 · edgardoc.xml · nonDerivative · entry 5

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:06 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 855 $122.41 $104,659.18
Disclosure

SEC source: 0001156375-17-000020 · edgardoc.xml · nonDerivative · entry 4

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:06 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionCommon Stock Class A 855 $83.88 $71,717.40
Disclosure

SEC source: 0001156375-17-000020 · edgardoc.xml · nonDerivative · entry 3

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:06 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 609 $122.51 $74,608.59
Disclosure

SEC source: 0001156375-17-000020 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

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February 24, 2017 Filed Feb 28, 2017 17:06 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 1,549 $122.56 $189,845.44
Disclosure

SEC source: 0001156375-17-000020 · edgardoc.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,095

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February 24, 2017 Filed Feb 28, 2017 17:05 UTC SaleCommon Stock Class A 500 $122.11 $61,055.00
Disclosure

SEC source: 0001156375-17-000019 · edgardoc.xml · nonDerivative · entry 1

Pankau Ronald A. · CIK 0001523463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

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February 13, 2017 Filed Jun 6, 2017 22:07 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
GiftCommon Stock Class A 200 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000050 · edgardoc.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,026

F1 · shares: On February 13, 2017, the reporting person gifted an aggregate of 200 shares of Class A common stock as a charitable contribution.

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February 03, 2017 Filed Feb 6, 2017 21:18 UTC SaleCommon Stock Class A 1,000 $121.00 $121,000.00
Disclosure

SEC source: 0001156375-17-000010 · edgardoc.xml · nonDerivative · entry 1

Suskind Dennis · CIK 0001361519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,099

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January 09, 2017 Filed Jan 10, 2017 20:20 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 7,500 $116.77 $875,775.00
Disclosure

SEC source: 0001156375-17-000005 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,669

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

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January 03, 2017 Filed Jan 5, 2017 21:18 UTC
Tobin Jack JMD Chief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,525 $0.00 Strike: $109.72 $0.00
Disclosure

SEC source: 0001156375-17-000002 · edgardoc.xml · derivative · entry 3

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 1,525 shares

Expires 2017-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 14, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.