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Nasdaq · USD

CME

CME GROUP INC.

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Tapewire entity
2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2017 Filed Sep 19, 2017 18:36 UTC GrantCommon Stock Class A 9,140 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000093 · edgardoc.xml · nonDerivative · entry 1

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,878

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:35 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 5,285 $131.29 $693,867.65
Disclosure

SEC source: 0001156375-17-000092 · edgardoc.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,418

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:35 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
GrantCommon Stock Class A 19,992 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000092 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,703

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:35 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 1,369 $131.29 $179,736.01
Disclosure

SEC source: 0001156375-17-000091 · edgardoc.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,177

F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:35 UTC
Cutinho SunilSr MD & President CME Clearing
GrantCommon Stock Class A 4,856 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000091 · edgardoc.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,546

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 1,374 $131.29 $180,392.46
Disclosure

SEC source: 0001156375-17-000090 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,459

F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GrantCommon Stock Class A 4,284 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000090 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,833

Read SEC document
September 11, 2017 Filed Sep 12, 2017 16:15 UTC SaleCommon Stock Class A 750 $129.34 $97,005.00
Disclosure

SEC source: 0001156375-17-000089 · edgardoc.xml · nonDerivative · entry 1

Suskind Dennis · CIK 0001361519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,059

F1 · price: On September 11, 2017, Mr. Suskind sold an aggregate of 750 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $129.07 to $129.60. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 18:40 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
SaleCommon Stock Class A 714 $129.00 $92,106.00
Disclosure

SEC source: 0001156375-17-000088 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,844

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 21:33 UTC SaleCommon Stock Class A 850 $126.65 $107,652.50
Disclosure

SEC source: 0001156375-17-000087 · edgardoc.xml · nonDerivative · entry 1

GLICKMAN DANIEL R · CIK 0001212819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,799

Read SEC document
August 09, 2017 Filed Aug 11, 2017 16:12 UTC SaleCommon Stock Class A 200 $126.14 $25,228.00
Disclosure

SEC source: 0001156375-17-000085 · edgardoc.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,311

Read SEC document
August 08, 2017 Filed Aug 9, 2017 15:41 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,200 $0.00 Strike: $109.72 $0.00
Disclosure

SEC source: 0001156375-17-000084 · edgardoc.xml · derivative · entry 3

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 9,200 shares

Expires 2017-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As of September 14, 2012, this option vested with respect to 100% of the option.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 15:41 UTC SaleCommon Stock Class A 9,200 $125.13 $1,151,178.52
Disclosure

SEC source: 0001156375-17-000084 · edgardoc.xml · nonDerivative · entry 2

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,738

Read SEC document
August 08, 2017 Filed Aug 9, 2017 15:41 UTC Exercise / conversionCommon Stock Class A 9,200 $109.72 $1,009,424.00
Disclosure

SEC source: 0001156375-17-000084 · edgardoc.xml · nonDerivative · entry 1

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 19:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,875 $0.00 Strike: $83.88 $0.00
Disclosure

SEC source: 0001156375-17-000083 · edgardoc.xml · derivative · entry 6

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 5,875 shares

Expires 2018-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of June 16, 2013, this option vested with respect to 100% of the option.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 19:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,040 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001156375-17-000083 · edgardoc.xml · derivative · entry 5

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 6,040 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of September 15, 2013, this option vested with respect to 100% of the option.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 19:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 6,040 $125.67 $759,052.24
Disclosure

SEC source: 0001156375-17-000083 · edgardoc.xml · nonDerivative · entry 4

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,782

F1 · price: On August 7, 2017, Ms. Holzrichter sold a total of 11,915 shares of CME Group Class A common stock at an average price of $125.67 per share, including the exercise of options. The price ranges were $125.65 through $125.70. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 19:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionCommon Stock Class A 6,040 $56.87 $343,494.80
Disclosure

SEC source: 0001156375-17-000083 · edgardoc.xml · nonDerivative · entry 3

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 19:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 5,875 $125.67 $738,316.54
Disclosure

SEC source: 0001156375-17-000083 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,782

F1 · price: On August 7, 2017, Ms. Holzrichter sold a total of 11,915 shares of CME Group Class A common stock at an average price of $125.67 per share, including the exercise of options. The price ranges were $125.65 through $125.70. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 19:24 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionCommon Stock Class A 5,875 $83.88 $492,795.00
Disclosure

SEC source: 0001156375-17-000083 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 20:17 UTC SaleCommon Stock Class A 300 $124.78 $37,434.00
Disclosure

SEC source: 0001156375-17-000082 · edgardoc.xml · nonDerivative · entry 1

Pankau Ronald A. · CIK 0001523463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,009

Read SEC document
August 02, 2017 Filed Aug 3, 2017 20:17 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
SaleCommon Stock Class A 21,815 $123.89 $2,702,660.35
Disclosure

SEC source: 0001156375-17-000081 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,711

F1 · price: On August 2, 2017, Mr. Duffy sold an aggregate of 21,815 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $123.80 to $123.99 and $124.19 to $124.22. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
July 18, 2017 Filed Feb 6, 2018 22:27 UTC GiftCommon Stock Class A 200 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000010 · edgardoc.xml · nonDerivative · entry 2

POLLOCK ALEX J · CIK 0001234604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 2,719

Read SEC document
July 18, 2017 Filed Feb 6, 2018 22:27 UTC GiftCommon Stock Class A 200 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000010 · edgardoc.xml · nonDerivative · entry 1

POLLOCK ALEX J · CIK 0001234604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,706

F1 · shares: This transaction involved a gift of securities by the reporting person to his spouse, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
July 10, 2017 Filed Jul 10, 2017 21:26 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 2,500 $124.50 $311,250.00
Disclosure

SEC source: 0001156375-17-000077 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,495

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 18:00 UTC GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000069 · edgardoc.xml · nonDerivative · entry 1

GERDES LARRY G · CIK 0000925105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,605.15

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 17:59 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000062 · edgardoc.xml · nonDerivative · entry 1

SAVAGE TERRY L · CIK 0001094549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,833

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:01 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000073 · edgardoc.xml · nonDerivative · entry 1

CHOOKASZIAN DENNIS · CIK 0001120026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:02 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000076 · edgardoc.xml · nonDerivative · entry 1

Bernacchi Jeffrey M. · CIK 0001464713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,695

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:02 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000075 · edgardoc.xml · nonDerivative · entry 1

Bitsberger Timothy S. · CIK 0001434852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,833

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:01 UTC GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000074 · edgardoc.xml · nonDerivative · entry 1

Carey Charles P · CIK 0001341358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:01 UTC GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000072 · edgardoc.xml · nonDerivative · entry 1

Cook Elizabeth A · CIK 0001643475 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,933

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:01 UTC
Dutra AnaDirector
GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000071 · edgardoc.xml · nonDerivative · entry 1

Dutra Ana · CIK 0001426393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:00 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000070 · edgardoc.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,511

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:00 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000068 · edgardoc.xml · nonDerivative · entry 1

GLICKMAN DANIEL R · CIK 0001212819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,649

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:00 UTC GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000067 · edgardoc.xml · nonDerivative · entry 1

Hertshten Gedon · CIK 0001708032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,572

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:00 UTC
MELAMED LEODirector
GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000066 · edgardoc.xml · nonDerivative · entry 1

MELAMED LEO · CIK 0001212838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,837

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 21:59 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000065 · edgardoc.xml · nonDerivative · entry 1

Pankau Ronald A. · CIK 0001523463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 21:59 UTC GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000064 · edgardoc.xml · nonDerivative · entry 1

POLLOCK ALEX J · CIK 0001234604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,906

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 21:59 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000063 · edgardoc.xml · nonDerivative · entry 1

SANDNER JOHN F · CIK 0001212848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,218

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 21:58 UTC GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000061 · primary_doc.xml · nonDerivative · entry 3

SHEPARD WILLIAM R · CIK 0001212852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,108

F3 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 21:58 UTC GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000060 · edgardoc.xml · nonDerivative · entry 1

SIEGEL HOWARD J · CIK 0001212853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,239

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 21:58 UTC GrantCommon Stock Class A 809 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000059 · edgardoc.xml · nonDerivative · entry 1

Suskind Dennis · CIK 0001361519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 21:58 UTC GrantCommon Stock Class A 1,294 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000058 · edgardoc.xml · nonDerivative · entry 1

WESCOTT DAVID J · CIK 0001229218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,565

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:14 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,625 $0.00 Strike: $83.88 $0.00
Disclosure

SEC source: 0001156375-17-000056 · edgardoc.xml · derivative · entry 6

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 6,625 shares

Expires 2018-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:14 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001156375-17-000056 · edgardoc.xml · derivative · entry 5

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

Underlying: Common Stock Class A · 1,500 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:14 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
SaleCommon Stock Class A 1,500 $127.35 $191,020.35
Disclosure

SEC source: 0001156375-17-000056 · edgardoc.xml · nonDerivative · entry 4

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,549

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:14 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionCommon Stock Class A 1,500 $56.87 $85,305.00
Disclosure

SEC source: 0001156375-17-000056 · edgardoc.xml · nonDerivative · entry 3

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:14 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
SaleCommon Stock Class A 6,625 $127.35 $843,673.21
Disclosure

SEC source: 0001156375-17-000056 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,549

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:14 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionCommon Stock Class A 6,625 $83.88 $555,705.00
Disclosure

SEC source: 0001156375-17-000056 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.