Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CME GROUP INC.CME · Entity 2909 | Director | June 25, 2019 | June 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CME GROUP INC.
Report date June 25, 2019 · Filed June 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 19,849 |
Reported balance
After 2019-06-25 transaction · row 1
1 source rowRow 1 · 2019-06-25 · Grant · Acquired 1,009 · Balance 19,849 F1: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. |
| Common Stock Class ASEC Table I · non-derivative | Indirectby Spouse | 2,719 |
Reported balance
Holding disclosure · report date 2019-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,719 |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2019 Filed Jun 27, 2019 19:31 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000068 · edgardoc.xml · nonDerivative · entry 1 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,849 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 21:13 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000115 · edgardoc.xml · nonDerivative · entry 1 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,840 F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:42 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000069 · edgardoc.xml · nonDerivative · entry 1 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,667 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| July 18, 2017 Filed Feb 6, 2018 22:27 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000010 · edgardoc.xml · nonDerivative · entry 2 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 2,719 Read SEC document |
| July 18, 2017 Filed Feb 6, 2018 22:27 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000010 · edgardoc.xml · nonDerivative · entry 1 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,706 F1 · shares: This transaction involved a gift of securities by the reporting person to his spouse, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 21:59 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 1,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000064 · edgardoc.xml · nonDerivative · entry 1 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,906 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| July 06, 2016 Filed Jan 9, 2017 21:48 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000003 · edgardoc.xml · nonDerivative · entry 2 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 2,519 Read SEC document |
| July 06, 2016 Filed Jan 9, 2017 21:48 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000003 · edgardoc.xml · nonDerivative · entry 1 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,612 F1 · shares: This transaction involved a gift of securities from the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.