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Nasdaq · USD

CME

CME GROUP INC.

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2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2017 Filed Feb 6, 2018 22:28 UTC
Tobin Jack JMD Chief Accounting Officer
GiftCommon Stock Class A 210 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000011 · edgardoc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,039

F1 · kind: Gift by reporting person to his adult children not living in his household.

Read SEC document
November 30, 2017 Filed Nov 30, 2017 22:26 UTC SaleCommon Stock Class A 1,501 $149.75 $224,774.75
Disclosure

SEC source: 0001156375-17-000116 · edgardoc.xml · nonDerivative · entry 1

Bernacchi Jeffrey M. · CIK 0001464713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,194

F1 · price: On November 30, 2017, Mr. Bernacchi sold an aggregate of 1,501 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $149.67 to $149.77. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 15:13 UTC
TAYLOR KIMBERLY SFormer Sr MD&Pres.Clr&PostTrad
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,125 $0.00 Strike: $83.88 $0.00
Disclosure

SEC source: 0001156375-17-000117 · edgardoc.xml · derivative · entry 3

TAYLOR KIMBERLY S · CIK 0001271589 · Former Sr MD&Pres.Clr&PostTrad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 8,125 shares

Expires 2018-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 15:13 UTC
TAYLOR KIMBERLY SFormer Sr MD&Pres.Clr&PostTrad
SaleCommon Stock Class A 8,125 $150.00 $1,218,750.00
Disclosure

SEC source: 0001156375-17-000117 · edgardoc.xml · nonDerivative · entry 2

TAYLOR KIMBERLY S · CIK 0001271589 · Former Sr MD&Pres.Clr&PostTrad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,465

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 15:13 UTC
TAYLOR KIMBERLY SFormer Sr MD&Pres.Clr&PostTrad
Exercise / conversionCommon Stock Class A 8,125 $83.88 $681,525.00
Disclosure

SEC source: 0001156375-17-000117 · edgardoc.xml · nonDerivative · entry 1

TAYLOR KIMBERLY S · CIK 0001271589 · Former Sr MD&Pres.Clr&PostTrad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:47 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,580 $0.00 Strike: $54.37 $0.00
Disclosure

SEC source: 0001156375-17-000115 · edgardoc.xml · derivative · entry 6

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 4,580 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:47 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,340 $0.00 Strike: $54.30 $0.00
Disclosure

SEC source: 0001156375-17-000115 · edgardoc.xml · derivative · entry 5

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 8,340 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:47 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 8,340 $144.08 $1,201,659.73
Disclosure

SEC source: 0001156375-17-000115 · edgardoc.xml · nonDerivative · entry 4

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,983

F1 · price: On November 28, 2017, Ms. Holzrichter sold an aggregate of 12,920 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $144.00 to $144.23. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:47 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionCommon Stock Class A 8,340 $54.30 $452,862.00
Disclosure

SEC source: 0001156375-17-000115 · edgardoc.xml · nonDerivative · entry 3

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:47 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 4,580 $144.08 $659,904.26
Disclosure

SEC source: 0001156375-17-000115 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,983

F1 · price: On November 28, 2017, Ms. Holzrichter sold an aggregate of 12,920 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $144.00 to $144.23. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:47 UTC
Holzrichter JulieSr MD Chief Operating Officer
Exercise / conversionCommon Stock Class A 4,580 $54.37 $249,014.60
Disclosure

SEC source: 0001156375-17-000115 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 17:28 UTC
Cutinho SunilSr MD & President CME Clearing
SaleCommon Stock Class A 2,600 $139.57 $362,882.00
Disclosure

SEC source: 0001156375-17-000112 · edgardoc.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,301

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 20:05 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,175 $0.00 Strike: $83.88 $0.00
Disclosure

SEC source: 0001156375-17-000109 · edgardoc.xml · derivative · entry 3

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 5,175 shares

Expires 2018-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On June 16, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 20:05 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 5,175 $139.70 $722,934.56
Disclosure

SEC source: 0001156375-17-000109 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,876

Read SEC document
November 02, 2017 Filed Nov 3, 2017 20:05 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionCommon Stock Class A 5,175 $83.88 $434,079.00
Disclosure

SEC source: 0001156375-17-000109 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2017 Filed Feb 8, 2018 21:02 UTC GiftCommon Stock Class A 10,685 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000015 · edgardoc.xml · nonDerivative · entry 1

SANDNER JOHN F · CIK 0001212848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,383

F1 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization.

Read SEC document
October 11, 2017 Filed Oct 12, 2017 21:25 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 2,500 $136.83 $342,075.00
Disclosure

SEC source: 0001156375-17-000105 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,876

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 14:14 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
SaleCommon Stock Class A 1,350 $138.00 $186,300.00
Disclosure

SEC source: 0001156375-17-000104 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,149

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:39 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 116 $131.29 $15,229.64
Disclosure

SEC source: 0001156375-17-000102 · edgardoc.xml · nonDerivative · entry 3

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

F2 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:39 UTC
Tully SeanSr MD Global Hd Fin & OTC Prod
Tax withholdingCommon Stock Class A 314 $131.29 $41,225.06
Disclosure

SEC source: 0001156375-17-000101 · edgardoc.xml · nonDerivative · entry 3

Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,922

F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:39 UTC
Tobin Jack JMD Chief Accounting Officer
Tax withholdingCommon Stock Class A 101 $131.29 $13,260.29
Disclosure

SEC source: 0001156375-17-000100 · edgardoc.xml · nonDerivative · entry 3

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,249

F2 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:38 UTC
TAYLOR KIMBERLY SSr MD&Pres Clearing&PostTrade
Tax withholdingCommon Stock Class A 715 $131.29 $93,872.35
Disclosure

SEC source: 0001156375-17-000099 · edgardoc.xml · nonDerivative · entry 3

TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&PostTrade

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,465

F2 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:38 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
Tax withholdingCommon Stock Class A 277 $131.29 $36,367.33
Disclosure

SEC source: 0001156375-17-000098 · edgardoc.xml · nonDerivative · entry 3

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,753

F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:38 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 298 $131.29 $39,124.42
Disclosure

SEC source: 0001156375-17-000097 · edgardoc.xml · nonDerivative · entry 3

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,376

F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:38 UTC
Kometer KevinSr MD Chief InformationOfficer
Tax withholdingCommon Stock Class A 319 $131.29 $41,881.51
Disclosure

SEC source: 0001156375-17-000096 · edgardoc.xml · nonDerivative · entry 3

Kometer Kevin · CIK 0001436697 · Sr MD Chief InformationOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,832

F2 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:37 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 255 $131.29 $33,478.95
Disclosure

SEC source: 0001156375-17-000095 · edgardoc.xml · nonDerivative · entry 3

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,983

F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:37 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 255 $131.29 $33,478.95
Disclosure

SEC source: 0001156375-17-000094 · edgardoc.xml · nonDerivative · entry 3

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,499

F2 · shares: Ms. Harris Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:36 UTC Tax withholdingCommon Stock Class A 715 $131.29 $93,872.35
Disclosure

SEC source: 0001156375-17-000093 · edgardoc.xml · nonDerivative · entry 3

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,417

F2 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:35 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 1,488 $131.29 $195,359.52
Disclosure

SEC source: 0001156375-17-000092 · edgardoc.xml · nonDerivative · entry 3

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,930

F2 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:35 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 276 $131.29 $36,236.04
Disclosure

SEC source: 0001156375-17-000091 · edgardoc.xml · nonDerivative · entry 3

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,901

F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 18:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 277 $131.29 $36,367.33
Disclosure

SEC source: 0001156375-17-000090 · edgardoc.xml · nonDerivative · entry 3

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,182

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:39 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 464 $131.29 $60,918.56
Disclosure

SEC source: 0001156375-17-000102 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,891

F1 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:39 UTC
Winkler JulieSr MD Chief Commercial Officer
GrantCommon Stock Class A 4,000 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000102 · edgardoc.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,355

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:39 UTC
Tully SeanSr MD Global Hd Fin & OTC Prod
Tax withholdingCommon Stock Class A 1,362 $131.29 $178,816.98
Disclosure

SEC source: 0001156375-17-000101 · edgardoc.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,236

F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:39 UTC
Tully SeanSr MD Global Hd Fin & OTC Prod
GrantCommon Stock Class A 5,140 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000101 · edgardoc.xml · nonDerivative · entry 1

Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,598

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:39 UTC
Tobin Jack JMD Chief Accounting Officer
Tax withholdingCommon Stock Class A 313 $131.29 $41,093.77
Disclosure

SEC source: 0001156375-17-000100 · edgardoc.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,350

F1 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:39 UTC
Tobin Jack JMD Chief Accounting Officer
GrantCommon Stock Class A 1,336 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000100 · edgardoc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,663

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:38 UTC
TAYLOR KIMBERLY SSr MD&Pres Clearing&PostTrade
Tax withholdingCommon Stock Class A 2,746 $131.29 $360,522.34
Disclosure

SEC source: 0001156375-17-000099 · edgardoc.xml · nonDerivative · entry 2

TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&PostTrade

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,180

F1 · shares: Ms. Taylor surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:38 UTC
TAYLOR KIMBERLY SSr MD&Pres Clearing&PostTrade
GrantCommon Stock Class A 7,996 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000099 · edgardoc.xml · nonDerivative · entry 1

TAYLOR KIMBERLY S · CIK 0001271589 · Sr MD&Pres Clearing&PostTrade

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,926

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:38 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
Tax withholdingCommon Stock Class A 1,321 $131.29 $173,434.09
Disclosure

SEC source: 0001156375-17-000098 · edgardoc.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,030

F1 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:38 UTC
Sammann DerekSr MD Gl Hd Comm &Options Prod
GrantCommon Stock Class A 4,856 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000098 · edgardoc.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,351

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:38 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 1,533 $131.29 $201,267.57
Disclosure

SEC source: 0001156375-17-000097 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,674

F1 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:38 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
GrantCommon Stock Class A 5,712 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000097 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,207

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:38 UTC
Kometer KevinSr MD Chief InformationOfficer
Tax withholdingCommon Stock Class A 1,684 $131.29 $221,092.36
Disclosure

SEC source: 0001156375-17-000096 · edgardoc.xml · nonDerivative · entry 2

Kometer Kevin · CIK 0001436697 · Sr MD Chief InformationOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,151

F1 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:38 UTC
Kometer KevinSr MD Chief InformationOfficer
GrantCommon Stock Class A 5,140 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000096 · edgardoc.xml · nonDerivative · entry 1

Kometer Kevin · CIK 0001436697 · Sr MD Chief InformationOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,835

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:37 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 1,684 $131.29 $221,092.36
Disclosure

SEC source: 0001156375-17-000095 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,238

F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

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September 15, 2017 Filed Sep 19, 2017 18:37 UTC
Holzrichter JulieSr MD Chief Operating Officer
GrantCommon Stock Class A 5,140 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000095 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,922

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September 15, 2017 Filed Sep 19, 2017 18:37 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 1,374 $131.29 $180,392.46
Disclosure

SEC source: 0001156375-17-000094 · edgardoc.xml · nonDerivative · entry 2

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,754

F1 · shares: Ms. Harris Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

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September 15, 2017 Filed Sep 19, 2017 18:37 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
GrantCommon Stock Class A 4,284 $0.00 $0.00
Disclosure

SEC source: 0001156375-17-000094 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,128

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September 15, 2017 Filed Sep 19, 2017 18:36 UTC Tax withholdingCommon Stock Class A 2,746 $131.29 $360,522.34
Disclosure

SEC source: 0001156375-17-000093 · edgardoc.xml · nonDerivative · entry 2

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,132

F1 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.