Last 12 months
Inside the activity.
7 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 2 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 2 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2018 Filed Jun 27, 2018 17:42 UTC |
SHEPARD WILLIAM RDirector
|
GrantCommon Stock Class A | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000071 · edgardoc.xml · nonDerivative · entry 1 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 194,691.695 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:42 UTC |
POLLOCK ALEX JDirector
|
GrantCommon Stock Class A | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000069 · edgardoc.xml · nonDerivative · entry 1 POLLOCK ALEX J · CIK 0001234604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,667 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:41 UTC |
Pankau Ronald A.Director
|
GrantCommon Stock Class A | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000068 · edgardoc.xml · nonDerivative · entry 1 Pankau Ronald A. · CIK 0001523463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,160 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:41 UTC |
Lucas Deborah JDirector
|
GrantCommon Stock Class A | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000067 · edgardoc.xml · nonDerivative · entry 1 Lucas Deborah J · CIK 0001329150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:41 UTC |
Hobert William WDirector
|
GrantCommon Stock Class A | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000066 · edgardoc.xml · nonDerivative · entry 1 Hobert William W · CIK 0001643402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,634 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:40 UTC |
Hertshten GedonDirector
|
GrantCommon Stock Class A | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000065 · edgardoc.xml · nonDerivative · entry 1 Hertshten Gedon · CIK 0001708032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,505 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:40 UTC |
GLICKMAN DANIEL RDirector
|
GrantCommon Stock Class A | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000064 · edgardoc.xml · nonDerivative · entry 1 GLICKMAN DANIEL R · CIK 0001212819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:40 UTC |
GEPSMAN MARTIN JDirector
|
GrantCommon Stock Class A | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000062 · edgardoc.xml · nonDerivative · entry 1 GEPSMAN MARTIN J · CIK 0001212813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,012 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:39 UTC |
Dutra AnaDirector
|
GrantCommon Stock Class A | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000061 · edgardoc.xml · nonDerivative · entry 1 Dutra Ana · CIK 0001426393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,394 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:39 UTC |
Cook Elizabeth ADirector
|
GrantCommon Stock Class A | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000060 · edgardoc.xml · nonDerivative · entry 1 Cook Elizabeth A · CIK 0001643475 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 21,534 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:38 UTC |
Carey Charles PDirector
|
GrantCommon Stock Class A | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000058 · edgardoc.xml · nonDerivative · entry 1 Carey Charles P · CIK 0001341358 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,159 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:38 UTC |
Bitsberger Timothy S.Director
|
GrantCommon Stock Class A | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000057 · edgardoc.xml · nonDerivative · entry 1 Bitsberger Timothy S. · CIK 0001434852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,034 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 17:38 UTC |
Bernacchi Jeffrey M.Director
|
GrantCommon Stock Class A | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000056 · edgardoc.xml · nonDerivative · entry 1 Bernacchi Jeffrey M. · CIK 0001464713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,980 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 14, 2018 Filed Sep 18, 2018 22:14 UTC |
Tobin Jack JMD Chief Accounting Officer
|
GiftCommon Stock Class A | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000099 · edgardoc.xml · nonDerivative · entry 1 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,655 F1 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| June 14, 2018 Filed Sep 18, 2018 22:13 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
GiftCommon Stock Class A | 1,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000097 · edgardoc.xml · nonDerivative · entry 1 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,764 F1 · kind: This transaction involved a gift of securities from the reporting person to her donor advised fund. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 15:56 UTC |
Pankau Ronald A.Director
|
SaleCommon Stock Class A | 250 | $171.51 | $42,877.50 |
DisclosureSEC source: 0001156375-18-000055 · edgardoc.xml · nonDerivative · entry 1 Pankau Ronald A. · CIK 0001523463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,559 Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 17:25 UTC |
Bitsberger Timothy S.Director
|
SaleCommon Stock Class A | 400 | $170.11 | $68,044.00 |
DisclosureSEC source: 0001156375-18-000054 · edgardoc.xml · nonDerivative · entry 1 Bitsberger Timothy S. · CIK 0001434852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,433 F1 · price: On June 5, 2018, Mr. Bitsberger sold an aggregate of 400 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $170.01 to $170.17. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| June 01, 2018 Filed Sep 18, 2018 22:13 UTC |
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
|
GiftCommon Stock Class A | 408 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,312 F1 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 17:37 UTC |
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,320 | $0.00 Strike: $56.87 | $0.00 |
DisclosureSEC source: 0001156375-18-000053 · edgardoc.xml · derivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 5,320 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of September 15, 2013, this option vested with respect to 100% of the option. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 17:37 UTC |
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
|
SaleCommon Stock Class A | 5,320 | $164.75 | $876,470.53 |
DisclosureSEC source: 0001156375-18-000053 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,720 Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 17:37 UTC |
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
|
Exercise / conversionCommon Stock Class A | 5,320 | $56.87 | $302,548.40 |
DisclosureSEC source: 0001156375-18-000053 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 29, 2018 21:04 UTC |
GEPSMAN MARTIN JDirector
|
SaleCommon Stock Class A | 600 | $159.77 | $95,862.00 |
DisclosureSEC source: 0001156375-18-000051 · edgardoc.xml · nonDerivative · entry 1 GEPSMAN MARTIN J · CIK 0001212813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,411 Read SEC document |
| May 22, 2018 Filed May 22, 2018 21:37 UTC |
Bernacchi Jeffrey M.Director
|
SaleCommon Stock Class A | 2,228 | $160.75 | $358,151.00 |
DisclosureSEC source: 0001156375-18-000049 · edgardoc.xml · nonDerivative · entry 2 Bernacchi Jeffrey M. · CIK 0001464713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,379 Read SEC document |
| May 22, 2018 Filed May 23, 2018 19:38 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
SaleCommon Stock Class A | 20,000 | $161.00 | $3,220,000.00 |
DisclosureSEC source: 0001156375-18-000050 · edgardoc.xml · nonDerivative · entry 1 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,686 F1 · price: On May 22, 2018, Mr. Duffy sold an aggregate of 20,000 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $161.00 to $161.13. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| May 21, 2018 Filed May 22, 2018 21:37 UTC |
Bernacchi Jeffrey M.Director
|
SaleCommon Stock Class A | 1,587 | $161.45 | $256,221.15 |
DisclosureSEC source: 0001156375-18-000049 · edgardoc.xml · nonDerivative · entry 1 Bernacchi Jeffrey M. · CIK 0001464713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,607 Read SEC document |
| May 02, 2018 Filed Sep 18, 2018 22:12 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GiftCommon Stock Class A | 1,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,654 F1 · kind: This transaction involved a gift of securities from the reporting person to his donor advised fund. Read SEC document |
| April 10, 2018 Filed Apr 10, 2018 21:16 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
SaleCommon Stock Class A | 2,500 | $161.02 | $402,550.00 |
DisclosureSEC source: 0001156375-18-000041 · edgardoc.xml · nonDerivative · entry 1 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,957 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 22:32 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
Tax withholdingCommon Stock Class A | 144 | $165.12 | $23,777.28 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 5 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,933 F4 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 22:32 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 127 | $165.12 | $20,970.24 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 5 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,179 F4 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 22:31 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
Tax withholdingCommon Stock Class A | 132 | $165.12 | $21,795.84 |
DisclosureSEC source: 0001156375-18-000036 · edgardoc.xml · nonDerivative · entry 5 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,457 F4 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 22:30 UTC |
Cutinho SunilSr MD & President CME Clearing
|
Tax withholdingCommon Stock Class A | 287 | $165.12 | $47,389.44 |
DisclosureSEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 5 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,273 F4 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
Tax withholdingCommon Stock Class A | 192 | $165.66 | $31,806.72 |
DisclosureSEC source: 0001156375-18-000040 · edgardoc.xml · nonDerivative · entry 3 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,435 F3 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/18. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
Tax withholdingCommon Stock Class A | 1,513 | $165.66 | $250,643.58 |
DisclosureSEC source: 0001156375-18-000040 · edgardoc.xml · nonDerivative · entry 2 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,627 F2 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
GrantCommon Stock Class A | 4,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000040 · edgardoc.xml · nonDerivative · entry 1 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,140 F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
Tax withholdingCommon Stock Class A | 2,094 | $165.66 | $346,892.04 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 4 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,077 F3 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
Tax withholdingCommon Stock Class A | 1,179 | $165.66 | $195,313.14 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 3 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,171 F3 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
GrantCommon Stock Class A | 5,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,350 F2 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
GrantCommon Stock Class A | 2,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,327 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Tobin Jack JMD Chief Accounting Officer
|
Tax withholdingCommon Stock Class A | 297 | $165.66 | $49,201.02 |
DisclosureSEC source: 0001156375-18-000038 · edgardoc.xml · nonDerivative · entry 2 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,754 F2 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Tobin Jack JMD Chief Accounting Officer
|
GrantCommon Stock Class A | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000038 · edgardoc.xml · nonDerivative · entry 1 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,051 F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 1,989 | $165.66 | $329,497.74 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,306 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 1,067 | $165.66 | $176,759.22 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,295 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GrantCommon Stock Class A | 5,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,362 F2 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GrantCommon Stock Class A | 2,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,339 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:31 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
Tax withholdingCommon Stock Class A | 2,337 | $165.66 | $387,147.42 |
DisclosureSEC source: 0001156375-18-000036 · edgardoc.xml · nonDerivative · entry 4 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,589 F3 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:31 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
Tax withholdingCommon Stock Class A | 1,107 | $165.66 | $183,385.62 |
DisclosureSEC source: 0001156375-18-000036 · edgardoc.xml · nonDerivative · entry 3 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,926 F3 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:31 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
GrantCommon Stock Class A | 6,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000036 · edgardoc.xml · nonDerivative · entry 2 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,033 F2 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:31 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
GrantCommon Stock Class A | 2,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000036 · edgardoc.xml · nonDerivative · entry 1 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,873 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:31 UTC |
Kometer KevinSr MD Chief Information Office
|
Tax withholdingCommon Stock Class A | 4,453 | $165.66 | $737,683.98 |
DisclosureSEC source: 0001156375-18-000035 · edgardoc.xml · nonDerivative · entry 2 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,429 F2 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:31 UTC |
Kometer KevinSr MD Chief Information Office
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GrantCommon Stock Class A | 10,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000035 · edgardoc.xml · nonDerivative · entry 1 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,882 F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.