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Nasdaq · USD

CME

CME GROUP INC.

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2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2018 Filed Feb 14, 2019 17:19 UTC Amendment GrantCommon Stock Class A 2,353 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000006 · edgardoc.xml · nonDerivative · entry 3

Spencer Michael A · CIK 0001757667 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 2,353

F1 · shares: Received in exchange for shares of NEX Group plc ("NEX") in connection with the acquisition (the "Acquisition") of NEX by CME Group Inc. Pursuant to the terms of Acquisition, NEX shareholders received for each NEX Group ordinary share 500 pence in cash and 0.0444 shares of CME Group Class A common stock. The effective date of the Acquisition was November 2, 2018. The closing price on the trading day prior to the effective date of the Acquisition was $183.75 for CME Group Class A common stock. This Form 4A is being filed to correctly reflect the beneficial ownership of shares held directly and indirectly by Mr. Spencer, which the original Form 4 misstated.

Read SEC document
November 02, 2018 Filed Feb 14, 2019 17:19 UTC Amendment GrantCommon Stock Class A 2,790,545 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000006 · edgardoc.xml · nonDerivative · entry 2

Spencer Michael A · CIK 0001757667 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firm

Disclosed balance after: 2,790,545

F1 · shares: Received in exchange for shares of NEX Group plc ("NEX") in connection with the acquisition (the "Acquisition") of NEX by CME Group Inc. Pursuant to the terms of Acquisition, NEX shareholders received for each NEX Group ordinary share 500 pence in cash and 0.0444 shares of CME Group Class A common stock. The effective date of the Acquisition was November 2, 2018. The closing price on the trading day prior to the effective date of the Acquisition was $183.75 for CME Group Class A common stock. This Form 4A is being filed to correctly reflect the beneficial ownership of shares held directly and indirectly by Mr. Spencer, which the original Form 4 misstated.

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November 02, 2018 Filed Feb 14, 2019 17:19 UTC Amendment GrantCommon Stock Class A 217,385 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000006 · edgardoc.xml · nonDerivative · entry 1

Spencer Michael A · CIK 0001757667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,385

F1 · shares: Received in exchange for shares of NEX Group plc ("NEX") in connection with the acquisition (the "Acquisition") of NEX by CME Group Inc. Pursuant to the terms of Acquisition, NEX shareholders received for each NEX Group ordinary share 500 pence in cash and 0.0444 shares of CME Group Class A common stock. The effective date of the Acquisition was November 2, 2018. The closing price on the trading day prior to the effective date of the Acquisition was $183.75 for CME Group Class A common stock. This Form 4A is being filed to correctly reflect the beneficial ownership of shares held directly and indirectly by Mr. Spencer, which the original Form 4 misstated.

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October 11, 2018 Filed Oct 15, 2018 18:33 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 2,500 $179.86 $449,650.00
Disclosure

SEC source: 0001156375-18-000121 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,720

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 17:09 UTC GrantCommon Stock Class A 173 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000109 · edgardoc.xml · nonDerivative · entry 1

GERDES LARRY G · CIK 0000925105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,739.15

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 17:14 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000116 · edgardoc.xml · nonDerivative · entry 1

SAVAGE TERRY L · CIK 0001094549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,521

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:05 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000105 · edgardoc.xml · nonDerivative · entry 1

CHOOKASZIAN DENNIS · CIK 0001120026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:17 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000119 · edgardoc.xml · nonDerivative · entry 1

Suskind Dennis · CIK 0001361519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,747

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:17 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000120 · edgardoc.xml · nonDerivative · entry 1

WESCOTT DAVID J · CIK 0001229218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,253

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:16 UTC GrantCommon Stock Class A 173 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000118 · edgardoc.xml · nonDerivative · entry 1

SIEGEL HOWARD J · CIK 0001212853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,373

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:15 UTC GrantCommon Stock Class A 173 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000117 · edgardoc.xml · nonDerivative · entry 1

SHEPARD WILLIAM R · CIK 0001212852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 194,864.695

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:13 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000114 · edgardoc.xml · nonDerivative · entry 1

Pankau Ronald A. · CIK 0001523463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,987

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:13 UTC GrantCommon Stock Class A 173 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000115 · edgardoc.xml · nonDerivative · entry 1

POLLOCK ALEX J · CIK 0001234604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,840

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:12 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000113 · edgardoc.xml · nonDerivative · entry 1

Lucas Deborah J · CIK 0001329150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:10 UTC GrantCommon Stock Class A 173 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000111 · edgardoc.xml · nonDerivative · entry 1

Hertshten Gedon · CIK 0001708032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,678

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:10 UTC GrantCommon Stock Class A 173 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000112 · edgardoc.xml · nonDerivative · entry 1

Hobert William W · CIK 0001643402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,807

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:09 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000110 · edgardoc.xml · nonDerivative · entry 1

GLICKMAN DANIEL R · CIK 0001212819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,487

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:08 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000108 · edgardoc.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,799

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:07 UTC
Dutra AnaDirector
GrantCommon Stock Class A 173 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000107 · edgardoc.xml · nonDerivative · entry 1

Dutra Ana · CIK 0001426393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,567

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:06 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000106 · edgardoc.xml · nonDerivative · entry 1

Cook Elizabeth A · CIK 0001643475 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 21,621

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:04 UTC GrantCommon Stock Class A 173 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000104 · edgardoc.xml · nonDerivative · entry 1

Carey Charles P · CIK 0001341358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,332

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:04 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000103 · edgardoc.xml · nonDerivative · entry 1

Bitsberger Timothy S. · CIK 0001434852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,121

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:04 UTC GrantCommon Stock Class A 87 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000102 · edgardoc.xml · nonDerivative · entry 1

Bernacchi Jeffrey M. · CIK 0001464713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,091

F1 · shares: Incremental grant made pursuant to the CME Group Director Stock Plan, as amended and restated, as a result of an increase to Board compensation.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:24 UTC
Kometer KevinSr MD Chief Information Office
Tax withholdingCommon Stock Class A 514 $173.15 $88,999.10
Disclosure

SEC source: 0001156375-18-000101 · edgardoc.xml · nonDerivative · entry 5

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,248

F1 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:24 UTC
Kometer KevinSr MD Chief Information Office
Tax withholdingCommon Stock Class A 544 $173.15 $94,193.60
Disclosure

SEC source: 0001156375-18-000101 · edgardoc.xml · nonDerivative · entry 4

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,762

F1 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:24 UTC
Kometer KevinSr MD Chief Information Office
Tax withholdingCommon Stock Class A 590 $173.15 $102,158.50
Disclosure

SEC source: 0001156375-18-000101 · edgardoc.xml · nonDerivative · entry 3

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,306

F1 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:24 UTC
Kometer KevinSr MD Chief Information Office
Tax withholdingCommon Stock Class A 433 $173.15 $74,973.95
Disclosure

SEC source: 0001156375-18-000101 · edgardoc.xml · nonDerivative · entry 2

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,896

F1 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:18 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 514 $173.15 $88,999.10
Disclosure

SEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 5

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,980

F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:18 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 544 $173.15 $94,193.60
Disclosure

SEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 4

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,494

F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:18 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 590 $173.15 $102,158.50
Disclosure

SEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 3

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,038

F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:18 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 433 $173.15 $74,973.95
Disclosure

SEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,628

F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:14 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 247 $173.15 $42,768.05
Disclosure

SEC source: 0001156375-18-000098 · edgardoc.xml · nonDerivative · entry 5

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,585

F1 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:14 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 423 $173.15 $73,242.45
Disclosure

SEC source: 0001156375-18-000098 · edgardoc.xml · nonDerivative · entry 4

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,832

F1 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:14 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 207 $173.15 $35,842.05
Disclosure

SEC source: 0001156375-18-000098 · edgardoc.xml · nonDerivative · entry 3

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,255

F1 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:14 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 221 $173.15 $38,266.15
Disclosure

SEC source: 0001156375-18-000098 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,462

F1 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 411 $173.15 $71,164.65
Disclosure

SEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 6

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,285

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 453 $173.15 $78,436.95
Disclosure

SEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 5

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,696

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 486 $173.15 $84,150.90
Disclosure

SEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 4

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,149

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 357 $173.15 $61,814.55
Disclosure

SEC source: 0001156375-18-000096 · edgardoc.xml · nonDerivative · entry 3

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,635

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 411 $173.15 $71,164.65
Disclosure

SEC source: 0001156375-18-000097 · edgardoc.xml · nonDerivative · entry 6

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,698

F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 453 $173.15 $78,436.95
Disclosure

SEC source: 0001156375-18-000097 · edgardoc.xml · nonDerivative · entry 5

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,109

F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 486 $173.15 $84,150.90
Disclosure

SEC source: 0001156375-18-000097 · edgardoc.xml · nonDerivative · entry 4

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,562

F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 357 $173.15 $61,814.55
Disclosure

SEC source: 0001156375-18-000097 · edgardoc.xml · nonDerivative · entry 3

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,048

F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 225 $173.15 $38,958.75
Disclosure

SEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 5

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,191

F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 514 $173.15 $88,999.10
Disclosure

SEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 4

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,416

F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 590 $173.15 $102,158.50
Disclosure

SEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 3

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,930

F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:13 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 433 $173.15 $74,973.95
Disclosure

SEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,520

F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

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September 15, 2018 Filed Sep 18, 2018 22:12 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 257 $173.15 $44,499.55
Disclosure

SEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 7

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,088

F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

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September 15, 2018 Filed Sep 18, 2018 22:12 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 514 $173.15 $88,999.10
Disclosure

SEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 6

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,345

F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

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September 15, 2018 Filed Sep 18, 2018 22:12 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 590 $173.15 $102,158.50
Disclosure

SEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 5

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,859

F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.