Tapewire

Nasdaq · USD

CME

CME GROUP INC.

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Tapewire entity
2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2022 Filed Sep 19, 2022 23:09 UTC Amendment
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 345 $191.30 $65,998.50
Disclosure

SEC source: 0001156375-22-000291 · wf-form4a_166362893662983.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,789

F1 · shares: Mr. Derek Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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September 14, 2022 Filed Sep 19, 2022 23:08 UTC Amendment
Sprague SuzanneSr MD Global Head of Clearing
Tax withholdingCommon Stock Class A 91 $191.30 $17,408.30
Disclosure

SEC source: 0001156375-22-000290 · wf-form4a_166362891298773.xml · nonDerivative · entry 1

Sprague Suzanne · CIK 0001914409 · Sr MD Global Head of Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,503

F1 · shares: Ms. Suzanne Sprague surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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September 14, 2022 Filed Sep 19, 2022 23:08 UTC Amendment
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 324 $191.30 $61,981.20
Disclosure

SEC source: 0001156375-22-000289 · wf-form4a_166362889246610.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,816

F1 · shares: Ms. Hilda Harris Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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September 14, 2022 Filed Sep 19, 2022 23:08 UTC Amendment
Fitzpatrick LynneSr MD Deputy CFO
Tax withholdingCommon Stock Class A 94 $191.30 $17,982.20
Disclosure

SEC source: 0001156375-22-000288 · wf-form4a_166362887289928.xml · nonDerivative · entry 1

Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,129

F1 · shares: Ms. Lynne Fitzpatrick surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2022.

F2 · price: This Form 4 is being amended to include the price at which shares were withheld for payment of taxes, which amount was inadvertently omitted from the original filing due to clerical error.

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September 12, 2022 Filed Sep 13, 2022 15:10 UTC
Vroman KenChief Transformation Officer
SaleCommon Stock Class A 750 $201.41 $151,057.50
Disclosure

SEC source: 0001156375-22-000223 · wf-form4_166308182078456.xml · nonDerivative · entry 1

Vroman Ken · CIK 0001429863 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,486

Read SEC document
September 09, 2022 Filed Sep 12, 2022 18:53 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
SaleCommon Stock Class A 4,000 $201.51 $806,046.80
Disclosure

SEC source: 0001156375-22-000221 · wf-form4_166300881326201.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 13,333

Read SEC document
August 31, 2022 Filed Aug 31, 2022 19:32 UTC SaleCommon Stock Class A 500 $196.39 $98,193.95
Disclosure

SEC source: 0001156375-22-000219 · wf-form4_166197434660574.xml · nonDerivative · entry 1

GLICKMAN DANIEL R · CIK 0001212819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,597

Read SEC document
August 16, 2022 Filed Sep 12, 2022 18:53 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 1,637 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000221 · wf-form4_166300881326201.xml · nonDerivative · entry 3

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 14,970

F1 · shares: This transaction represented a gift of securities from the reporting person to his spouse on August 16, 2022. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2022 Filed Sep 12, 2022 18:53 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 1,637 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000221 · wf-form4_166300881326201.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,134

F1 · shares: This transaction represented a gift of securities from the reporting person to his spouse on August 16, 2022. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 11:55 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
SaleCommon Stock Class A 4,901 $203.88 $999,215.88
Disclosure

SEC source: 0001156375-22-000217 · wf-form4_166065092882844.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,140

F1 · price: On August 15, 2022, Ms. Piell sold an aggregate of 4,901 shares of CME Group Class A common stock. For reporting purposes, the sale prices within $1 range have been aggregated and the weighted average has been reported. The price range was $203.876 to $203.956. The Company maintains a record of the transaction and copies will be provided upon request.

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June 27, 2022 Filed Jun 29, 2022 10:32 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000197 · wf-form4_165651311288168.xml · nonDerivative · entry 1

Dennis Michael G. · CIK 0001811883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016.3766

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 10:31 UTC GrantCommon Stock Class A 1,146 $209.44 $240,018.24
Disclosure

SEC source: 0001156375-22-000195 · wf-form4_165651307750266.xml · nonDerivative · entry 1

GERDES LARRY G · CIK 0000925105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,072.15

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 10:30 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000193 · wf-form4_165651302964587.xml · nonDerivative · entry 1

SAVAGE TERRY L · CIK 0001094549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,130

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 19:30 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000208 · wf-form4_165653100652358.xml · nonDerivative · entry 1

CHOOKASZIAN DENNIS · CIK 0001120026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,106

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:34 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000206 · wf-form4_165651328107838.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,208

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:34 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000205 · wf-form4_165651326402345.xml · nonDerivative · entry 1

Lockett Phyllis M · CIK 0001776684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:34 UTC GrantCommon Stock Class A 1,146 $209.44 $240,018.24
Disclosure

SEC source: 0001156375-22-000204 · wf-form4_165651324552792.xml · nonDerivative · entry 1

Hobert William W · CIK 0001643402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,140

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:34 UTC GrantCommon Stock Class A 844 $209.44 $176,767.36
Disclosure

SEC source: 0001156375-22-000203 · wf-form4_165651322667114.xml · nonDerivative · entry 1

GLICKMAN DANIEL R · CIK 0001212819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,097

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:33 UTC
Seifu RahaelDirector
GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000202 · wf-form4_165651320667073.xml · nonDerivative · entry 1

Seifu Rahael · CIK 0001812194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:33 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000201 · wf-form4_165651318972497.xml · nonDerivative · entry 1

Bitsberger Timothy S. · CIK 0001434852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,830

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:32 UTC GrantCommon Stock Class A 1,146 $209.44 $240,018.24
Disclosure

SEC source: 0001156375-22-000199 · wf-form4_165651314951555.xml · nonDerivative · entry 1

SHEPARD WILLIAM R · CIK 0001212852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 199,197.695

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:32 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000198 · wf-form4_165651313056562.xml · nonDerivative · entry 1

Suskind Dennis · CIK 0001361519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:31 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000194 · wf-form4_165651304883036.xml · nonDerivative · entry 1

Maloney Patrick W · CIK 0001812087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:31 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000196 · wf-form4_165651309552539.xml · nonDerivative · entry 1

Cook Elizabeth A · CIK 0001643475 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,430

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:30 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000192 · wf-form4_165651300387665.xml · nonDerivative · entry 1

Mulchrone Patrick J · CIK 0001812174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,394

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:29 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000191 · wf-form4_165651298418159.xml · nonDerivative · entry 1

Durkin Bryan T · CIK 0001341363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,568

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:29 UTC
Dutra AnaDirector
GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000190 · wf-form4_165651296729484.xml · nonDerivative · entry 1

Dutra Ana · CIK 0001426393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,176

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:29 UTC GrantCommon Stock Class A 1,146 $209.44 $240,018.24
Disclosure

SEC source: 0001156375-22-000189 · wf-form4_165651295045134.xml · nonDerivative · entry 1

Carey Charles P · CIK 0001341358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,821

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:29 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000188 · wf-form4_165651293250441.xml · nonDerivative · entry 1

Lucas Deborah J · CIK 0001329150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,297

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:28 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000187 · wf-form4_165651291302063.xml · nonDerivative · entry 1

Tierney Robert J JR · CIK 0001776581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,109

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:28 UTC GrantCommon Stock Class A 693 $209.44 $145,141.92
Disclosure

SEC source: 0001156375-22-000186 · wf-form4_165651289354901.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 14:28 UTC GrantCommon Stock Class A 1,146 $209.44 $240,018.24
Disclosure

SEC source: 0001156375-22-000185 · wf-form4_165651287570312.xml · nonDerivative · entry 1

SIEGEL HOWARD J · CIK 0001212853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,333

F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
June 27, 2022 Filed Nov 9, 2022 00:28 UTC OtherCommon Stock Class A 10.057 $211.06 $2,122.63
Disclosure

SEC source: 0001156375-22-000318 · wf-form4_166795372060289.xml · nonDerivative · entry 3

SHEPARD WILLIAM R · CIK 0001212852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132.743

F1 · kind: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The reporting person has chosen to report such transaction early on this Form 4.

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March 25, 2022 Filed Nov 9, 2022 00:28 UTC OtherCommon Stock Class A 8.608 $245.59 $2,114.04
Disclosure

SEC source: 0001156375-22-000318 · wf-form4_166795372060289.xml · nonDerivative · entry 2

SHEPARD WILLIAM R · CIK 0001212852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122.686

F1 · kind: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The reporting person has chosen to report such transaction early on this Form 4.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:44 UTC
Vroman KenChief Transformation Officer
Tax withholdingCommon Stock Class A 73 $242.01 $17,666.73
Disclosure

SEC source: 0001156375-22-000133 · wf-form4_164754982632470.xml · nonDerivative · entry 3

Vroman Ken · CIK 0001429863 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,236

F3 · shares: Mr. Vroman surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:44 UTC
McCourt Timothy FrancisSr MD Global Head Equity & FX
GrantCommon Stock Class A 1,044 $232.00 $242,208.00
Disclosure

SEC source: 0001156375-22-000134 · wf-form4_164754984764868.xml · nonDerivative · entry 3

McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,449

F3 · shares: On March 15, 2022, the reporting person was granted restricted shares, vesting in four equal annual installments on the first four anniversaries of the grant date, subject to the restricted share agreement.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:44 UTC
McCourt Timothy FrancisSr MD Global Head Equity & FX
Tax withholdingCommon Stock Class A 73 $232.00 $16,936.00
Disclosure

SEC source: 0001156375-22-000134 · wf-form4_164754984764868.xml · nonDerivative · entry 2

McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,405

F2 · shares: Mr. McCourt surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:44 UTC
McCourt Timothy FrancisSr MD Global Head Equity & FX
GrantCommon Stock Class A 202 $232.00 $46,864.00
Disclosure

SEC source: 0001156375-22-000134 · wf-form4_164754984764868.xml · nonDerivative · entry 1

McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

F1 · shares: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:48 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 792 $232.00 $183,744.00
Disclosure

SEC source: 0001156375-22-000142 · wf-form4_164755007397405.xml · nonDerivative · entry 2

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,041

F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:48 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
GrantCommon Stock Class A 2,393 $232.00 $555,176.00
Disclosure

SEC source: 0001156375-22-000142 · wf-form4_164755007397405.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,833

F1 · shares: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:47 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 1,085 $232.00 $251,720.00
Disclosure

SEC source: 0001156375-22-000141 · wf-form4_164755004874157.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,469

F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:47 UTC
Holzrichter JulieSr MD Chief Operating Officer
GrantCommon Stock Class A 2,841 $232.00 $659,112.00
Disclosure

SEC source: 0001156375-22-000141 · wf-form4_164755004874157.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,554

F1 · shares: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:47 UTC
Tully SeanSr MD Global Hd Financial & OT
Tax withholdingCommon Stock Class A 1,153 $232.00 $267,496.00
Disclosure

SEC source: 0001156375-22-000140 · wf-form4_164755002321280.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,572

F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:47 UTC
Tully SeanSr MD Global Hd Financial & OT
GrantCommon Stock Class A 2,692 $232.00 $624,544.00
Disclosure

SEC source: 0001156375-22-000140 · wf-form4_164755002321280.xml · nonDerivative · entry 1

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,725

F1 · shares: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:46 UTC
Fitzpatrick LynneSr MD Deputy CFO
GrantCommon Stock Class A 1,020 $232.00 $236,640.00
Disclosure

SEC source: 0001156375-22-000139 · wf-form4_164754999520950.xml · nonDerivative · entry 3

Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,223

F3 · shares: On March 15, 2022, the reporting person was granted restricted shares, vesting in four equal annual installments on the first four anniversaries of the grant date, subject to the restricted share agreement.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:46 UTC
Fitzpatrick LynneSr MD Deputy CFO
Tax withholdingCommon Stock Class A 68 $232.00 $15,776.00
Disclosure

SEC source: 0001156375-22-000139 · wf-form4_164754999520950.xml · nonDerivative · entry 2

Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203

F2 · shares: Ms. Fitzpatrick surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

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March 15, 2022 Filed Mar 17, 2022 20:46 UTC
Fitzpatrick LynneSr MD Deputy CFO
GrantCommon Stock Class A 231 $232.00 $53,592.00
Disclosure

SEC source: 0001156375-22-000139 · wf-form4_164754999520950.xml · nonDerivative · entry 1

Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

F1 · shares: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021.

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March 15, 2022 Filed Mar 17, 2022 20:46 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 905 $232.00 $209,960.00
Disclosure

SEC source: 0001156375-22-000138 · wf-form4_164754997419006.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,771

F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

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March 15, 2022 Filed Mar 17, 2022 20:46 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GrantCommon Stock Class A 2,542 $232.00 $589,744.00
Disclosure

SEC source: 0001156375-22-000138 · wf-form4_164754997419006.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,676

F1 · shares: Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021.

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March 15, 2022 Filed Mar 17, 2022 20:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 1,331 $232.00 $308,792.00
Disclosure

SEC source: 0001156375-22-000137 · wf-form4_164754994022708.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,313

F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.