CLVT

SEC source: 0001209191-21-042853 · doc4.xml · nonDerivative · entry 2

Cortas Usama · CIK 0001837232 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 116,666,507

F1 · shares: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Investors (as defined below) named herein.

F1 · price: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Investors (as defined below) named herein.

F4 · balance_after: Holdings is the direct holder of record of the Ordinary Shares of the Issuer reported herein, and holds such Ordinary Shares on behalf of the Investors. Of the 116,666,507 Ordinary Shares held by Holdings on behalf of the Investors, (i) GEI VII is the indirect owner of 33,763,998 Ordinary Shares, (ii) GEI Side VII is the indirect owner of 47,264,079 Ordinary Shares, (iii) AIV is the indirect owner of 6,234,835 Ordinary Shares, (iv) Coinvest is the indirect owner of 28,094,163, (v) Associates VII-A is the indirect owner of 121,171 Ordinary Shares, and (vi) Associates VII-B is the indirect owner of 1,188,261 Ordinary Shares.

F3 · ownership.nature: Mr. Cortas directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Ordinary Shares owned by the Investors through Topco and Holdings. Mr. Cortas disclaims beneficial ownership of the Ordinary Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Holdings is the direct holder of record of the Ordinary Shares of the Issuer reported herein, and holds such Ordinary Shares on behalf of the Investors. Of the 116,666,507 Ordinary Shares held by Holdings on behalf of the Investors, (i) GEI VII is the indirect owner of 33,763,998 Ordinary Shares, (ii) GEI Side VII is the indirect owner of 47,264,079 Ordinary Shares, (iii) AIV is the indirect owner of 6,234,835 Ordinary Shares, (iv) Coinvest is the indirect owner of 28,094,163, (v) Associates VII-A is the indirect owner of 121,171 Ordinary Shares, and (vi) Associates VII-B is the indirect owner of 1,188,261 Ordinary Shares.

SEC source: 0001209191-21-042853 · doc4.xml · nonDerivative · entry 1

Cortas Usama · CIK 0001837232 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

F1 · shares: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Investors (as defined below) named herein.

F1 · price: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Investors (as defined below) named herein.

F2 · balance_after: Topco is the direct holder of record of the Ordinary Shares reported herein, and holds such Ordinary Shares on behalf of Green Equity Investors VII, L.P. ("GEI VII"), Green Equity Investors Side VII, L.P. ("GEI Side VII"), GEI VII Capri AIV, L.P. ("AIV"), Capri Coinvest LP ("Coinvest"), LGP Associates VII-A LLC ("Associates VII-A"), and LGP Associates VII-B LLC ("Associates VII-B" and together with GEI VII, GEI Side VII, AIV, Coinvest, and Associates VII-A, the "Investors"), through Holdings. Of the 116,666,507 Ordinary Shares held by Topco on behalf of the Investors through Holdings, (i) GEI VII is the indirect owner of 33,763,998 Ordinary Shares, (ii) GEI Side VII is the indirect owner of 47,264,079 Ordinary Shares, (iii) AIV is the indirect owner of 6,234,835 Ordinary Shares, (iv) Coinvest is the indirect owner of 28,094,163, (v) Associates VII-A is the indirect owner of 121,171 Ordinary Shares, and (vi) Associates VII-B is the indirect owner of 1,188,261 Ordinary Shares.

F2 · ownership.nature: Topco is the direct holder of record of the Ordinary Shares reported herein, and holds such Ordinary Shares on behalf of Green Equity Investors VII, L.P. ("GEI VII"), Green Equity Investors Side VII, L.P. ("GEI Side VII"), GEI VII Capri AIV, L.P. ("AIV"), Capri Coinvest LP ("Coinvest"), LGP Associates VII-A LLC ("Associates VII-A"), and LGP Associates VII-B LLC ("Associates VII-B" and together with GEI VII, GEI Side VII, AIV, Coinvest, and Associates VII-A, the "Investors"), through Holdings. Of the 116,666,507 Ordinary Shares held by Topco on behalf of the Investors through Holdings, (i) GEI VII is the indirect owner of 33,763,998 Ordinary Shares, (ii) GEI Side VII is the indirect owner of 47,264,079 Ordinary Shares, (iii) AIV is the indirect owner of 6,234,835 Ordinary Shares, (iv) Coinvest is the indirect owner of 28,094,163, (v) Associates VII-A is the indirect owner of 121,171 Ordinary Shares, and (vi) Associates VII-B is the indirect owner of 1,188,261 Ordinary Shares.

F3 · ownership.nature: Mr. Cortas directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Ordinary Shares owned by the Investors through Topco and Holdings. Mr. Cortas disclaims beneficial ownership of the Ordinary Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · derivative · entry 6

Roy Jeff · CIK 0001803022 · President, IP Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,641

Underlying: Ordinary Shares · 92,495 shares

Expires 2027-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020.

SEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · derivative · entry 5

Roy Jeff · CIK 0001803022 · President, IP Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 79,282 shares

Expires 2027-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020.

SEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · nonDerivative · entry 4

Roy Jeff · CIK 0001803022 · President, IP Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,396

SEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · nonDerivative · entry 3

Roy Jeff · CIK 0001803022 · President, IP Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,044

F1 · shares: Represents shares withheld for payment of exercise price.

SEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · nonDerivative · entry 2

Roy Jeff · CIK 0001803022 · President, IP Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · nonDerivative · entry 1

Roy Jeff · CIK 0001803022 · President, IP Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 12

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,756

Underlying: Ordinary Shares · 4,757 shares

Expires 2027-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the remaining unexercised portion of a May 23, 2017 grant of stock options; 50% of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 11

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,713

Underlying: Ordinary Shares · 31,712 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 10

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,854

Underlying: Ordinary Shares · 52,854 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 9

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,854

Underlying: Ordinary Shares · 52,854 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 8

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,997

Underlying: Ordinary Shares · 73,997 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 7

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,883

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 6

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,180

F1 · shares: Represents shares withheld for payment of exercise price.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 5

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 4

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 3

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 2

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 1

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764046-21-000105 · wf-form4_162379101415604.xml · nonDerivative · entry 1

von Blucher Sheryl G. · CIK 0001683396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,795,021

SEC source: 0000899243-21-024133 · doc4.xml · nonDerivative · entry 1

ONEX CORP · CIK 0000937226 · 10% owner

Onex Partners Canadian GP Inc. · CIK 0001817206 · 10% owner

Onex Partners IV GP Ltd · CIK 0001838143 · 10% owner

Onex Partners IV GP LLC · CIK 0001838068 · 10% owner

ONEX PARTNERS IV LP · CIK 0001593476 · 10% owner

Onex Partners IV PV LP · CIK 0001608322 · 10% owner

Onex Camelot Co-Invest LP · CIK 0001684436 · 10% owner

Onex Partners IV Select LP · CIK 0001607190 · 10% owner

Onex Partners IV GP LP · CIK 0001838142 · 10% owner

Onex American Holdings GP LLC · CIK 0001544361 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 60,855,384

F1 · ownership.nature: Following the transaction reported herein, represents: (i) 22,541,934 ordinary shares held by Onex Partners IV LP ("Onex IV"), (ii) 1,114,405 ordinary shares held by Onex Partners IV PV LP ("Onex IV PV"), (iii) 156,045 ordinary shares held by Onex Partners IV Select LP ("Onex IV Select"), (iv) 644,675 ordinary shares held by Onex Partners IV GP LP ("Onex IV GP"), (v) 830,623 ordinary shares held by Onex US Principals LP ("Onex US"), (vi) 21,044,821 ordinary shares held by Onex Partners Holdings LLC ("Onex Holdings"), (vii) 1,332,327 ordinary shares held by New PCo A LP ("New PCo") and (viii) 13,190,554 ordinary shares held by Onex Camelot Co-Invest LP ("Onex Camelot").

F2 · ownership.nature: Onex Corporation may be deemed to beneficially own the ordinary shares held by (a) each of Onex IV, Onex IV PV, Onex Camelot, Onex IV GP and Onex IV Select, through its ownership of all of the common stock of Onex Partners Canadian GP Inc., which owns all of the equity of (i) Onex Partners IV GP Limited, which is the general partner of Onex IV GP, which is the general partner of each of Onex IV, Onex IV PV and Onex Camelot; and (ii) Onex Partners IV GP LLC, which is the general partner of Onex IV Select; (b) Onex US, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US; and (c) Onex Holdings, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings Subco LLC, which is the majority owner of Onex Holdings.

F3 · ownership.nature: New PCo GP Inc. is the general partner of New PCo and as such may be deemed to beneficially own the ordinary shares held by New PCo. Mr. Gerald W. Schwartz beneficially owns all of the shares held by Onex Corporation and indirectly controls New PCo GP Inc., and as such Mr. Schwartz may be deemed to share beneficial ownership of the shares beneficially owned by Onex Corporation and New PCo GP Inc.

SEC source: 0000899243-21-024130 · doc4.xml · nonDerivative · entry 1

Onex US Principals LP · CIK 0001297369 · 10% owner

New PCo GP Inc · CIK 0001837935 · 10% owner

New PCo A LP · CIK 0001837936 · 10% owner

SCHWARTZ GERALD W · CIK 0001275599 · 10% owner

Onex Private Equity Holdings LLC · CIK 0001838067 · 10% owner

Onex American Holdings Subco LLC · CIK 0001544358 · 10% owner

Onex Partners Holdings LLC · CIK 0001838066 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 60,855,384

F1 · ownership.nature: Following the transaction reported herein, represents: (i) 22,541,934 ordinary shares held by Onex Partners IV LP ("Onex IV"), (ii) 1,114,405 ordinary shares held by Onex Partners IV PV LP ("Onex IV PV"), (iii) 156,045 ordinary shares held by Onex Partners IV Select LP ("Onex IV Select"), (iv) 644,675 ordinary shares held by Onex Partners IV GP LP ("Onex IV GP"), (v) 830,623 ordinary shares held by Onex US Principals LP ("Onex US"), (vi) 21,044,821 ordinary shares held by Onex Partners Holdings LLC ("Onex Holdings"), (vii) 1,332,327 ordinary shares held by New PCo A LP ("New PCo") and (viii) 13,190,554 ordinary shares held by Onex Camelot Co-Invest LP ("Onex Camelot").

F2 · ownership.nature: Onex Corporation may be deemed to beneficially own the ordinary shares held by (a) each of Onex IV, Onex IV PV, Onex Camelot, Onex IV GP and Onex IV Select, through its ownership of all of the common stock of Onex Partners Canadian GP Inc., which owns all of the equity of (i) Onex Partners IV GP Limited, which is the general partner of Onex IV GP, which is the general partner of each of Onex IV, Onex IV PV and Onex Camelot; and (ii) Onex Partners IV GP LLC, which is the general partner of Onex IV Select; (b) Onex US, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US; and (c) Onex Holdings, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings Subco LLC, which is the majority owner of Onex Holdings.

F3 · ownership.nature: New PCo GP Inc. is the general partner of New PCo and as such may be deemed to beneficially own the ordinary shares held by New PCo. Mr. Gerald W. Schwartz beneficially owns all of the shares held by Onex Corporation and indirectly controls New PCo GP Inc., and as such Mr. Schwartz may be deemed to share beneficial ownership of the shares beneficially owned by Onex Corporation and New PCo GP Inc.

SEC source: 0001764046-21-000107 · wf-form4_162379126073556.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 39,395

F1 · price: The price reported is a weighted average price. The prices actually paid ranged from $26.075 to $26.0782. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

SEC source: 0001764046-21-000099 · wf-form4_162128448656590.xml · nonDerivative · entry 1

WILSON JULIE M · CIK 0001257388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,072

SEC source: 0001764046-21-000092 · wf-form4_162068137510996.xml · nonDerivative · entry 2

von Blucher Sheryl G. · CIK 0001683396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,295,021

F2 · shares: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000090 · wf-form4_162068113524231.xml · nonDerivative · entry 2

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 20,202

F2 · shares: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000088 · wf-form4_162068076997928.xml · nonDerivative · entry 2

Neral Charles J · CIK 0001552991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,437

F2 · shares: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000086 · wf-form4_162068052233712.xml · nonDerivative · entry 2

IYER BALAKRISHNAN S · CIK 0001185812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,274

F2 · shares: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000084 · wf-form4_162068019770552.xml · nonDerivative · entry 2

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,532

F2 · shares: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000082 · wf-form4_162067995167341.xml · nonDerivative · entry 1

Alberola Valeria · CIK 0001860731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,941

F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan.

SEC source: 0001764046-21-000094 · wf-form4_162068160037331.xml · nonDerivative · entry 1

White Roxane · CIK 0001860700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,941

F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan.

SEC source: 0001764046-21-000092 · wf-form4_162068137510996.xml · nonDerivative · entry 1

von Blucher Sheryl G. · CIK 0001683396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,297,994

F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan.

SEC source: 0001764046-21-000090 · wf-form4_162068113524231.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,391

F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan.

SEC source: 0001764046-21-000088 · wf-form4_162068076997928.xml · nonDerivative · entry 1

Neral Charles J · CIK 0001552991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,116

F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan.

SEC source: 0001764046-21-000086 · wf-form4_162068052233712.xml · nonDerivative · entry 1

IYER BALAKRISHNAN S · CIK 0001185812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,797

F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan.

SEC source: 0001764046-21-000084 · wf-form4_162068019770552.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,207

F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan.

SEC source: 0001764046-21-000054 · wf-form4_161765582595405.xml · nonDerivative · entry 1

Hartman Stephen · CIK 0001802580 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,351

F1 · kind: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000056 · wf-form4_161765611297246.xml · nonDerivative · entry 1

Roy Jeff · CIK 0001803022 · President, IP Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,396

F1 · kind: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000048 · wf-form4_161765506394785.xml · nonDerivative · entry 1

Ahmed Mukhtar · CIK 0001802889 · President, Science Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,258

F1 · kind: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000052 · wf-form4_161765555249175.xml · nonDerivative · entry 1

Hanks Richard · CIK 0001802754 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,883

F1 · kind: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000050 · wf-form4_161765531860183.xml · nonDerivative · entry 1

Archbold Christine E. · CIK 0001802571 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,459

F1 · kind: Represents shares withheld for taxes due upon the vesting of restricted share units.

SEC source: 0001764046-21-000046 · wf-form4_161739708876977.xml · nonDerivative · entry 2

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,266

F2 · shares: Represents shares withheld for taxes due upon the issuance of shares elected by the reporting person in lieu of the quarterly cash retainer for services as a member of the Board of Directors.

SEC source: 0001764046-21-000046 · wf-form4_161739708876977.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,484

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $28,750 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer by $26.39, the closing price of the issuer's ordinary shares on March 31, 2021, and rounding down to the next whole share.

F1 · price: Quarterly award of shares elected in lieu of cash retainer of $28,750 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer by $26.39, the closing price of the issuer's ordinary shares on March 31, 2021, and rounding down to the next whole share.

SEC source: 0001764046-21-000044 · wf-form4_161739681178343.xml · nonDerivative · entry 2

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

F2 · shares: Represents shares withheld for taxes due upon the issuance of shares elected by the reporting person in lieu of the quarterly cash retainer for services as a member of the Board of Directors.

SEC source: 0001764046-21-000044 · wf-form4_161739681178343.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $21,250 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer by $26.39, the closing price of the issuer's ordinary shares on March 31, 2021, and rounding down to the next whole share.

F1 · price: Quarterly award of shares elected in lieu of cash retainer of $21,250 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer by $26.39, the closing price of the issuer's ordinary shares on March 31, 2021, and rounding down to the next whole share.

SEC source: 0001764046-21-000042 · wf-form4_161739644453686.xml · nonDerivative · entry 2

von Blucher Sheryl G. · CIK 0001683396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,292,053

F2 · shares: Represents shares withheld for taxes due upon the issuance of shares elected by the reporting person in lieu of the quarterly cash retainer for services as a member of the Board of Directors.

SEC source: 0001764046-21-000042 · wf-form4_161739644453686.xml · nonDerivative · entry 1

von Blucher Sheryl G. · CIK 0001683396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,292,436

F1 · shares: Quarterly award of shares elected in lieu of cash retainer of $26,250 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer by $26.39, the closing price of the issuer's ordinary shares on March 31, 2021, and rounding down to the next whole share.

F1 · price: Quarterly award of shares elected in lieu of cash retainer of $26,250 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer by $26.39, the closing price of the issuer's ordinary shares on March 31, 2021, and rounding down to the next whole share.

SEC source: 0001764046-21-000040 · wf-form4_161601408452823.xml · derivative · entry 4

Ahmed Mukhtar · CIK 0001802889 · President, Science Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 99,102 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the remaining portion of a March 8, 2018 grant of stock options. The reported stock options became exercisable on November 30, 2020.

SEC source: 0001764046-21-000040 · wf-form4_161601408452823.xml · nonDerivative · entry 3

Ahmed Mukhtar · CIK 0001802889 · President, Science Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,710

F2 · price: The price is a weighted average price. The prices actually received ranged from $26.00 to $26.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.