Last 12 months
Inside the activity.
1 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 20 |
| Jan 2026 | 1 | 20 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 10 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2022 Filed Nov 4, 2022 19:48 UTC |
Gay JonathonDirector
|
GrantStock Options (Right to buy) · Derivative | 12,115 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001562180-22-007506 · primarydocument.xml · derivative · entry 1 Gay Jonathon · CIK 0001835422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,115 Underlying: Common Stock · 12,115 shares Expires 2032-11-03 F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 12,115 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:42 UTC |
McLaughlin VallerieDirector
|
GrantStock Options (Right to buy) · Derivative | 12,115 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001562180-22-007503 · primarydocument.xml · derivative · entry 1 McLaughlin Vallerie · CIK 0001876030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,115 Underlying: Common Stock · 12,115 shares Expires 2032-11-03 F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 12,115 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:50 UTC |
MATLIN DAVID JDirector
|
GrantStock Options (Right to buy) · Derivative | 21,476 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001562180-22-007507 · primarydocument.xml · derivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,476 Underlying: Common Stock · 21,476 shares Expires 2032-11-03 F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 21,476 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:51 UTC |
Jacobovitz ShalomDirector
|
GrantStock Options (Right to buy) · Derivative | 16,382 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001562180-22-007509 · primarydocument.xml · derivative · entry 1 Jacobovitz Shalom · CIK 0001835556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,382 Underlying: Common Stock · 16,382 shares Expires 2032-11-03 F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 16,382 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:50 UTC |
Mosca AlisonDirector
|
GrantStock Options (Right to buy) · Derivative | 16,795 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001562180-22-007508 · primarydocument.xml · derivative · entry 1 Mosca Alison · CIK 0001835537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,795 Underlying: Common Stock · 16,795 shares Expires 2032-11-03 F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 16,795 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:46 UTC |
Ugwumba ChidozieDirector
|
GrantStock Options (Right to buy) · Derivative | 13,078 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001562180-22-007505 · primarydocument.xml · derivative · entry 1 Ugwumba Chidozie · CIK 0001835544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,078 Underlying: Common Stock · 13,078 shares Expires 2032-11-03 F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 13,078 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:44 UTC |
Stevens John HenryDirector
|
GrantStock Options (Right to buy) · Derivative | 12,665 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001562180-22-007504 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,665 Underlying: Common Stock · 12,665 shares Expires 2032-11-03 F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 12,665 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 12:04 UTC |
Gay JonathonDirector
|
PurchaseCommon Stock | 990,099 | $1.01 | $999,999.99 |
DisclosureSEC source: 0001562180-22-007457 · primarydocument.xml · nonDerivative · entry 1 Gay Jonathon · CIK 0001835422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,154,848 F1 · ownership.nature: The securities are beneficially owned by KSV Gold, LLC. Mr. Gay is a member of KSV Gold, LLC's management team. The shares beneficially owned by KSV Gold, LLC may also be deemed to be beneficially owned by Mr. Gay. However, Mr. Gay has no control over how the shares owned by KSV Gold, LLC are voted and disclaims all shares for which he does not have a pecuniary or profits interest. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 12:07 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 2,871,287 | $1.01 | $2,899,999.87 |
DisclosureSEC source: 0001562180-22-007458 · primarydocument.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,293,684 Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 11:58 UTC |
Ugwumba ChidozieDirector
|
PurchaseCommon Stock | 990,099 | $1.01 | $999,999.99 |
DisclosureSEC source: 0001562180-22-007456 · primarydocument.xml · nonDerivative · entry 1 Ugwumba Chidozie · CIK 0001835544 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Symbiosis II, LLC Disclosed balance after: 5,518,908 Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 11:57 UTC |
Mosca AlisonDirector
|
PurchaseCommon Stock | 792,079 | $1.01 | $799,999.79 |
DisclosureSEC source: 0001562180-22-007455 · primarydocument.xml · nonDerivative · entry 1 Mosca Alison · CIK 0001835537 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 844,000 F1 · ownership.nature: The securities are owned by Kensington Clene 2021, LLC. Ms. Mosca is the sole manager of and owns a minority interest in Kensington Clene 2021, LLC. The shares owned by Kensington Clene 2021, LLC may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Clene 2021, LLC for which she does not have a pecuniary or profits interest. Please note that Kensington Clene 2021, LLC had been incorrected referred to in prior form 4s for Ms. Mosca as Kensington Clene, LLC; there is no such legal entity, only Kensington Clene 2021, LLC. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 11:55 UTC |
Stevens John HenryDirector
|
PurchaseCommon Stock | 148,515 | $1.01 | $150,000.15 |
DisclosureSEC source: 0001562180-22-007454 · primarydocument.xml · nonDerivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,749 Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 16:54 UTC |
Stevens John HenryDirector
|
PurchaseCommon Stock | 47,662 | $3.85 | $183,498.70 |
DisclosureSEC source: 0001562180-22-006207 · primarydocument.xml · nonDerivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,234 F1 · price: Mr. Stevens purchased 47,662 shares of common stock of Clene Inc. in multiple transactions on August 17, 2022 at prices ranging from $3.57 to $4.12, inclusive, for a weighted average price of $3.85 per share. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 18:07 UTC |
McLaughlin VallerieDirector
|
GrantStock Options (Right to buy) · Derivative | 3,789 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001562180-22-005903 · primarydocument.xml · derivative · entry 1 McLaughlin Vallerie · CIK 0001876030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,789 Underlying: Common Stock · 3,789 shares Expires 2032-08-04 F1 · derivative.exercise_date: This option was granted on August 4, 2022 as an option for 3,789 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $3.79 per share. The options vest immediately upon grant. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 18:07 UTC |
MATLIN DAVID JDirector
|
GrantStock Options (Right to buy) · Derivative | 6,717 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001562180-22-005904 · primarydocument.xml · derivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,717 Underlying: Common Stock · 6,717 shares Expires 2032-08-04 F1 · derivative.exercise_date: This option was granted on August 4, 2022 as an option for 6,717 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $3.79 per share. The options vest immediately upon grant. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 18:06 UTC |
Stevens John HenryDirector
|
GrantStock Options (Right to buy) · Derivative | 3,961 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001562180-22-005901 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961 Underlying: Common Stock · 3,961 shares Expires 2032-08-04 F1 · derivative.exercise_date: This option was granted on August 4, 2022 as an option for 3,961 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $3.79 per share. The options vest immediately upon grant. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 18:08 UTC |
Jacobovitz ShalomDirector
|
GrantStock Options (Right to buy) · Derivative | 5,124 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001562180-22-005905 · primarydocument.xml · derivative · entry 1 Jacobovitz Shalom · CIK 0001835556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,124 Underlying: Common Stock · 5,124 shares Expires 2032-08-04 F1 · derivative.exercise_date: This option was granted on August 4, 2022 as an option for 5,124 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $3.79 per share. The options vest immediately upon grant. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 18:06 UTC |
Mosca AlisonDirector
|
GrantStock Options (Right to buy) · Derivative | 5,253 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001562180-22-005902 · primarydocument.xml · derivative · entry 1 Mosca Alison · CIK 0001835537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,253 Underlying: Common Stock · 5,253 shares Expires 2032-08-04 F1 · derivative.exercise_date: This option was granted on August 4, 2022 as an option for 5,253 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $3.79 per share. The options vest immediately upon grant. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 18:06 UTC |
Ugwumba ChidozieDirector
|
GrantStock Options (Right to buy) · Derivative | 4,090 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001562180-22-005900 · primarydocument.xml · derivative · entry 1 Ugwumba Chidozie · CIK 0001835544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090 Underlying: Common Stock · 4,090 shares Expires 2032-08-04 F1 · derivative.exercise_date: This option was granted on August 4, 2022 as an option for 4,090 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $3.79 per share. The options vest immediately upon grant. Read SEC document |
| July 18, 2022 Filed Jul 19, 2022 20:08 UTC |
Etherington Robert DeeDirector · Chief Executive Officer
|
SaleCommon Stock | 23,483 | $4.72 | $110,839.76 |
DisclosureSEC source: 0001562180-22-005708 · primarydocument.xml · nonDerivative · entry 1 Etherington Robert Dee · CIK 0001835330 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,593 F1 · shares: The sales reported in this Form 4 represent shares of common stock of Clene Inc. required to be sold by Mr. Etherington to satisfy tax obligations in connection with the vesting of 80,076 restricted stock awards. The sales occurred automatically to satisfy tax withholding obligations to be funded by a "sell to cover" transaction pursuant to a Rule 10b5-1 trading plan at a weighted average price of $4.72; the shares were sold in multiple transactions at prices ranging from $4.36 to $4.94, inclusive. F1 · price: The sales reported in this Form 4 represent shares of common stock of Clene Inc. required to be sold by Mr. Etherington to satisfy tax obligations in connection with the vesting of 80,076 restricted stock awards. The sales occurred automatically to satisfy tax withholding obligations to be funded by a "sell to cover" transaction pursuant to a Rule 10b5-1 trading plan at a weighted average price of $4.72; the shares were sold in multiple transactions at prices ranging from $4.36 to $4.94, inclusive. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 11:00 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 74,610 | $2.51 | $187,271.10 |
DisclosureSEC source: 0001562180-22-005217 · primarydocument.xml · nonDerivative · entry 2 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,422,397 F2 · price: Mr. Matlin purchased 74,610 shares of common stock of Clene Inc. in multiple transactions on June 17, 2022 at prices ranging from $2.36 to $2.55, inclusive, for a weighted average price of $2.51 per share. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 19:33 UTC |
Mortenson MarkChief Science Officer
|
SaleCommon Stock | 20,247 | $2.47 | $50,010.09 |
DisclosureSEC source: 0001562180-22-005181 · primarydocument.xml · nonDerivative · entry 1 Mortenson Mark · CIK 0001835427 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,759 F1 · shares: The sales reported in this Form 4 represent shares of common stock of Clene Inc. required to by sold by Mr. Mortenson to satisfy tax withholding obligations in connection with the vesting of 50,082 restricted stock awards. The sale occurred automatically to satisfy the tax withholding obligation to be funded by a "sell to cover" transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 11:00 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 75,000 | $2.50 | $187,500.00 |
DisclosureSEC source: 0001562180-22-005217 · primarydocument.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,347,787 F1 · price: Mr. Matlin purchased 75,000 shares of common stock of Clene Inc. in multiple transactions on June 16, 2022 at prices ranging from $2.38 to $2.62, inclusive, for a weighted average price of $2.50 per share. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 11:13 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 45,000 | $2.66 | $119,700.00 |
DisclosureSEC source: 0001562180-22-005128 · primarydocument.xml · nonDerivative · entry 2 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272,787 F2 · price: Mr. Matlin purchased 45,000 shares of common stock of Clene Inc. in multiple transactions on June 15, 2022 at prices ranging from $2.53 to $2.73, inclusive, for a weighted average price of $2.66 per share. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 11:14 UTC |
Mosca AlisonDirector
|
PurchaseCommon Stock | 5,000 | $2.62 | $13,100.00 |
DisclosureSEC source: 0001562180-22-005129 · primarydocument.xml · nonDerivative · entry 1 Mosca Alison · CIK 0001835537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,476 F1 · price: Ms. Mosca purchased 5,000 shares of common stock of Clene Inc. on June 15, 2022 at a price of $2.62 per share. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 11:13 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 51,011 | $2.66 | $135,689.26 |
DisclosureSEC source: 0001562180-22-005128 · primarydocument.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,227,787 F1 · price: Mr. Matlin purchased 51,011 shares of common stock of Clene Inc. in multiple transactions on June 14, 2022 at prices ranging from $2.57 to $2.72, inclusive, for a weighted average price of $2.66 per share. Read SEC document |
| June 13, 2022 Filed Jun 14, 2022 10:06 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 55,000 | $3.06 | $168,300.00 |
DisclosureSEC source: 0001562180-22-005087 · primarydocument.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,176,776 F1 · price: Mr. Matlin purchased 55,000 shares of common stock of Clene Inc. in multiple transactions on June 13, 2022 at prices ranging from $3.02 to $3.10, inclusive, for a weighted average price of $3.06 per share. Read SEC document |
| June 06, 2022 Filed Jun 7, 2022 10:37 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 50,670 | $2.57 | $130,221.90 |
DisclosureSEC source: 0001562180-22-004863 · primarydocument.xml · nonDerivative · entry 2 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,121,776 F2 · price: Mr. Matlin purchased 50,670 shares of common stock of Clene Inc. in multiple transactions on June 6, 2022 at prices ranging from $2.52 to $2.71, inclusive, for a weighted average price of $2.57 per share. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 10:37 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 10,000 | $2.46 | $24,600.00 |
DisclosureSEC source: 0001562180-22-004863 · primarydocument.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,106 F1 · price: Mr. Matlin purchased 10,000 shares of common stock of Clene Inc. in multiple transactions on June 3, 2022 at prices ranging from $2.37 to $2.53, inclusive, for a weighted average price of $2.46 per share. Read SEC document |
| May 27, 2022 Filed May 27, 2022 20:37 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 35,000 | $2.27 | $79,450.00 |
DisclosureSEC source: 0001562180-22-004547 · primarydocument.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061,106 F1 · shares: Mr. Matlin purchased 35,000 shares of common stock of Clene Inc. in multiple transactions on May 27, 2022 at prices ranging from $2.11 to $2.35, inclusive, for a weighted average price of $2.27 per share. Read SEC document |
| May 16, 2022 Filed May 17, 2022 15:07 UTC |
Gay JonathonDirector
|
PurchaseCommon Stock | 10,000 | $2.08 | $20,800.00 |
DisclosureSEC source: 0001562180-22-004081 · primarydocument.xml · nonDerivative · entry 1 Gay Jonathon · CIK 0001835422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,745 F1 · shares: Mr. Gay purchased 10,000 shares of common stock of Clene Inc. on May 16, 2022 for a price of $2.08 per share. Read SEC document |
| May 16, 2022 Filed May 18, 2022 08:34 UTC |
Glanzman RobertChief Medical Officer
|
SaleCommon Stock | 4,717 | $2.03 | $9,575.51 |
DisclosureSEC source: 0001562180-22-004174 · primarydocument.xml · nonDerivative · entry 1 Glanzman Robert · CIK 0001835428 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,564 F1 · shares: The sales reported in this Form 4 represent shares of common stock of Clene Inc. required to by sold by Mr. Glanzman to satisfy tax withholding obligations in connection with the vesting of restricted stock awards. The sale occurred automatically to satisfy the tax withholding obligation to be funded by a "sell to cover" transaction pursuant to a Rule 10b5-1 trading plan and does not represent a discretionary transaction by Mr. Glanzman. Read SEC document |
| May 16, 2022 Filed May 18, 2022 13:00 UTC |
MATLIN DAVID JDirector
|
PurchaseCommon Stock | 181,818 | $2.20 | $399,999.60 |
DisclosureSEC source: 0001562180-22-004175 · primarydocument.xml · nonDerivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,026,106 F1 · shares: Mr. Matlin purchased 181,818 shares of common stock of Clene Inc. on May 16, 2022 for a purchase price of $2.20 per share. Read SEC document |
| May 16, 2022 Filed May 18, 2022 09:00 UTC |
General Resonance LLC10% owner
|
SaleCommon Stock | 181,818 | $2.20 | $399,999.60 |
DisclosureSEC source: 0001308627-22-000003 · primary_doc.xml · nonDerivative · entry 1 General Resonance LLC · CIK 0001308627 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,560,212 Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:53 UTC |
McLaughlin VallerieDirector
|
GrantStock Options (Right to buy) · Derivative | 5,032 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003853 · primarydocument.xml · derivative · entry 2 McLaughlin Vallerie · CIK 0001876030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,032 Underlying: Common Stock · 5,032 shares Expires 2032-05-05 F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 5,032 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:53 UTC |
McLaughlin VallerieDirector
|
GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003853 · primarydocument.xml · derivative · entry 1 McLaughlin Vallerie · CIK 0001876030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:55 UTC |
Gay JonathonDirector
|
GrantStock Options (Right to buy) · Derivative | 5,032 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003857 · primarydocument.xml · derivative · entry 2 Gay Jonathon · CIK 0001835422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,032 Underlying: Common Stock · 5,032 shares Expires 2032-05-05 F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 5,032 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:55 UTC |
Gay JonathonDirector
|
GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003857 · primarydocument.xml · derivative · entry 1 Gay Jonathon · CIK 0001835422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:53 UTC |
MATLIN DAVID JDirector
|
GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003852 · primarydocument.xml · derivative · entry 2 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-05 F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:53 UTC |
MATLIN DAVID JDirector
|
GrantStock Options (Right to buy) · Derivative | 8,920 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003852 · primarydocument.xml · derivative · entry 1 MATLIN DAVID J · CIK 0001251956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,920 Underlying: Common Stock · 8,920 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 8,920 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:55 UTC |
Mosca AlisonDirector
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GrantStock Options (Right to buy) · Derivative | 6,976 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003856 · primarydocument.xml · derivative · entry 2 Mosca Alison · CIK 0001835537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,976 Underlying: Common Stock · 6,976 shares Expires 2032-05-05 F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 6,976 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:55 UTC |
Mosca AlisonDirector
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GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003856 · primarydocument.xml · derivative · entry 1 Mosca Alison · CIK 0001835537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:54 UTC |
Ugwumba ChidozieDirector
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GrantStock Options (Right to buy) · Derivative | 5,432 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003855 · primarydocument.xml · derivative · entry 2 Ugwumba Chidozie · CIK 0001835544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432 Underlying: Common Stock · 5,432 shares Expires 2032-05-05 F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 5,432 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:54 UTC |
Ugwumba ChidozieDirector
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GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003855 · primarydocument.xml · derivative · entry 1 Ugwumba Chidozie · CIK 0001835544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:53 UTC |
Stevens John HenryDirector
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GrantStock Options (Right to buy) · Derivative | 5,261 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003854 · primarydocument.xml · derivative · entry 2 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,261 Underlying: Common Stock · 5,261 shares Expires 2032-05-05 F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 5,261 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:53 UTC |
Stevens John HenryDirector
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GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003854 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:52 UTC |
Jacobovitz ShalomDirector
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GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003851 · primarydocument.xml · derivative · entry 2 Jacobovitz Shalom · CIK 0001835556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-05 F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:52 UTC |
Jacobovitz ShalomDirector
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GrantStock Options (Right to buy) · Derivative | 6,805 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003851 · primarydocument.xml · derivative · entry 1 Jacobovitz Shalom · CIK 0001835556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,805 Underlying: Common Stock · 6,805 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 6,805 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant. Read SEC document |
| May 02, 2022 Filed May 3, 2022 21:01 UTC |
WILCOX REED NDirector
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Exercise / conversionStock Options (Right to buy) · Derivative | 100,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001562180-22-003684 · primarydocument.xml · derivative · entry 2 WILCOX REED N · CIK 0001266609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,912 Underlying: Common Stock · 100,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2022 Filed May 3, 2022 21:01 UTC |
WILCOX REED NDirector
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Exercise / conversionCommon Stock | 100,000 | $0.15 | $15,000.00 |
DisclosureSEC source: 0001562180-22-003684 · primarydocument.xml · nonDerivative · entry 1 WILCOX REED N · CIK 0001266609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.