Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clene Inc.CLNN · Entity 7166 | Director | September 18, 2023 | September 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clene Inc.
Report date September 18, 2023 · Filed September 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2033-09-18 | Direct | 27,517 |
Reported balance
After 2023-09-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-09-18 · Grant · Acquired 27,517 · Balance 27,517 F1: This option was granted on September 18, 2023 as an option for 27,517 shares of Common Stock under the Clene Inc. 2020 Amended Stock Plan at an exercise price of $0.54 per share. The options vest immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This option was granted on September 18, 2023 as an option for 27,517 shares of Common Stock under the Clene Inc. 2020 Amended Stock Plan at an exercise price of $0.54 per share. The options vest immediately upon grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2023 Filed Sep 19, 2023 20:08 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 27,517 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001562180-23-006937 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,517 Underlying: Common Stock · 27,517 shares Expires 2033-09-18 F1 · derivative.exercise_date: This option was granted on September 18, 2023 as an option for 27,517 shares of Common Stock under the Clene Inc. 2020 Amended Stock Plan at an exercise price of $0.54 per share. The options vest immediately upon grant. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 18:13 UTC | Clene Inc. CLNN · Entity 7166 | PurchaseCommon Stock | 316,455 | $0.80 | $253,164.00 |
DisclosureSEC source: 0001562180-23-005507 · primarydocument.xml · nonDerivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,204 F1 · price: Mr. Stevens purchased 316,455 shares of common stock of Clene Inc. in multiple transactions on June 26, 2023 at prices ranging from $0.78 to $0.83, inclusive, for a weighted average price of $0.80 per share. Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:34 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001562180-23-003961 · primarydocument.xml · derivative · entry 2 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2033-05-04 F2 · derivative.exercise_date: This option was granted on May 4, 2023 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $0.92 per share. The options vest in 12 equal installments of Common Stock on the 4th day of each calendar month, beginning June 4, 2023, until such shares are fully vested. Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:34 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 18,950 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001562180-23-003961 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,950 Underlying: Common Stock · 18,950 shares Expires 2033-05-04 F1 · derivative.exercise_date: This option was granted on May 4, 2023 as an option for 18,950 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $0.92 per share. The options vest immediately upon grant. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 9,373 | $0.00 Strike: $1.62 | $0.00 |
DisclosureSEC source: 0001562180-23-000894 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,373 Underlying: Common Stock · 9,373 shares Expires 2033-02-02 F1 · derivative.exercise_date: This option was granted on February 2, 2023 as an option for 9,373 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.62 per share. The options vest immediately upon grant. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 19:44 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 12,665 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001562180-22-007504 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,665 Underlying: Common Stock · 12,665 shares Expires 2032-11-03 F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 12,665 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 11:55 UTC | Clene Inc. CLNN · Entity 7166 | PurchaseCommon Stock | 148,515 | $1.01 | $150,000.15 |
DisclosureSEC source: 0001562180-22-007454 · primarydocument.xml · nonDerivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,749 Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 16:54 UTC | Clene Inc. CLNN · Entity 7166 | PurchaseCommon Stock | 47,662 | $3.85 | $183,498.70 |
DisclosureSEC source: 0001562180-22-006207 · primarydocument.xml · nonDerivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,234 F1 · price: Mr. Stevens purchased 47,662 shares of common stock of Clene Inc. in multiple transactions on August 17, 2022 at prices ranging from $3.57 to $4.12, inclusive, for a weighted average price of $3.85 per share. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 18:06 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 3,961 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001562180-22-005901 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961 Underlying: Common Stock · 3,961 shares Expires 2032-08-04 F1 · derivative.exercise_date: This option was granted on August 4, 2022 as an option for 3,961 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $3.79 per share. The options vest immediately upon grant. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:53 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 5,261 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003854 · primarydocument.xml · derivative · entry 2 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,261 Underlying: Common Stock · 5,261 shares Expires 2032-05-05 F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 5,261 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant. Read SEC document |
| May 05, 2022 Filed May 6, 2022 15:53 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001562180-22-003854 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-05 F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 20:31 UTC | Clene Inc. CLNN · Entity 7166 | Exercise / conversionStock Options (Right to buy) · Derivative | 273,194 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001562180-22-001623 · primarydocument.xml · derivative · entry 3 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 273,194 shares Expires 2025-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 20:31 UTC | Clene Inc. CLNN · Entity 7166 | Exercise / conversionCommon Stock | 273,194 | $0.53 | $144,792.82 |
DisclosureSEC source: 0001562180-22-001623 · primarydocument.xml · nonDerivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 17:36 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 6,219 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001562180-22-001122 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Underlying: Common Stock · 6,219 shares Expires 2032-02-03 F1 · derivative.exercise_date: This option was granted on February 2, 2022 as an option for 6,219 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.71 per share. The options vest immediately upon grant. Read SEC document |
| February 03, 2022 Filed Feb 15, 2022 21:58 UTC Amendment | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 5,721 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001562180-22-001481 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,721 Underlying: Common Stock · 5,721 shares Expires 2032-02-03 F1 · shares: This Form 4 amendment is being filed to correct a Form 4 filed on February 4, 2022. The corrected date of the grant is February 3, 2022 and the corrected number of options granted is 5,721. F2 · derivative.exercise_date: This option was granted on February 3, 2022 as an option for 5,721 shares of Common Stock under the Clene 2020 Stock Plan at an exercise price of $2.71 per share. The options vest immediately upon grant. Read SEC document |
| November 04, 2021 Filed Nov 4, 2021 22:53 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 3,333 | $0.00 Strike: $4.74 | $0.00 |
DisclosureSEC source: 0001562180-21-006853 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 3,333 shares Expires 2031-11-04 F1 · derivative.exercise_date: This option was granted on November 4, 2021 as an option for 3,333 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $4.74 per share. The options vest immediately upon grant. Read SEC document |
| August 05, 2021 Filed Aug 5, 2021 22:33 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 1,710 | $0.00 Strike: $9.37 | $0.00 |
DisclosureSEC source: 0001562180-21-005203 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710 Underlying: Common Stock · 1,710 shares Expires 2031-08-05 F1 · derivative.exercise_date: This option was granted on August 5, 2021 as an option for 1,710 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.37 per share. The options vest immediately upon grant. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 21:42 UTC | Clene Inc. CLNN · Entity 7166 | GrantCommon Stock | 14,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004955 · primarydocument.xml · nonDerivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,378 F1 · shares: This stock award was granted on July 14, 2021 under the Clene Inc. 2020 Stock Plan. The award fully vests on the date of grant. Read SEC document |
| May 18, 2021 Filed May 18, 2021 23:27 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 1,980 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001562180-21-003576 · primarydocument.xml · derivative · entry 2 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 Underlying: Common Stock · 1,980 shares Expires 2031-05-18 F2 · shares: This option was granted on May18, 2021 as an option for 1,980 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $8.59 per share. The options vest immediately upon grant. F2 · derivative.exercise_date: This option was granted on May18, 2021 as an option for 1,980 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $8.59 per share. The options vest immediately upon grant. Read SEC document |
| May 18, 2021 Filed May 18, 2021 23:27 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001562180-21-003576 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-05-18 F1 · shares: This option was granted on May18, 2021 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $8.59 per share. The options vest in 12 equal installments of Common Stock on the 18th day of each calendar month, beginning June 18, 2021, until such shares are fully vested F1 · derivative.exercise_date: This option was granted on May18, 2021 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $8.59 per share. The options vest in 12 equal installments of Common Stock on the 18th day of each calendar month, beginning June 18, 2021, until such shares are fully vested Read SEC document |
| May 18, 2021 Filed May 25, 2021 19:01 UTC Amendment | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 30,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001562180-21-003723 · primarydocument.xml · derivative · entry 2 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-05-18 F3 · derivative.exercise_price: This Form 4 amendment is being filed to correct a Form 4 filed on May 18, 2021 to reflect a correction in the exercise price related to the grant of an option for 30,000 shares of common stock of Clene Inc. F4 · derivative.exercise_date: This option was granted on May18, 2021 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.10 per share. The options vest in 12 equal installments of Common Stock on the 18th day of each calendar month, beginning June 18, 2021, until such shares are fully vested. Read SEC document |
| May 18, 2021 Filed May 25, 2021 19:01 UTC Amendment | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 1,869 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001562180-21-003723 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,869 Underlying: Common Stock · 1,869 shares Expires 2031-05-18 F1 · derivative.exercise_price: This Form 4 amendment is being filed to correct a Form 4 filed on May 18, 2021. The corrected exercise price is $9.10 and the corrected number of options granted is 1,869. F2 · derivative.exercise_date: This option was granted on May18, 2021 as an option for 1,869 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.10 per share. The options vest immediately upon grant. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 20:54 UTC | Clene Inc. CLNN · Entity 7166 | GrantStock Options (Right to buy) · Derivative | 45,000 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003049 · primarydocument.xml · derivative · entry 1 Stevens John Henry · CIK 0001835543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2031-03-31 F1 · shares: This option was granted on April 30, 2021 as an option for 45,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.00 per share. The options vest in 36 equal installments of Common Stock on the last day of each calendar month, beginning May 31, 2021, until such shares are fully vested. F1 · derivative.exercise_date: This option was granted on April 30, 2021 as an option for 45,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.00 per share. The options vest in 36 equal installments of Common Stock on the last day of each calendar month, beginning May 31, 2021, until such shares are fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.