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Gay Jonathon

Disclosed activity across 1 company

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23375
SEC CIK
0001835422

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clene Inc.CLNN · Entity 7166DirectorAugust 13, 2026August 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clene Inc.

Report date August 13, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $4.19 · Expires 2036-08-12Direct3,794 Reported balance After 2026-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-13 · Grant · Acquired 3,794 · Balance 3,794

F1: This option was granted on August 13, 2026 as an option for 3,794 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.19 per share. The options vest immediately upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: This option was granted on August 13, 2026 as an option for 3,794 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.19 per share. The options vest immediately upon grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2026 Filed Aug 14, 2026 19:28 UTC Clene Inc. CLNN · Entity 7166 Grantstock option · Derivative 3,794 $0.00 Strike: $4.19 $0.00
Disclosure

SEC source: 0001437749-26-027966 · rdgdoc.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,794

Underlying: common stock · 3,794 shares

Expires 2036-08-12

F1 · derivative.exercise_date: This option was granted on August 13, 2026 as an option for 3,794 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.19 per share. The options vest immediately upon grant.

Read SEC document
May 21, 2026 Filed May 22, 2026 17:54 UTC Clene Inc. CLNN · Entity 7166 Grantstock option · Derivative 2,228 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001437749-26-018215 · rdgdoc.xml · derivative · entry 2

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,228

Underlying: common stock · 2,228 shares

Expires 2036-05-20

F2 · derivative.exercise_date: This option was granted on May 21, 2026 as an option for 2,228 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $6.81 per share. The options vest immediately upon grant.

Read SEC document
May 21, 2026 Filed May 22, 2026 17:54 UTC Clene Inc. CLNN · Entity 7166 Grantstock option · Derivative 1,500 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001437749-26-018215 · rdgdoc.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: common stock · 1,500 shares

Expires 2036-05-20

F1 · derivative.exercise_date: This option was granted on May 21, 2026 as an option for 1,500 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $6.81 per share. The options vest in 12 equal monthly installments on the 21st day of each calendar month, beginning June 21, 2026, until such shares are fully vested.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:02 UTC Clene Inc. CLNN · Entity 7166 Grantstock option · Derivative 3,271 $0.00 Strike: $4.73 $0.00
Disclosure

SEC source: 0001437749-26-004899 · rdgdoc.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,271

Underlying: common stock · 3,271 shares

Expires 2036-02-18

F1 · derivative.exercise_date: This option was granted on February 19, 2026 as an option for 3,271 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.73 per share. The options vest immediately upon grant.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 21:47 UTC Clene Inc. CLNN · Entity 7166 Grantstock option · Derivative 2,438 $0.00 Strike: $7.30 $0.00
Disclosure

SEC source: 0001437749-25-035231 · rdgdoc.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,438

Underlying: common stock · 2,438 shares

Expires 2035-11-12

F1 · derivative.exercise_date: This option was granted on November 13, 2025 as an option for 2,438 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $7.30 per share. The options vest immediately upon grant.

Read SEC document
August 14, 2025 Filed Aug 15, 2025 12:59 UTC Clene Inc. CLNN · Entity 7166 Grantstock option · Derivative 4,790 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001437749-25-027070 · rdgdoc.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,790

Underlying: common stock · 4,790 shares

Expires 2035-08-13

F1 · derivative.exercise_date: This option was granted on August 14, 2025 as an option for 4,790 share of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $3.60 per share. The options vest immediately upon grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 18:54 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 6,741 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001562180-25-004125 · primarydocument.xml · derivative · entry 2

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,741

Underlying: Common Stock · 6,741 shares

Expires 2035-05-21

F2 · derivative.exercise_date: This option was granted on May 22, 2025 as an option for 6,741 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $2.45 per share. The options vest immediately upon grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 18:54 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 1,500 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001562180-25-004125 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2035-05-21

F1 · derivative.exercise_date: This option was granted on May 22, 2025 as an option for 1,500 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $2.45 per share. The options vest in 12 equal monthly installments on the 22nd day of each calendar month, beginning June 22, 2025, until such shares are fully vested.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:20 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 3,716 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001562180-25-001807 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 3,716 shares

Expires 2035-02-26

F1 · derivative.exercise_date: This option was granted on February 27, 2025 as an option for 3,716 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.42 per share. The options vest immediately upon grant.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 21:17 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 3,673 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001562180-24-008239 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,673

Underlying: Common Stock · 3,673 shares

Expires 2034-12-05

F1 · derivative.exercise_date: This option was granted on December 6, 2024 as an option for 3,673 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.40 per share. The options vest immediately upon grant.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 20:12 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 3,295 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001562180-24-007213 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,295

Underlying: Common Stock · 3,295 shares

Expires 2034-10-01

F1 · derivative.exercise_date: This option was granted on October 2, 2024 as an option for 3,295 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $4.89 per share. The options vest immediately upon grant.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 20:10 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 43,394 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001562180-24-004885 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,394

Underlying: Common Stock · 43,394 shares

Expires 2034-06-06

F1 · derivative.exercise_date: This option was granted on June 7, 2024 as an option for 43,394 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $0.37 per share. The options vest immediately upon grant.

Read SEC document
May 29, 2024 Filed May 31, 2024 18:32 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 30,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001562180-24-004535 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-28

F1 · derivative.exercise_date: This option was granted on May 29, 2024 as an option for 30,000 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $0.37 per share. The options vest in 12 equal installments of Common Stock on the 29th day of each calendar month, beginning June 29, 2024, until such shares are fully vested.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 20:18 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 37,957 $0.00 Strike: $0.44 $0.00
Disclosure

SEC source: 0001562180-24-002588 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,957

Underlying: Common Stock · 37,957 shares

Expires 2034-03-11

F1 · derivative.exercise_date: This option was granted on March 11, 2024 as an option for 37,957 shares of Common Stock under the Clene Inc. Amended 2020 Stock Plan at an exercise price of $0.44 per share. The options vest immediately upon grant.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:07 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 36,990 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001562180-23-007964 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,990

Underlying: Common Stock · 36,990 shares

Expires 2033-11-28

F1 · derivative.exercise_date: This option was granted on November 28, 2023 as an option for 36,990 shares of Common Stock under the Clene Inc. 2020 Amended Stock Plan at an exercise price of $0.45 per share. The options vest immediately upon grant.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 20:06 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 26,321 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001562180-23-006932 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,321

Underlying: Common Stock · 26,321 shares

Expires 2033-09-18

F1 · derivative.exercise_date: This option was granted on September 18, 2023 as an option for 26,321 shares of Common Stock under the Clene Inc. 2020 Amended Stock Plan at an exercise price of $0.54 per share. The options vest immediately upon grant.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 13:50 UTC Clene Inc. CLNN · Entity 7166 GrantWarrants (Right to buy) · Derivative 105,625 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001562180-23-005322 · primarydocument.xml · derivative · entry 5

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,625

Underlying: Common Stock · 105,625 shares

Expires not disclosed

F3 · price: The price for each Unit is $0.80; one Unit consists of one share of Common Stock of Clene, one Tranche A Warrant and one Tranche B Warrant.

F5 · derivative.expiration_date: Kensington CI II, LLC purchased a unit consisting of one share of Common Stock of Clene Inc., one Tranche A Warrant, and one Tranche B Warrant. The Tranche A Warrant is for 105,625 shares of Common Stock of Clene Inc. at an exercise price of $1.10 per share. The Tranche B Warrant will expire on the earlier of (a) June 16, 2026, or (b) 60 days after the Food and Drug Administration accepts a New Drug Application from Clene Inc. The shares owned by Kensington CI II, LLC may be deemed to be beneficially owned by Mr. Gay. Mr. Gay disclaims all shares owned by Kensington CI II, LLC for which he does not have a pecuniary or profits interest.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 13:50 UTC Clene Inc. CLNN · Entity 7166 GrantWarrants (Right to buy) · Derivative 105,625 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001562180-23-005322 · primarydocument.xml · derivative · entry 4

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,625

Underlying: Common Stock · 105,625 shares

Expires not disclosed

F3 · price: The price for each Unit is $0.80; one Unit consists of one share of Common Stock of Clene, one Tranche A Warrant and one Tranche B Warrant.

F4 · derivative.expiration_date: Kensington CI II, LLC purchased a unit consisting of one share of Common Stock of Clene Inc., one Tranche A Warrant, and one Tranche B Warrant. The Tranche B Warrant is for 105,625 shares of Common Stock of Clene Inc. at an exercise price of $1.50 per share. The Tranche B Warrant will expire on the earlier of (a) June 16, 2030, or (b) 60 days after the Food and Drug Administration accepts a New Drug Application from Clene Inc. The shares owned by Kensington CI II, LLC may be deemed to be beneficially owned by Mr. Gay. Mr. Gay disclaims all shares owned by Kensington CI II, LLC for which he does not have a pecuniary or profits interest.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 13:50 UTC Clene Inc. CLNN · Entity 7166 PurchaseCommon Stock 105,625 $0.80 $84,500.00
Disclosure

SEC source: 0001562180-23-005322 · primarydocument.xml · nonDerivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 105,625

F1 · ownership.nature: The securities are owned by Kensington CI II, LLC. Mr. Gay is a manager of and owns a minority interest in Kensington CI II, LLC. The shares owned by Kensington CI II, LLC may be deemed to be beneficially owned by Mr. Gay. Mr. Gay disclaims all shares owned by Kensington CI II, LLC for which he does not have a pecuniary or profits interest.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:34 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 30,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001562180-23-003960 · primarydocument.xml · derivative · entry 2

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-05-04

F2 · derivative.exercise_date: This option was granted on May 4, 2023 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $0.92 per share. The options vest in 12 equal installments of Common Stock on the 4th day of each calendar month, beginning June 4, 2023, until such shares are fully vested.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:34 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 15,585 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001562180-23-003960 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,585

Underlying: Common Stock · 15,585 shares

Expires 2033-05-04

F1 · derivative.exercise_date: This option was granted on May 4, 2023 as an option for 15,585 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $0.92 per share. The options vest immediately upon grant.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:01 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 8,966 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001562180-23-000896 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,966

Underlying: Common Stock · 8,966 shares

Expires 2033-02-02

F1 · derivative.exercise_date: This option was granted on February 2, 2023 as an option for 8,966 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.62 per share. The options vest immediately upon grant.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 19:48 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 12,115 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001562180-22-007506 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,115

Underlying: Common Stock · 12,115 shares

Expires 2032-11-03

F1 · derivative.exercise_date: This option was granted on November 3, 2022 as an option for 12,115 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $1.19 per share. The options vest immediately upon grant.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 12:04 UTC Clene Inc. CLNN · Entity 7166 PurchaseCommon Stock 990,099 $1.01 $999,999.99
Disclosure

SEC source: 0001562180-22-007457 · primarydocument.xml · nonDerivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 2,154,848

F1 · ownership.nature: The securities are beneficially owned by KSV Gold, LLC. Mr. Gay is a member of KSV Gold, LLC's management team. The shares beneficially owned by KSV Gold, LLC may also be deemed to be beneficially owned by Mr. Gay. However, Mr. Gay has no control over how the shares owned by KSV Gold, LLC are voted and disclaims all shares for which he does not have a pecuniary or profits interest.

Read SEC document
May 16, 2022 Filed May 17, 2022 15:07 UTC Clene Inc. CLNN · Entity 7166 PurchaseCommon Stock 10,000 $2.08 $20,800.00
Disclosure

SEC source: 0001562180-22-004081 · primarydocument.xml · nonDerivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,745

F1 · shares: Mr. Gay purchased 10,000 shares of common stock of Clene Inc. on May 16, 2022 for a price of $2.08 per share.

Read SEC document
May 05, 2022 Filed May 6, 2022 15:55 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 5,032 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001562180-22-003857 · primarydocument.xml · derivative · entry 2

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,032

Underlying: Common Stock · 5,032 shares

Expires 2032-05-05

F2 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 5,032 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant.

Read SEC document
May 05, 2022 Filed May 6, 2022 15:55 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 30,000 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001562180-22-003857 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 17:34 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 5,473 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0001562180-22-001117 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,473

Underlying: Common Stock · 5,473 shares

Expires 2032-02-03

F1 · derivative.exercise_date: This option was granted on February 3, 2022 as an option for 5,473 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.71 per share. The options vest immediately upon grant.

Read SEC document
November 04, 2021 Filed Nov 4, 2021 22:50 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 3,188 $0.00 Strike: $4.74 $0.00
Disclosure

SEC source: 0001562180-21-006849 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188

Underlying: Common Stock · 3,188 shares

Expires 2031-11-04

F1 · derivative.exercise_date: This option was granted on November 4, 2021 as an option for 3,188 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $4.74 per share. The options vest immediately upon grant.

Read SEC document
August 05, 2021 Filed Aug 5, 2021 22:33 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 1,635 $0.00 Strike: $9.37 $0.00
Disclosure

SEC source: 0001562180-21-005202 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635

Underlying: Common Stock · 1,635 shares

Expires 2031-08-05

F1 · derivative.exercise_date: This option was granted on August 5, 2021 as an option for 1,635 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.37 per share. The options vest immediately upon grant.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 01:50 UTC Clene Inc. CLNN · Entity 7166 GrantCommon Stock 10,783 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004958 · primarydocument.xml · nonDerivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,783

F1 · shares: This stock award was granted on July 14, 2021 under the Clene Inc. 2020 Stock Plan. The award fully vests on the date of grant.

Read SEC document
May 18, 2021 Filed May 18, 2021 23:27 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 30,000 $0.00 Strike: $8.59 $0.00
Disclosure

SEC source: 0001562180-21-003573 · primarydocument.xml · derivative · entry 2

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-05-18

F2 · shares: This option was granted on May18, 2021 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $8.59 per share. The options vest in 12 equal installments of Common Stock on the 18th day of each calendar month, beginning June 18, 2021, until such shares are fully vested

F2 · derivative.exercise_date: This option was granted on May18, 2021 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $8.59 per share. The options vest in 12 equal installments of Common Stock on the 18th day of each calendar month, beginning June 18, 2021, until such shares are fully vested

Read SEC document
May 18, 2021 Filed May 18, 2021 23:27 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 1,894 $0.00 Strike: $8.59 $0.00
Disclosure

SEC source: 0001562180-21-003573 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

Underlying: Common Stock · 1,894 shares

Expires 2031-05-18

F1 · shares: This option was granted on May18, 2021 as an option for 1,894 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $8.59 per share. The options vest immediately upon grant.

F1 · derivative.exercise_date: This option was granted on May18, 2021 as an option for 1,894 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $8.59 per share. The options vest immediately upon grant.

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May 18, 2021 Filed May 25, 2021 19:05 UTC Amendment Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 30,000 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001562180-21-003724 · primarydocument.xml · derivative · entry 2

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-05-18

F3 · derivative.exercise_price: This Form 4 amendment is being filed to correct a Form 4 filed on May 18, 2021 to reflect a correction in the exercise price related to the grant of an option for 30,000 shares of common stock of Clene Inc.

F4 · derivative.exercise_date: This option was granted on May18, 2021 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.10 per share. The options vest in 12 equal installments of Common Stock on the 18th day of each calendar month, beginning June 18, 2021, until such shares are fully vested.

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May 18, 2021 Filed May 25, 2021 19:05 UTC Amendment Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 1,788 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001562180-21-003724 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: Common Stock · 1,788 shares

Expires 2031-05-18

F1 · derivative.exercise_price: This Form 4 amendment is being filed to correct a Form 4 filed on May 18, 2021. The corrected exercise price is $9.10 and the corrected number of options granted is 1,788.

F2 · derivative.exercise_date: This option was granted on May18, 2021 as an option for 1,788 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.10 per share. The options vest immediately upon grant.

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April 30, 2021 Filed Apr 30, 2021 20:39 UTC Clene Inc. CLNN · Entity 7166 GrantStock Options (Right to buy) · Derivative 45,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001562180-21-003045 · primarydocument.xml · derivative · entry 1

Gay Jonathon · CIK 0001835422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2031-03-31

F1 · shares: This option was granted on April 30, 2021 as an option for 45,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.00 per share. The options vest in 36 equal installments of Common Stock on the last day of each calendar month, beginning May 31, 2021, until such shares are fully vested.

F1 · derivative.exercise_date: This option was granted on April 30, 2021 as an option for 45,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.00 per share. The options vest in 36 equal installments of Common Stock on the last day of each calendar month, beginning May 31, 2021, until such shares are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.