CLNE

SEC source: 0001415889-25-006259 · form4-03032025_110300.xml · derivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,250

Underlying: Common Stock · 106,250 shares

Expires 2028-02-27

F3 · derivative.exercise_price: Represents a target number of price hurdle performance stock units. These performance stock units will vest in installments upon the Company's common stock achieving specified price per share targets ranging from 1.25 to 2.0 times the Company's price per share on the grant date during a three-year performance period. If the minimum price per share target is not achieved prior to the end of the three-year performance period, none of the performance stock units will vest.

F3 · derivative.exercise_date: Represents a target number of price hurdle performance stock units. These performance stock units will vest in installments upon the Company's common stock achieving specified price per share targets ranging from 1.25 to 2.0 times the Company's price per share on the grant date during a three-year performance period. If the minimum price per share target is not achieved prior to the end of the three-year performance period, none of the performance stock units will vest.

SEC source: 0001415889-25-006259 · form4-03032025_110300.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,775,050

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

SEC source: 0001415889-25-005703 · form4-02262025_100237.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,800

SEC source: 0001104659-24-063439 · tm2414965-2_4seq1.xml · derivative · entry 2

Ford Patrick J · CIK 0002014798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F3 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063439 · tm2414965-2_4seq1.xml · nonDerivative · entry 1

Ford Patrick J · CIK 0002014798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,702

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063444 · tm2414965-6_4seq1.xml · derivative · entry 4

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063444 · tm2414965-6_4seq1.xml · nonDerivative · entry 3

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 323,047

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063444 · tm2414965-6_4seq1.xml · nonDerivative · entry 2

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063444 · tm2414965-6_4seq1.xml · nonDerivative · entry 1

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,900

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063438 · tm2414965-1_4seq1.xml · derivative · entry 2

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F3 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063438 · tm2414965-1_4seq1.xml · nonDerivative · entry 1

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,029

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063443 · tm2414965-5_4seq1.xml · derivative · entry 3

SOCHA KENNETH M · CIK 0001249695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F3 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063443 · tm2414965-5_4seq1.xml · nonDerivative · entry 1

SOCHA KENNETH M · CIK 0001249695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,757

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063441 · tm2414965-3_4seq1.xml · derivative · entry 4

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063441 · tm2414965-3_4seq1.xml · nonDerivative · entry 3

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 207,030

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063441 · tm2414965-3_4seq1.xml · nonDerivative · entry 2

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063441 · tm2414965-3_4seq1.xml · nonDerivative · entry 1

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,900

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063442 · tm2414965-4_4seq1.xml · derivative · entry 4

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063442 · tm2414965-4_4seq1.xml · nonDerivative · entry 3

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 235,147

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063442 · tm2414965-4_4seq1.xml · nonDerivative · entry 2

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-24-063442 · tm2414965-4_4seq1.xml · nonDerivative · entry 1

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,900

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-25-004456 · tm253631-2_4aseq1.xml · derivative · entry 1

Ford Patrick J · CIK 0002014798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F1 · derivative.exercise_price: The original Form 4 filed on May 20, 2024 (the "original filing"), is amended by this Form 4/A to correct the exercise price presented in column 2, which was incorrectly reported in the original filing due to an administrative error.

F2 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-25-004462 · tm253631-6_4aseq1.xml · derivative · entry 1

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F1 · derivative.exercise_price: The original Form 4 filed on May 20, 2024 (the "original filing"), is amended by this Form 4/A to correct the exercise price presented in column 2, which was incorrectly reported in the original filing due to an administrative error.

F2 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-25-004454 · tm253631-1_4aseq1.xml · derivative · entry 1

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F1 · derivative.exercise_price: The original Form 4 filed on May 20, 2024 (the "original filing"), is amended by this Form 4/A to correct the exercise price presented in column 2, which was incorrectly reported in the original filing due to an administrative error.

F2 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-25-004461 · tm253631-5_4aseq1.xml · derivative · entry 1

SOCHA KENNETH M · CIK 0001249695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F1 · derivative.exercise_price: The original Form 4 filed on May 20, 2024 (the "original filing"), is amended by this Form 4/A to correct the exercise price presented in column 2, which was incorrectly reported in the original filing due to an administrative error.

F2 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-25-004457 · tm253631-3_4aseq1.xml · derivative · entry 1

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F1 · derivative.exercise_price: The original Form 4 filed on May 20, 2024 (the "original filing"), is amended by this Form 4/A to correct the exercise price presented in column 2, which was incorrectly reported in the original filing due to an administrative error.

F2 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-25-004459 · tm253631-4_4aseq1.xml · derivative · entry 1

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Common Stock · 32,608 shares

Expires 2034-05-15

F1 · derivative.exercise_price: The original Form 4 filed on May 20, 2024 (the "original filing"), is amended by this Form 4/A to correct the exercise price presented in column 2, which was incorrectly reported in the original filing due to an administrative error.

F2 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001415889-24-009310 · form4-03282024_080306.xml · derivative · entry 2

Ford Patrick J · CIK 0002014798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,434

Underlying: Common Stock · 5,434 shares

Expires 2034-03-27

F3 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on May 15, 2024.

SEC source: 0001415889-24-009310 · form4-03282024_080306.xml · nonDerivative · entry 1

Ford Patrick J · CIK 0002014798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,802

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on May 15, 2024.

SEC source: 0001415889-24-007120 · form4-03062024_110343.xml · derivative · entry 2

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-03-04

F3 · kind: The options will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

F3 · derivative.exercise_date: The options will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

SEC source: 0001415889-24-007120 · form4-03062024_110343.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,800

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

SEC source: 0001415889-24-007122 · form4-03062024_110330.xml · derivative · entry 2

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-03-04

F3 · kind: The options will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

F3 · derivative.exercise_date: The options will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

SEC source: 0001415889-24-007122 · form4-03062024_110330.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,015,208

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

SEC source: 0001415889-24-007118 · form4-03062024_110318.xml · derivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-03-04

F3 · kind: The options will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

F3 · derivative.exercise_date: The options will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

SEC source: 0001415889-24-007118 · form4-03062024_110318.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,562,550

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

SEC source: 0001415889-24-001683 · form4-01232024_090138.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,800

F1 · shares: Shares surrendered on January 21, 2024, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted stock units that vested on January 21, 2024. The price reported in column 4 is the closing share price on January 19, 2024, the last trading day before the restricted stock units vested.

SEC source: 0001415889-24-001667 · form4-01232024_080116.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,208

F1 · shares: Shares surrendered on January 21, 2024, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted stock units that vested on January 21, 2024. The price reported in column 4 is the closing share price on January 19, 2024, the last trading day before the restricted stock units vested.

SEC source: 0001415889-24-001669 · form4-01232024_080100.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312,550

F1 · shares: Shares surrendered on January 21, 2024 to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted stock units that vested on January 21, 2024. The price reported in column 4 is the closing share price on January 19, 2024, the last trading day before the restricted stock units vested.

SEC source: 0001104659-23-063183 · tm2316466-5_4seq1.xml · derivative · entry 4

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,169

Underlying: Common Stock · 19,169 shares

Expires 2033-05-17

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063183 · tm2316466-5_4seq1.xml · nonDerivative · entry 3

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 300,147

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063183 · tm2316466-5_4seq1.xml · nonDerivative · entry 2

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063183 · tm2316466-5_4seq1.xml · nonDerivative · entry 1

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,129

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063174 · tm2316466-1_4seq1.xml · derivative · entry 2

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,169

Underlying: Common Stock · 19,169 shares

Expires 2033-05-17

F3 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063174 · tm2316466-1_4seq1.xml · nonDerivative · entry 1

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,129

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063182 · tm2316466-4_4seq1.xml · derivative · entry 3

SOCHA KENNETH M · CIK 0001249695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,169

Underlying: Common Stock · 19,169 shares

Expires 2033-05-17

F3 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063182 · tm2316466-4_4seq1.xml · nonDerivative · entry 1

SOCHA KENNETH M · CIK 0001249695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,857

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063177 · tm2316466-2_4seq1.xml · derivative · entry 6

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 19,169

Underlying: Common Stock · 19,169 shares

Expires 2033-05-17

F5 · kind: Represents a gift of stock options for no consideration.

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063177 · tm2316466-2_4seq1.xml · derivative · entry 5

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,169 shares

Expires 2033-05-17

F5 · kind: Represents a gift of stock options for no consideration.

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063177 · tm2316466-2_4seq1.xml · derivative · entry 4

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,169

Underlying: Common Stock · 19,169 shares

Expires 2033-05-17

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

SEC source: 0001104659-23-063177 · tm2316466-2_4seq1.xml · nonDerivative · entry 3

MILLER JAMES C III · CIK 0001235572 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 184,130

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.