Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2023 Filed Jul 6, 2023 19:48 UTC |
DiElsi Gary J.Director
|
GrantRestricted Stock Units · Derivative | 12,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-078694 · tm2320744-1_4.xml · derivative · entry 1 DiElsi Gary J. · CIK 0001939971 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,422 Underlying: Common Stock · 12,959 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 18:02 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 25,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041664 · tm2311748-3_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,460 Underlying: Common Stock · 25,062 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:03 UTC |
de Lacy CatharineDirector
|
GrantRestricted Stock Units · Derivative | 23,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041666 · tm2311748-4_4seq1.xml · derivative · entry 1 de Lacy Catharine · CIK 0001966673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,926 Underlying: Common Stock · 23,182 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:01 UTC |
DiElsi Gary J.Director
|
GrantRestricted Stock Units · Derivative | 22,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041662 · tm2311748-1_4seq1.xml · derivative · entry 1 DiElsi Gary J. · CIK 0001939971 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,463 Underlying: Common Stock · 22,086 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 14:35 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 32,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-042090 · tm2311748-2_4seq1.xml · derivative · entry 1 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,176 Underlying: Common Stock · 32,738 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 01:10 UTC |
de Lacy CatharineDirector
|
GrantRestricted Stock Units · Derivative | 9,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-024889 · tm237758d1_4seq1.xml · derivative · entry 1 de Lacy Catharine · CIK 0001966673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,744 Underlying: Common Stock · 9,744 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2023, on February 23, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan, pro-rated based on an appointment date of February 21, 2023, and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| February 02, 2023 Filed Feb 15, 2023 01:01 UTC |
Deller Colin JamesDirector · Chief Executive Officer
|
GrantCommon Stock | 109,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022088 · tm236822-1_4.xml · nonDerivative · entry 1 Deller Colin James · CIK 0001766480 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,806 F1 · shares: Represents a one-time bonus grant to reporting person for services as an executive officer for the year ended December 31, 2022. The number of shares awarded are based on the closing price of the Company's common stock on February 2, 2023 of $0.79. Read SEC document |
| February 02, 2023 Filed Feb 15, 2023 01:02 UTC |
Hinds BrentVP and Controller
|
GrantRestricted Stock Unit · Derivative | 30,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022091 · tm236822-2_4.xml · derivative · entry 2 Hinds Brent · CIK 0001888082 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,380 Underlying: Common Stock · 30,380 shares Expires not disclosed F2 · derivative.exercise_price: Represents a one-time bonus restricted stock unit ("RSUs") grant to reporting person for services as an executive officer for the year ended December 31, 2022, and each RSU represents a receive to receive one share of common stock or the cash equivalent thereof. F3 · derivative.exercise_date: The RSUs granted on February 2, 2023 vest in three equal annual installments on the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs granted on February 2, 2023 vest in three equal annual installments on the first anniversary of the grant date. Read SEC document |
| February 02, 2023 Filed Feb 15, 2023 01:02 UTC |
Hinds BrentVP and Controller
|
GrantCommon Stock | 59,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022091 · tm236822-2_4.xml · nonDerivative · entry 1 Hinds Brent · CIK 0001888082 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,135 F1 · shares: Represents a one-time bonus grant to reporting person for services as an executive officer for the year ended December 31, 2022. The number of shares awarded are based on the closing price of the Company's common stock on February 2, 2023 of $0.79. Read SEC document |
| February 02, 2023 Filed Feb 26, 2024 22:01 UTC Amendment |
Hinds BrentChief Financial Officer
|
Tax withholdingCommon Stock | 21,673 | $0.79 | $17,121.67 |
DisclosureSEC source: 0001104659-24-027577 · tm247292-4_4aseq1.xml · nonDerivative · entry 1 Hinds Brent · CIK 0001888082 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,462 F1 · shares: On February 14, 2023, the reporting person filed a Form 4 reporting the receipt of 59,135 shares of the Company's common stock as a one-time bonus for services as an executive officer for the year ended December 31, 2022 (the "Original Form 4"). This amendment is being filed to report the withholding of shares as payment of tax liability incident to the February 2, 2023 receipt of the Company's common stock and to correct the number of securities beneficially owned following the transaction as reported in Column 5 of the Original Form 4. The number of shares withheld is based on the closing price of the Company's common stock on February 2, 2023 of $0.79. Read SEC document |
| February 02, 2023 Filed Feb 26, 2024 22:00 UTC Amendment |
Deller Colin JamesChief Executive Officer
|
Tax withholdingCommon Stock | 54,519 | $0.79 | $43,070.01 |
DisclosureSEC source: 0001104659-24-027566 · tm247292-2_4aseq1.xml · nonDerivative · entry 1 Deller Colin James · CIK 0001766480 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,287 F1 · shares: On February 14, 2023, the reporting person filed a Form 4 reporting the receipt of 109,806 shares of the Company's common stock as a one-time bonus for services as an executive officer for the year ended December 31, 2022 (the "Original Form 4"). This amendment is being filed to report the withholding of shares as payment of tax liability incident to the February 2, 2023 receipt of the Company's common stock and to correct the number of securities beneficially owned following the transaction as reported in Column 5 of the Original Form 4. The number of shares withheld is based on the closing price of the Company's common stock on February 2, 2023 of $0.79. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 20:20 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 41,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001059 · tm231746-3_4seq1.xml · derivative · entry 1 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,705 Underlying: Common Stock · 41,705 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 20:20 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 37,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001057 · tm231746-1_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,278 Underlying: Common Stock · 37,278 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 01:21 UTC |
DiElsi Gary J.Director
|
GrantRestricted Stock Units · Derivative | 32,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001060 · tm231746-4_4seq1.xml · derivative · entry 1 DiElsi Gary J. · CIK 0001939971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,851 Underlying: Common Stock · 32,851 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 01:20 UTC |
Meline SusanneDirector
|
GrantRestricted Stock Units · Derivative | 42,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001058 · tm231746-2_4seq1.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,870 Underlying: Common Stock · 42,870 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2023, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 16:35 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 25,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-105892 · tm2227432-4_4seq1.xml · derivative · entry 1 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,397 Underlying: Common Stock · 25,397 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 16:33 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 20,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-105889 · tm2227432-2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,946 Underlying: Common Stock · 20,946 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:33 UTC |
Meline SusanneDirector
|
GrantRestricted Stock Units · Derivative | 24,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-105891 · tm2227432-3_4seq1.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,088 Underlying: Common Stock · 24,088 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:29 UTC |
DiElsi Gary J.Director
|
GrantRestricted Stock Units · Derivative | 18,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-105879 · tm2227432-1_4seq1.xml · derivative · entry 1 DiElsi Gary J. · CIK 0001939971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,459 Underlying: Common Stock · 18,459 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2022 Filed Aug 25, 2022 22:33 UTC |
DiElsi Gary J.Director
|
GrantRestricted Stock Units · Derivative | 11,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-094504 · tm2224616-1_4seq1.xml · derivative · entry 1 DiElsi Gary J. · CIK 0001939971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,067 Underlying: Common Stock · 11,067 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2022, on August 24, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan, pro-rated based on an appointment date of August 1, 2022, and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting person's death; or (4) the reporting person's separation from service. Read SEC document |
| July 08, 2022 Filed Jul 13, 2022 07:45 UTC |
HOFFMAN Robert Thurston SrDirector · 10% owner
clirSPV LLC10% owner
GPclirSPV LLC10% owner
Princeton Opportunity Management LLC10% owner
|
PurchaseCommon Stock (CLIR) | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016287 · form4.xml · nonDerivative · entry 3 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,153 Read SEC document |
| July 08, 2022 Filed Jul 13, 2022 07:45 UTC |
HOFFMAN Robert Thurston SrDirector · 10% owner
clirSPV LLC10% owner
GPclirSPV LLC10% owner
Princeton Opportunity Management LLC10% owner
|
PurchaseCommon Stock (CLIR) | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016287 · form4.xml · nonDerivative · entry 2 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 110,519 F2 · ownership.nature: Includes 110,519 shares held in an IRA previously reported as indirectly owned. Read SEC document |
| July 08, 2022 Filed Jul 13, 2022 07:45 UTC |
HOFFMAN Robert Thurston SrDirector · 10% owner
clirSPV LLC10% owner
GPclirSPV LLC10% owner
Princeton Opportunity Management LLC10% owner
|
PurchaseCommon Stock (CLIR) | 1,591,594 | $1.11 | $1,766,669.34 |
DisclosureSEC source: 0001062993-22-016287 · form4.xml · nonDerivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director · 10% owner clirSPV LLC · CIK 0001747304 · 10% owner GPclirSPV LLC · CIK 0001749087 · 10% owner Princeton Opportunity Management LLC · CIK 0001749086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 7,583,234 F1 · ownership.nature: Note: Mr. Hoffman is the managing member of GPCLIRSPV LLC which is the managing member of CLIRSPV LLC, the owner of the common stock. Mr. Hoffman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in CLIRSPV LLC. clirSPV LLC has direct ownership of the 1,591,594 shares of Common Stock Purchased and total direct beneficial ownership of 7,459,562 shares of Common Stock. GPclirSPV, LLC has no direct ownership of the shares purchased and total indirect beneficial ownership of 7,459,562 shares of Common Stock Princeton Opportunity Management LLC has no direct ownership of shares purchased and total indirect beneficial ownership of 7,459,562 shares of Common Stock. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 17:46 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 18,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077793 · tm2220508-3_4seq1.xml · derivative · entry 1 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,824 Underlying: Common Stock · 18,824 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:32 UTC |
Meline SusanneDirector
|
GrantRestricted Stock Units · Derivative | 19,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077802 · tm2220508-1_4seq1.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,820 Underlying: Common Stock · 19,820 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:48 UTC |
Pate Bruce AlanDirector
|
GrantRestricted Stock Units · Derivative | 14,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077795 · tm2220508-4_4seq1.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,303 Underlying: Common Stock · 14,303 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 06:03 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 15,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077853 · tm2220508-2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,873 Underlying: Common Stock · 15,873 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 20:30 UTC |
Pate Bruce AlanDirector
|
PurchaseCommon Stock | 45,000 | $1.12 | $50,400.00 |
DisclosureSEC source: 0001104659-22-071937 · tm2218532-1_4seq1.xml · nonDerivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Pate Capital Partners LP Disclosed balance after: 150,000 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:28 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 13,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042378 · tm2211527-2_4.xml · derivative · entry 1 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,560 Underlying: Common Stock · 13,560 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:28 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 12,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042377 · tm2211527-1_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,121 Underlying: Common Stock · 12,121 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:29 UTC |
Meline SusanneDirector
|
GrantRestricted Stock Units · Derivative | 14,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042379 · tm2211527-3_4.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,090 Underlying: Common Stock · 14,090 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:30 UTC |
Pate Bruce AlanDirector
|
GrantRestricted Stock Units · Derivative | 11,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042381 · tm2211527-4_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,666 Underlying: Common Stock · 11,666 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 07, 2022 Filed Feb 9, 2022 22:31 UTC |
Hinds BrentVP and Controller
|
GrantOptions to Purchase Common Stock · Derivative | 12,788 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001104659-22-017188 · tm226009d1_form4.xml · derivative · entry 1 Hinds Brent · CIK 0001888082 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,788 Underlying: Common Stock · 12,788 shares Expires 2032-01-06 F1 · derivative.exercise_date: These options to purchase common stock were fully vested as of the grant date. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:41 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 15,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-001686 · tm221817d2_4.xml · derivative · entry 1 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,538 Underlying: Common Stock · 15,538 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:41 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 13,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-001687 · tm221817d3_4.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,888 Underlying: Common Stock · 13,888 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:41 UTC |
Meline SusanneDirector
|
GrantRestricted Stock Units · Derivative | 16,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-001688 · tm221817d4_4.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,145 Underlying: Common Stock · 16,145 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:40 UTC |
Pate Bruce AlanDirector
|
GrantRestricted Stock Units · Derivative | 13,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-001685 · tm221817d1_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,368 Underlying: Common Stock · 13,368 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 18:55 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 13,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-141380 · tm2133431-2_4seq1.xml · derivative · entry 1 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,984 Underlying: Common Stock · 13,984 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 18:56 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-141382 · tm2133431-3_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 23:55 UTC |
Pate Bruce AlanDirector
|
GrantRestricted Stock Units · Derivative | 12,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-141379 · tm2133431-1_4seq1.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,031 Underlying: Common Stock · 12,031 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 23:56 UTC |
Meline SusanneDirector
|
GrantRestricted Stock Units · Derivative | 14,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-141383 · tm2133431-4_4seq1.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,531 Underlying: Common Stock · 14,531 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 21:47 UTC |
Hinds BrentVP and Controller
|
GrantOptions to Purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001104659-21-127275 · tm2130417d2_4seq1.xml · derivative · entry 1 Hinds Brent · CIK 0001888082 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-10-17 F1 · derivative.exercise_date: These options to purchase common stock will vest at a rate of one-third immediately and the remaining two-thirds will vest annually on each anniversary of the grant date over the following two years. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:45 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 7,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109839 · tm2125932d4_4seq1.xml · derivative · entry 2 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,715 Underlying: Common Stock · 7,715 shares Expires not disclosed F3 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:45 UTC |
Schrecker Judith SDirector
|
GrantRestricted Stock Units · Derivative | 7,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109839 · tm2125932d4_4seq1.xml · derivative · entry 1 Schrecker Judith S · CIK 0001850679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,715 Underlying: Common Stock · 7,715 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:39 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 6,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109834 · tm2125932d2_4seq1.xml · derivative · entry 2 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,896 Underlying: Common Stock · 6,896 shares Expires not disclosed F3 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:39 UTC |
HOFFMAN Robert Thurston SrDirector
|
GrantRestricted Stock Units · Derivative | 6,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109834 · tm2125932d2_4seq1.xml · derivative · entry 1 HOFFMAN Robert Thurston Sr · CIK 0001748409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,896 Underlying: Common Stock · 6,896 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:36 UTC |
Meline SusanneDirector
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GrantRestricted Stock Units · Derivative | 8,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109830 · tm2125932d1_4seq1.xml · derivative · entry 2 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,017 Underlying: Common Stock · 8,017 shares Expires not disclosed F3 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:36 UTC |
Meline SusanneDirector
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GrantRestricted Stock Units · Derivative | 8,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109830 · tm2125932d1_4seq1.xml · derivative · entry 1 Meline Susanne · CIK 0001731684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,017 Underlying: Common Stock · 8,017 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
Pate Bruce AlanDirector
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GrantRestricted Stock Units · Derivative | 6,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109836 · tm2125932d3_4seq1.xml · derivative · entry 2 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,637 Underlying: Common Stock · 6,637 shares Expires not disclosed F3 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC |
Pate Bruce AlanDirector
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GrantRestricted Stock Units · Derivative | 6,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109836 · tm2125932d3_4seq1.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,637 Underlying: Common Stock · 6,637 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.