Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearSign Technologies CorpCLIR · Entity 7487 | Director | July 01, 2022 | July 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearSign Technologies Corp
Report date July 01, 2022 · Filed July 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,303 |
Reported balance
After 2022-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-01 · Grant · Acquired 14,303 · Balance 14,303 F1: As compensation for services as a non-executive director during the quarter ending September 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,666 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 11,666 F3: As compensation for services as a non-executive director during the quarter ended June 30, 2022, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,368 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 13,368 F4: As compensation for services as a non-executive director during the quarter ended March 31, 2022, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,031 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 12,031 F5: As compensation for services as a non-executive director during the quarter ended December 31, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,637 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,637 F6: As compensation for services as a non-executive director during the quarter ended September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,637 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 6,637 F7: As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.97 · Expires 2031-01-21 | Direct | 19,750 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 19,750 |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.38 · Expires 2030-11-18 | Direct | 19,750 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 19,750 |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.30 · Expires 2030-08-17 | Direct | 19,750 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 19,750 |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2030-05-19 | Direct | 19,750 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 19,750 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.72 · Expires 2030-04-01 | Direct | 19,750 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 19,750 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2029-04-01 | Direct | 70,500 |
Reported balance
Holding disclosure · report date 2022-07-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 70,500 F8: The right to exercise the option and purchase the option shares vested in equal increments as follows: the right to purchase 17,625 shares vested on May 9, 2019 and the right to purchase the remaining 52,875 shares vested in equal increments on the last day of each calendar quarter during 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: As compensation for services as a non-executive director during the quarter ending September 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
F2: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service.
F3: As compensation for services as a non-executive director during the quarter ended June 30, 2022, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
F4: As compensation for services as a non-executive director during the quarter ended March 31, 2022, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
F5: As compensation for services as a non-executive director during the quarter ended December 31, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
F6: As compensation for services as a non-executive director during the quarter ended September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
F7: As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof.
F8: The right to exercise the option and purchase the option shares vested in equal increments as follows: the right to purchase 17,625 shares vested on May 9, 2019 and the right to purchase the remaining 52,875 shares vested in equal increments on the last day of each calendar quarter during 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2022 Filed Jul 6, 2022 21:48 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 14,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077795 · tm2220508-4_4seq1.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,303 Underlying: Common Stock · 14,303 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 20:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock | 45,000 | $1.12 | $50,400.00 |
DisclosureSEC source: 0001104659-22-071937 · tm2218532-1_4seq1.xml · nonDerivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Pate Capital Partners LP Disclosed balance after: 150,000 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 11,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042381 · tm2211527-4_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,666 Underlying: Common Stock · 11,666 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending June 30, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:40 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 13,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-001685 · tm221817d1_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,368 Underlying: Common Stock · 13,368 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending March 31, 2022, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 23:55 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 12,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-141379 · tm2133431-1_4seq1.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,031 Underlying: Common Stock · 12,031 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending December 31, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 6,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109836 · tm2125932d3_4seq1.xml · derivative · entry 2 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,637 Underlying: Common Stock · 6,637 shares Expires not disclosed F3 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ending September 30, 2021, the reporting person was granted RSUs under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:42 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantRestricted Stock Units · Derivative | 6,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109836 · tm2125932d3_4seq1.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,637 Underlying: Common Stock · 6,637 shares Expires not disclosed F1 · derivative.exercise_price: As compensation for services as a non-executive director during the quarter ended June 30, 2021, the reporting person was granted restricted stock units ("RSUs") under the ClearSign Technologies Corporation 2021 Equity Incentive Plan and each RSU represents a right to receive one share of common stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. F2 · derivative.expiration_date: The RSUs will vest upon the first to occur of: (1) a Change in Control (as defined in the applicable RSU award agreement), (2) the reporting person's Disability (as defined in the applicable RSU award agreement); (3) the reporting peron's death; or (4) the reporting person's separation from service. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 22:51 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOptions to Purchase Common Stock · Derivative | 19,750 | $0.00 Strike: $3.97 | $0.00 |
DisclosureSEC source: 0001104659-21-007286 · tm214006d1_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750 Underlying: Common Stock · 19,750 shares Expires 2031-01-21 F1 · security: On January 22, 2021, the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from January 1, 2021 to March 31, 2021. The reporting person is a non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $3.97. The options fully vest on April 1, 2021, subject to the reporting person's continued service as a non-executive director to the Issuer. The total numbers of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was recommended to the Issuer's board of directors by its compensation committee and issued from the Issuer's 2011 Equity Incentive Plan. F1 · derivative.exercise_date: On January 22, 2021, the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from January 1, 2021 to March 31, 2021. The reporting person is a non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $3.97. The options fully vest on April 1, 2021, subject to the reporting person's continued service as a non-executive director to the Issuer. The total numbers of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was recommended to the Issuer's board of directors by its compensation committee and issued from the Issuer's 2011 Equity Incentive Plan. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 21:02 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOptions to Purchase Common Stock · Derivative | 19,750 | $0.00 Strike: $2.38 | $0.00 |
DisclosureSEC source: 0001104659-20-128449 · tm2036637d1_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750 Underlying: Common Stock · 19,750 shares Expires 2020-11-18 F1 · security: On November 19, 2020 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from October 1, 2020 to December 31, 2020. The reporting person is a non-executive director. As compensation for their services, each non- executive director was awarded options for shares of common stock having an exercise price of $2.38. The total numbers of option shares awarded was based on the services provided by the director. These services include board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was issued from the Issuer's 2011 Equity Incentive Plan. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:01 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock/CLIR | 35,000 | $2.00 | $70,000.00 |
DisclosureSEC source: 0001104659-20-098674 · tm2029421d1_4.xml · nonDerivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Pate Capital Partners LP Disclosed balance after: 105,000 Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:53 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOptions to Purchase Common Stock · Derivative | 19,750 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001104659-20-097278 · tm2029083-3_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750 Underlying: Common Stock · 19,750 shares Expires 2030-08-17 F1 · security: On August 18, 2020 the Issuer's Board of Directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from July 1, 2020 to September 30, 2020. The reporting person is a non-executive director. As compensation for their services, each non- executive director was awarded options for shares of common stock having an exercise price of $2.30. The total numbers of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was issued from the Issuer's 2011 Equity Incentive Plan. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:30 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOptions to Purchase Common Stock · Derivative | 19,750 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001104659-20-064282 · tm2020299d4_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750 Underlying: Common Stock · 19,750 shares Expires 2030-05-18 F1 · security: On May 18, 2020 the Compensation Committee of the Issuer's board of directors, in accordance with a compensation policy approved by the board of directors, approved compensation to be paid to the Issuer's non-executive directors for services provided and to be provided to the Issuer during the period from April 1, 2020 to June 30, 2020. The reporting person is a non-executive director. As compensation for their services, each non- executive director was awarded options for shares of common stock having an exercise price of $0.54. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The award was issued from the Issuer's 2011 Equity Incentive Plan. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:32 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 19,750 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001104659-20-043276 · tm2014958-1_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750 Underlying: Common Stock · 19,750 shares Expires 2030-04-01 F1 · security: On April 1, 2020 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the period from January 1, 2020 to March 31, 2020. The reporting person is a non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $0.72. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The option was issued from the Issuer's 2011 Equity Incentive Plan. The right to exercise the option and purchase the option shares vested on the date of award. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 21:24 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 17,625 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033826 · tv524824_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,250 Underlying: Common Stock · 17,625 shares Expires 2029-04-01 F1 · date: On May 9, 2019 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during 2019. The reporting person is an non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $1.00. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilites and lead director responsibilities, if any. The right to purchase the common stock is earned in quarterly increments. The option was issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| May 17, 2019 Filed May 20, 2019 12:00 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | PurchaseCommon Stock | 100,000 | $1.01 | $101,240.00 |
DisclosureSEC source: 0001144204-19-027184 · tv522001_4.xml · nonDerivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Pate Family Trust Disclosed balance after: 100,000 F1 · price: The price reported in Column 4 is a weighted average sales price. These shares were acquired in multiple transactions at prices ranging from $0.97 to $1.07. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 09, 2019 Filed May 13, 2019 22:47 UTC | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 17,625 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001144204-19-025697 · tv521423_4.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,625 Underlying: Common Stock · 17,625 shares Expires 2029-04-01 F1 · derivative.exercise_date: On May 9, 2019, the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during the first quarter of 2019. The reporting person is a non-executive director. The number of option shares awarded was based on the services provided by the director. These services include, depending on the individual, Board participation, committee participation, committee chair responsibilities and lead director responsibilities, if any. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. Read SEC document |
| May 09, 2019 Filed Oct 31, 2019 20:30 UTC Amendment | ClearSign Technologies Corp CLIR · Entity 7487 | GrantOption to Purchase Common Stock · Derivative | 70,500 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001104659-19-058368 · tm1921550-1_4aseq1.xml · derivative · entry 1 Pate Bruce Alan · CIK 0001765385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,500 Underlying: Common Stock · 70,500 shares Expires 2029-04-01 F1 · derivative.exercise_date: On May 9, 2019 the Issuer's board of directors approved compensation to be paid to the Issuer's non-executive directors for services provided to the Issuer during 2019. The reporting person is an non-executive director. As compensation for their services, each non-executive director was awarded options for shares of common stock having an exercise price of $1.00. The total number of option shares awarded was based on the services provided by the director. These services include Board participation, committee participation, committee chair responsibilites and lead director responsibilities, if any. The shares of common stock are issued from the Company's 2011 Equity Incentive Plan. The right to purchase the option shares vests in equal increments as follows: the right to purchase 17,625 shares vested on May 9, 2019 and the right to purchase the remaining 52,875 shares will vest in equal increments on the last day of each calendar quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.