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CLEVELAND-CLIFFS INC.

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3741
SEC CIK
0000764065
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 6, 2021 21:11 UTC Tax withholdingCommon Shares 618 $14.56 $8,998.08
Disclosure

SEC source: 0000764065-21-000009 · wf-form4_160996747202618.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,859

F2 · shares: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:11 UTC GrantCommon Shares 2,060 $14.56 $29,993.60
Disclosure

SEC source: 0000764065-21-000009 · wf-form4_160996747202618.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,477

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:10 UTC
HARLAN M ANNDirector
GrantCommon Shares 1,030 $14.56 $14,996.80
Disclosure

SEC source: 0000764065-21-000007 · wf-form4_160996743166342.xml · nonDerivative · entry 1

HARLAN M ANN · CIK 0001251539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,662.145

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 50%.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:11 UTC GrantCommon Shares 515 $14.56 $7,498.40
Disclosure

SEC source: 0000764065-21-000008 · wf-form4_160996744856222.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,198.297

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

F2 · balance_after: Update includes 66.297 additional shares resulting from dividend reinvestments.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:10 UTC GrantCommon Shares 515 $14.56 $7,498.40
Disclosure

SEC source: 0000764065-21-000006 · wf-form4_160996741379180.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,432

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:22 UTC GrantCommon Shares 1,707 $6.70 $11,436.90
Disclosure

SEC source: 0000764065-20-000225 · wf-form4_160192929092768.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,904.21

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:21 UTC Tax withholdingCommon Shares 1,343 $6.70 $8,998.10
Disclosure

SEC source: 0000764065-20-000224 · wf-form4_160192927504545.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,417

F2 · shares: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:21 UTC GrantCommon Shares 4,478 $6.70 $30,002.60
Disclosure

SEC source: 0000764065-20-000224 · wf-form4_160192927504545.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,760

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:21 UTC
HARLAN M ANNDirector
GrantCommon Shares 2,239 $6.70 $15,001.30
Disclosure

SEC source: 0000764065-20-000222 · wf-form4_160192924078537.xml · nonDerivative · entry 1

HARLAN M ANN · CIK 0001251539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,632.145

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 50%.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:21 UTC GrantCommon Shares 1,119 $6.70 $7,497.30
Disclosure

SEC source: 0000764065-20-000223 · wf-form4_160192925703709.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,617

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:20 UTC GrantCommon Shares 1,119 $6.70 $7,497.30
Disclosure

SEC source: 0000764065-20-000221 · wf-form4_160192922442225.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,917

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the fourth quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:39 UTC GrantCommon Shares 2,130 $5.37 $11,438.10
Disclosure

SEC source: 0000764065-20-000207 · wf-form4_159372232842225.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,197.21

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:35 UTC
HARLAN M ANNDirector
GrantCommon Shares 2,793 $5.37 $14,998.41
Disclosure

SEC source: 0000764065-20-000204 · wf-form4_159372203448833.xml · nonDerivative · entry 1

HARLAN M ANN · CIK 0001251539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,393.145

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 50%.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:38 UTC Tax withholdingCommon Shares 1,676 $5.37 $9,000.12
Disclosure

SEC source: 0000764065-20-000206 · wf-form4_159372225427861.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,282

F2 · shares: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:38 UTC GrantCommon Shares 5,587 $5.37 $30,002.19
Disclosure

SEC source: 0000764065-20-000206 · wf-form4_159372225427861.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,958

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:36 UTC GrantCommon Shares 1,397 $5.37 $7,501.89
Disclosure

SEC source: 0000764065-20-000205 · wf-form4_159372211546410.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,498

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:33 UTC GrantCommon Shares 1,397 $5.37 $7,501.89
Disclosure

SEC source: 0000764065-20-000203 · wf-form4_159372192487830.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,798

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:19 UTC GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000176 · wf-form4_158777394458013.xml · nonDerivative · entry 1

MICHAEL RALPH S III · CIK 0001174250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,597

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:21 UTC GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000181 · wf-form4_158777405371051.xml · nonDerivative · entry 1

Yocum Arlene M · CIK 0001342861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,144

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:20 UTC GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000180 · wf-form4_158777403245044.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,067.21

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F2 · balance_after: The amount shown includes 169.156 shares credited to the Reporting Person pursuant to the Issuer's Dividend Reinvestment Plan for Director restricted shares.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:20 UTC GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000179 · wf-form4_158777401162132.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,371

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:20 UTC GrantDeferred Shares · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000178 · wf-form4_158777399060646.xml · derivative · entry 2

Rychel Eric M · CIK 0001688357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,120.197

Underlying: Common Shares · 27,397 shares

Expires not disclosed

F2 · security: The Reporting Person has elected to defer his 2020 Director Restricted Shares (the "Deferred Shares").

F3 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F3 · derivative.exercise_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F3 · derivative.expiration_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F4 · balance_after: Includes 1,503.224 deferred shares acquired since the Reporting Person's last report regarding deferred shares under dividend equivalents provisions.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:19 UTC GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000177 · wf-form4_158777396859275.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,101

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:19 UTC
HARLAN M ANNDirector
GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000175 · wf-form4_158777392226289.xml · nonDerivative · entry 1

HARLAN M ANN · CIK 0001251539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,600.145

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F2 · balance_after: The amount shown includes 165.970 shares credited to the Reporting Person pursuant to the Issuer's Dividend Reinvestment Plan for Director restricted shares.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:18 UTC GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000174 · wf-form4_158777390149524.xml · nonDerivative · entry 1

GREEN SUSAN MIRANDA · CIK 0001407047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,543.3438

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F2 · balance_after: The amount shown includes 2,635.791 shares credited to the Reporting Person pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:17 UTC GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000172 · wf-form4_158777385780816.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,401

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:18 UTC GrantCommon Shares 27,397 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000173 · wf-form4_158777387874490.xml · nonDerivative · entry 1

GERBER WILLIAM K · CIK 0001211265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,335

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2020 Director Restricted Shares pursuant to the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:17 UTC GrantDeferred Shares · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000171 · wf-form4_158777383577306.xml · derivative · entry 1

BALDWIN JOHN T · CIK 0001106143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,288.567

Underlying: Common Shares · 27,397 shares

Expires not disclosed

F1 · security: The Reporting Person has elected to defer his 2020 Director Restricted Shares (the "Deferred Shares").

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

F3 · balance_after: Includes 376.567 deferred shares acquired since the Reporting Person's last report regarding deferred shares under dividend equivalents provisions.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:12 UTC GrantCommon Shares 3,010 $3.80 $11,438.00
Disclosure

SEC source: 0000764065-20-000147 · wf-form4_158594471470136.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,501.054

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

F2 · balance_after: The amount shown includes 81.413 shares credited on January 15, 2020 to the Reporting Person pursuant to the Issuer's Dividend Reinvestment Plan for Director restricted shares.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:11 UTC Tax withholdingCommon Shares 2,369 $3.80 $9,002.20
Disclosure

SEC source: 0000764065-20-000146 · wf-form4_158594469314497.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,974

F2 · shares: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:11 UTC GrantCommon Shares 7,895 $3.80 $30,001.00
Disclosure

SEC source: 0000764065-20-000146 · wf-form4_158594469314497.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,343

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:11 UTC GrantCommon Shares 1,974 $3.80 $7,501.20
Disclosure

SEC source: 0000764065-20-000145 · wf-form4_158594467099901.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,704

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:11 UTC
HARLAN M ANNDirector
GrantCommon Shares 3,947 $3.80 $14,998.60
Disclosure

SEC source: 0000764065-20-000144 · wf-form4_158594464595081.xml · nonDerivative · entry 1

HARLAN M ANN · CIK 0001251539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,037.175

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 50%.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:10 UTC GrantCommon Shares 1,974 $3.80 $7,501.20
Disclosure

SEC source: 0000764065-20-000143 · wf-form4_158594462378588.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,004

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 12:57 UTC
HARLAN M ANNDirector
PurchaseCommon Shares 5,000 $4.42 $22,100.00
Disclosure

SEC source: 0000764065-20-000091 · wf-form4_158436340590339.xml · nonDerivative · entry 1

HARLAN M ANN · CIK 0001251539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,090.175

F1 · balance_after: The amount shown includes 98.175 shares credited on January 15, 2020 to the Reporting Person pursuant to the Issuer's Dividend Reinvestment Plan for Director restricted shares.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 23:02 UTC
Graham James DEVP, Chief Legal Officer & Sec
GrantCommon Shares 42,343 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000106 · wf-form4_158448611049345.xml · nonDerivative · entry 1

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,103.792

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 23:59 UTC GrantCommon Shares 2,412 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000121 · wf-form4_158448954711003.xml · nonDerivative · entry 2

Yocum Arlene M · CIK 0001342861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,747

F3 · shares: Reflects the number of pro-rata restricted shares granted to the Reporting Person as director compensation pursuant to the Issuer's Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 23:59 UTC GrantCommon Shares 40,335 Not disclosed Not disclosed
Disclosure

SEC source: 0000764065-20-000121 · wf-form4_158448954711003.xml · nonDerivative · entry 1

Yocum Arlene M · CIK 0001342861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,335

F1 · shares: Pursuant to the Agreement and Plan of Merger among AK Steel Holding Corporation ("AK Steel"), the Issuer, and Pepper Merger Sub Inc. ("Merger Sub"), dated as of December 2, 2019 (the "Merger Agreement"), on March 13, 2020, Merger Sub merged with and into AK Steel, and AK Steel survived as a direct subsidiary of the Issuer (the "Merger"). In the Merger, each share of common stock, par value $0.01 per share, of AK Steel ("AK Steel Common Stock") held by the Reporting Person was converted into the right to receive 0.400 Common Shares, par value $0.125 per share, of the Issuer (plus any cash in lieu of fractional shares).

F2 · shares: Additionally, in the Merger, each AK Steel restricted stock unit ("AK Steel RSU") held by the Reporting Person was converted into a restricted stock unit relating to a number of whole Issuer Common Shares equal to (A) the number of shares of AK Steel Common Stock subject to such AK Steel RSU immediately prior to the effective time of the Merger multiplied by (B) 0.400.

F1 · price: Pursuant to the Agreement and Plan of Merger among AK Steel Holding Corporation ("AK Steel"), the Issuer, and Pepper Merger Sub Inc. ("Merger Sub"), dated as of December 2, 2019 (the "Merger Agreement"), on March 13, 2020, Merger Sub merged with and into AK Steel, and AK Steel survived as a direct subsidiary of the Issuer (the "Merger"). In the Merger, each share of common stock, par value $0.01 per share, of AK Steel ("AK Steel Common Stock") held by the Reporting Person was converted into the right to receive 0.400 Common Shares, par value $0.125 per share, of the Issuer (plus any cash in lieu of fractional shares).

F2 · price: Additionally, in the Merger, each AK Steel restricted stock unit ("AK Steel RSU") held by the Reporting Person was converted into a restricted stock unit relating to a number of whole Issuer Common Shares equal to (A) the number of shares of AK Steel Common Stock subject to such AK Steel RSU immediately prior to the effective time of the Merger multiplied by (B) 0.400.

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March 13, 2020 Filed Mar 17, 2020 23:59 UTC GrantCommon Shares 2,412 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000120 · wf-form4_158448952517882.xml · nonDerivative · entry 2

MICHAEL RALPH S III · CIK 0001174250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,200

F3 · shares: Reflects the number of pro-rata restricted shares granted to the Reporting Person as director compensation pursuant to the Issuer's Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

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March 13, 2020 Filed Mar 17, 2020 23:59 UTC GrantCommon Shares 100,788 Not disclosed Not disclosed
Disclosure

SEC source: 0000764065-20-000120 · wf-form4_158448952517882.xml · nonDerivative · entry 1

MICHAEL RALPH S III · CIK 0001174250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,788

F1 · shares: Pursuant to the Agreement and Plan of Merger among AK Steel Holding Corporation ("AK Steel"), the Issuer, and Pepper Merger Sub Inc. ("Merger Sub"), dated as of December 2, 2019 (the "Merger Agreement"), on March 13, 2020, Merger Sub merged with and into AK Steel, and AK Steel survived as a direct subsidiary of the Issuer (the "Merger"). In the Merger, each share of common stock, par value $0.01 per share, of AK Steel ("AK Steel Common Stock") held by the Reporting Person was converted into the right to receive 0.400 Common Shares, par value $0.125 per share, of the Issuer (plus any cash in lieu of fractional shares).

F2 · shares: Additionally, in the Merger, each AK Steel restricted stock unit ("AK Steel RSU") held by the Reporting Person was converted into a restricted stock unit relating to a number of whole Issuer Common Shares equal to (A) the number of shares of AK Steel Common Stock subject to such AK Steel RSU immediately prior to the effective time of the Merger multiplied by (B) 0.400.

F1 · price: Pursuant to the Agreement and Plan of Merger among AK Steel Holding Corporation ("AK Steel"), the Issuer, and Pepper Merger Sub Inc. ("Merger Sub"), dated as of December 2, 2019 (the "Merger Agreement"), on March 13, 2020, Merger Sub merged with and into AK Steel, and AK Steel survived as a direct subsidiary of the Issuer (the "Merger"). In the Merger, each share of common stock, par value $0.01 per share, of AK Steel ("AK Steel Common Stock") held by the Reporting Person was converted into the right to receive 0.400 Common Shares, par value $0.125 per share, of the Issuer (plus any cash in lieu of fractional shares).

F2 · price: Additionally, in the Merger, each AK Steel restricted stock unit ("AK Steel RSU") held by the Reporting Person was converted into a restricted stock unit relating to a number of whole Issuer Common Shares equal to (A) the number of shares of AK Steel Common Stock subject to such AK Steel RSU immediately prior to the effective time of the Merger multiplied by (B) 0.400.

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March 13, 2020 Filed Mar 17, 2020 23:58 UTC GrantCommon Shares 2,412 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000119 · wf-form4_158448950352466.xml · nonDerivative · entry 2

GERBER WILLIAM K · CIK 0001211265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,938

F3 · shares: Reflects the number of pro-rata restricted shares granted to the Reporting Person as director compensation pursuant to the Issuer's Amended and Restated 2014 Nonemployee Directors' Compensation Plan.

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March 13, 2020 Filed Mar 17, 2020 23:58 UTC GrantCommon Shares 86,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000764065-20-000119 · wf-form4_158448950352466.xml · nonDerivative · entry 1

GERBER WILLIAM K · CIK 0001211265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,526

F1 · shares: Pursuant to the Agreement and Plan of Merger among AK Steel Holding Corporation ("AK Steel"), the Issuer, and Pepper Merger Sub Inc. ("Merger Sub"), dated as of December 2, 2019 (the "Merger Agreement"), on March 13, 2020, Merger Sub merged with and into AK Steel, and AK Steel survived as a direct subsidiary of the Issuer (the "Merger"). In the Merger, each share of common stock, par value $0.01 per share, of AK Steel ("AK Steel Common Stock") held by the Reporting Person was converted into the right to receive 0.400 Common Shares, par value $0.125 per share, of the Issuer (plus any cash in lieu of fractional shares).

F2 · shares: Additionally, in the Merger, each AK Steel restricted stock unit ("AK Steel RSU") held by the Reporting Person was converted into a restricted stock unit relating to a number of whole Issuer Common Shares equal to (A) the number of shares of AK Steel Common Stock subject to such AK Steel RSU immediately prior to the effective time of the Merger multiplied by (B) 0.400.

F1 · price: Pursuant to the Agreement and Plan of Merger among AK Steel Holding Corporation ("AK Steel"), the Issuer, and Pepper Merger Sub Inc. ("Merger Sub"), dated as of December 2, 2019 (the "Merger Agreement"), on March 13, 2020, Merger Sub merged with and into AK Steel, and AK Steel survived as a direct subsidiary of the Issuer (the "Merger"). In the Merger, each share of common stock, par value $0.01 per share, of AK Steel ("AK Steel Common Stock") held by the Reporting Person was converted into the right to receive 0.400 Common Shares, par value $0.125 per share, of the Issuer (plus any cash in lieu of fractional shares).

F2 · price: Additionally, in the Merger, each AK Steel restricted stock unit ("AK Steel RSU") held by the Reporting Person was converted into a restricted stock unit relating to a number of whole Issuer Common Shares equal to (A) the number of shares of AK Steel Common Stock subject to such AK Steel RSU immediately prior to the effective time of the Merger multiplied by (B) 0.400.

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March 13, 2020 Filed Mar 17, 2020 23:03 UTC
Smith Clifford TEVP, Chief Operating Officer
GrantCommon Shares 86,297 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000109 · wf-form4_158448617451015.xml · nonDerivative · entry 1

Smith Clifford T · CIK 0001510253 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,676

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022.

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March 13, 2020 Filed Mar 17, 2020 23:02 UTC
Koci KeithEVP, Chief Financial Officer
GrantCommon Shares 46,025 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000108 · wf-form4_158448615194836.xml · nonDerivative · entry 1

Koci Keith · CIK 0001316514 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,674

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022.

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March 13, 2020 Filed Mar 17, 2020 23:02 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
GrantCommon Shares 50,628 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000107 · wf-form4_158448613220810.xml · nonDerivative · entry 1

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,451

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022.

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March 13, 2020 Filed Mar 17, 2020 23:01 UTC
Forrester Traci LEVP, Business Development
GrantCommon Shares 30,377 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000105 · wf-form4_158448608870069.xml · nonDerivative · entry 1

Forrester Traci L · CIK 0001778344 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,207

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022.

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March 13, 2020 Filed Mar 17, 2020 23:01 UTC
Fedor Terry G.EVP, COO, Steel Mills
GrantCommon Shares 50,628 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000104 · wf-form4_158448606753246.xml · nonDerivative · entry 1

Fedor Terry G. · CIK 0001600276 · EVP, COO, Steel Mills

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,982

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022.

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March 13, 2020 Filed Mar 17, 2020 23:01 UTC
Cebula R ChristopherSVP Chief Admin Off Steel, CAO
GrantCommon Shares 22,437 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000103 · wf-form4_158448604313240.xml · nonDerivative · entry 1

Cebula R Christopher · CIK 0001699145 · SVP Chief Admin Off Steel, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,234.4228

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022.

F2 · balance_after: This total includes 1,451.7757 additional shares resulting from automatic brokerage account dividend reinvestments.

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March 13, 2020 Filed Mar 17, 2020 23:00 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
GrantCommon Shares 349,791 $0.00 $0.00
Disclosure

SEC source: 0000764065-20-000102 · wf-form4_158448601795560.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915,388

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022.

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March 12, 2020 Filed Mar 12, 2020 16:11 UTC PurchaseCommon Shares 10,000 $4.00 $40,000.00
Disclosure

SEC source: 0000764065-20-000080 · wf-form4_158402946535469.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,030

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.