Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEVELAND-CLIFFS INC.CLF · Entity 3741 | EVP, HR & Chief Admin Officer | February 24, 2022 | February 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEVELAND-CLIFFS INC.
Report date February 24, 2022 · Filed February 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 472,090 |
Reported balance
After 2022-02-24 transaction · row 1
1 source rowRow 1 · 2022-02-24 · Grant · Acquired 36,228 · Balance 472,090 F1: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2022 Filed Feb 28, 2022 21:15 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 36,228 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-22-000055 · wf-form4_164608290315794.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,090 F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 24, 2022 from the Issuer's 2021 Equity and Incentive Compensation Plan. This grant vests on December 31, 2024. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 02:02 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 34,345 | $22.62 | $776,883.90 |
DisclosureSEC source: 0000764065-22-000024 · wf-form4_164152095502087.xml · nonDerivative · entry 2 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,862 F2 · shares: Reflects the mandatory surrender of 22,351 shares underlying performance shares and 11,994 shares underlying restricted share units in payment of the related tax liability incurred on January 4, 2022. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 02:02 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 55,054 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-22-000024 · wf-form4_164152095502087.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,207 F1 · shares: Reflects a payout of performance shares for the 2019-2021 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:19 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Exercise / conversionEmployee Stock Options (right-to-buy) · Derivative | 25,384 | $7.70 Strike: $7.70 | $195,456.80 |
DisclosureSEC source: 0000764065-21-000221 · wf-form4_163940515442675.xml · derivative · entry 2 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,384 shares Expires 2025-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the exempt exercise of compensatory stock options. The Reporting Person is exercising these stock options with cash and holding all 25,384 shares. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 14:19 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Exercise / conversionCommon Shares | 25,384 | $7.70 | $195,456.80 |
DisclosureSEC source: 0000764065-21-000221 · wf-form4_163940515442675.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the exempt exercise of compensatory stock options. The Reporting Person is exercising these stock options with cash and holding all 25,384 shares. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:03 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 24,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-21-000079 · wf-form4_161429059326115.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,769 F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023. Read SEC document |
| January 12, 2021 Filed Jan 15, 2021 01:43 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 41,813 | $18.56 | $776,049.28 |
DisclosureSEC source: 0000764065-21-000037 · wf-form4_161067496979937.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,410 F1 · shares: Reflects the mandatory surrender of 27,428 shares underlying performance shares and 14,385 shares underlying restricted share units in payment of the related tax liability incurred on January 12, 2021. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:14 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 67,772 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-21-000023 · wf-form4_161065886879885.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,223 F1 · shares: Reflects a payout of performance shares for the 2018-2020 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 23:02 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 50,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-20-000107 · wf-form4_158448613220810.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,451 F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on March 13, 2020 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2022. Read SEC document |
| January 23, 2020 Filed Jan 28, 2020 00:37 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 20,643 | $7.45 | $153,790.35 |
DisclosureSEC source: 0000764065-20-000027 · wf-form4_158017180856815.xml · nonDerivative · entry 2 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,823 F2 · shares: Reflects the mandatory surrender of 13,035 shares underlying performance shares and 7,608 shares underlying restricted share units in payment of the related tax liability incurred on January 23, 2020. Read SEC document |
| January 23, 2020 Filed Jan 28, 2020 00:37 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 39,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-20-000027 · wf-form4_158017180856815.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,466 F1 · shares: Reflects a payout of performance shares for the 2017-2019 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:10 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 27,527 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-19-000044 · wf-form4_155078338504107.xml · nonDerivative · entry 2 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,351 F2 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 19, 2019 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2021. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:10 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 74,461 | $11.24 | $836,941.64 |
DisclosureSEC source: 0000764065-19-000044 · wf-form4_155078338504107.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,824 F1 · shares: Surrender of shares in payment of tax liability incurred on February 19, 2019, the date of restricted share units vesting to the Reporting Person that were granted on February 23, 2016. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 33,886 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-18-000053 · wf-form4_151942129666606.xml · nonDerivative · entry 3 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,285 F3 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2018 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2020. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 5,801 | $7.53 | $43,681.53 |
DisclosureSEC source: 0000764065-18-000053 · wf-form4_151942129666606.xml · nonDerivative · entry 2 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,399 F2 · shares: Reflects the surrender of performance shares from the 2015-2018 performance period in payment of the related tax liability incurred by the Reporting Person as a result of the award. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 19,113 | $7.53 | $143,920.89 |
DisclosureSEC source: 0000764065-18-000053 · wf-form4_151942129666606.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,200 F1 · shares: Reflects a payout of performance shares for the 2015-2018 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:03 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 4,057 | $7.21 | $29,250.97 |
DisclosureSEC source: 0000764065-18-000014 · wf-form4_151501698468604.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,087 F1 · shares: Surrender of shares in payment of tax liability incurred on December 31, 2017, the date of restricted share units vesting to the Reporting Person that were granted on January 12, 2015. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:10 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 43,966 | $6.65 | $292,373.90 |
DisclosureSEC source: 0000764065-17-000192 · wf-form4_151372141591872.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,144 F1 · shares: Surrender of shares in payment of tax liability incurred on December 15, 2017, the date of restricted share units vesting to the Reporting Person granted in 2015. Read SEC document |
| June 02, 2017 Filed Jun 7, 2017 00:20 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 9,590 | $5.69 | $54,567.10 |
DisclosureSEC source: 0000764065-17-000113 · wf-form4_149679479895704.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,110 F1 · shares: Surrender of shares in payment of tax liability incurred on June 2, 2017, the date of restricted share units vesting to the Reporting Person. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 22:34 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | GrantCommon Shares | 24,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000764065-17-000043 · wf-form4_148780285651831.xml · nonDerivative · entry 2 Harapiak Maurice · CIK 0001609961 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,700 F2 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 21, 2017 from the Cliffs Natural Resources Inc. 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2019. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:34 UTC | CLEVELAND-CLIFFS INC. CLF · Entity 3741 | Tax withholdingCommon Shares | 2,478 | $11.49 | $28,472.22 |
DisclosureSEC source: 0000764065-17-000043 · wf-form4_148780285651831.xml · nonDerivative · entry 1 Harapiak Maurice · CIK 0001609961 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,435 F1 · shares: Surrender of shares in payment of tax liability incurred on February 17, 2017, the date distribution of vested restricted stock units to the Reporting Person granted in 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.