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CLEVELAND-CLIFFS INC.

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3741
SEC CIK
0000764065
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 2, 2021 20:17 UTC Tax withholdingCommon Shares 476 $22.06 $10,500.56
Disclosure

SEC source: 0000764065-21-000178 · wf-form4_162525699566465.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,770

F2 · shares: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:17 UTC GrantCommon Shares 1,587 $22.06 $35,009.22
Disclosure

SEC source: 0000764065-21-000178 · wf-form4_162525699566465.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,246

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:15 UTC GrantCommon Shares 397 $22.06 $8,757.82
Disclosure

SEC source: 0000764065-21-000176 · wf-form4_162525693143059.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,819

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the third quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
June 11, 2021 Filed Jun 11, 2021 20:58 UTC SaleCommon Shares 7,200 $23.75 $171,007.20
Disclosure

SEC source: 0000764065-21-000171 · wf-form4_162344510743597.xml · nonDerivative · entry 2

BALDWIN JOHN T · CIK 0001106143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,727

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.755 to $23.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:58 UTC SaleCommon Shares 12,800 $23.38 $299,302.40
Disclosure

SEC source: 0000764065-21-000171 · wf-form4_162344510743597.xml · nonDerivative · entry 1

BALDWIN JOHN T · CIK 0001106143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,927

Read SEC document
May 18, 2021 Filed May 20, 2021 00:39 UTC SaleCommon Shares 18,000 $20.39 $366,975.00
Disclosure

SEC source: 0000764065-21-000165 · wf-form4_162147116098988.xml · nonDerivative · entry 1

GREEN SUSAN MIRANDA · CIK 0001407047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,082.3438

Read SEC document
May 14, 2021 Filed May 14, 2021 17:49 UTC PurchaseCommon Shares 1,280 $19.49 $24,940.80
Disclosure

SEC source: 0000764065-21-000163 · wf-form4_162101452518943.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,468.297

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:33 UTC GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000160 · wf-form4_161981476831728.xml · nonDerivative · entry 1

Yocum Arlene M · CIK 0001342861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,683

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the Cleveland-Cliffs Inc. 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:32 UTC GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000159 · wf-form4_161981474437896.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,969.21

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:32 UTC GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000158 · wf-form4_161981472829675.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,659

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the Cleveland-Cliffs Inc. 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:31 UTC GrantDeferred Shares · Derivative 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000157 · wf-form4_161981468527335.xml · derivative · entry 1

Rychel Eric M · CIK 0001688357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,090.971

Underlying: Common Shares · 6,539 shares

Expires not disclosed

F1 · security: The Reporting Person has elected to defer his 2021 Director Restricted Shares (the "Deferred Shares").

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the 2021 Nonemployee Directors' Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the 2021 Nonemployee Directors' Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the 2021 Nonemployee Directors' Compensation Plan.

F3 · balance_after: Includes 431.774 deferred shares acquired since the Reporting Person's last report regarding deferred shares under dividend equivalents provisions.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:30 UTC GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000155 · wf-form4_161981463638046.xml · nonDerivative · entry 1

MICHAEL RALPH S III · CIK 0001174250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,136

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the Cleveland-Cliffs Inc. 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:31 UTC GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000156 · wf-form4_161981466326435.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,188.297

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the Cleveland-Cliffs Inc. 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:30 UTC
HARLAN M ANNDirector
GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000154 · wf-form4_161981461525219.xml · nonDerivative · entry 1

HARLAN M ANN · CIK 0001251539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,102.145

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the Cleveland-Cliffs Inc. 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:29 UTC GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000152 · wf-form4_161981455837247.xml · nonDerivative · entry 1

GERBER WILLIAM K · CIK 0001211265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,874

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the Cleveland-Cliffs Inc. 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:30 UTC GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000153 · wf-form4_161981457727960.xml · nonDerivative · entry 1

GREEN SUSAN MIRANDA · CIK 0001407047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,082.3438

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the Cleveland-Cliffs Inc. 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:29 UTC GrantCommon Shares 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000151 · wf-form4_161981453829813.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,422

F1 · shares: Reflects the number of restricted shares granted to the Reporting Person as the 2021 Director Restricted Shares pursuant to the Cleveland-Cliffs Inc. 2021 Nonemployee Directors' Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:28 UTC GrantDeferred Shares · Derivative 6,539 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000150 · wf-form4_161981451849927.xml · derivative · entry 1

BALDWIN JOHN T · CIK 0001106143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,945.954

Underlying: Common Shares · 6,539 shares

Expires not disclosed

F1 · security: The Reporting Person has elected to defer his 2021 Director Restricted Shares (the "Deferred Shares").

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the 2021 Nonemployee Directors' Compensation Plan.

F2 · derivative.exercise_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the 2021 Nonemployee Directors' Compensation Plan.

F2 · derivative.expiration_date: Each Deferred Share is the economic equivalent of one Issuer common share. The Deferred Shares become payable in common stock in accordance with the Reporting Person's deferral election and the terms of the 2021 Nonemployee Directors' Compensation Plan.

F3 · balance_after: Includes 118.387 deferred shares acquired since the Reporting Person's last report regarding deferred shares under dividend equivalents provisions.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:55 UTC GrantCommon Shares 740 $19.42 $14,370.80
Disclosure

SEC source: 0000764065-21-000126 · wf-form4_161739687221838.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,430.21

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:54 UTC Tax withholdingCommon Shares 541 $19.42 $10,506.22
Disclosure

SEC source: 0000764065-21-000125 · wf-form4_161739680791343.xml · nonDerivative · entry 2

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,120

F2 · shares: Surrender of shares in payment of tax liability in connection with the Reporting Person's participation in the Retainer Election Program.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:54 UTC GrantCommon Shares 1,802 $19.42 $34,994.84
Disclosure

SEC source: 0000764065-21-000125 · wf-form4_161739680791343.xml · nonDerivative · entry 1

Stoliar Gabriel · CIK 0001617061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,661

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 100%.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:53 UTC GrantCommon Shares 451 $19.42 $8,758.42
Disclosure

SEC source: 0000764065-21-000124 · wf-form4_161739675812525.xml · nonDerivative · entry 1

Miller Janet L · CIK 0001766389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,649.297

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:52 UTC
HARLAN M ANNDirector
GrantCommon Shares 901 $19.42 $17,497.42
Disclosure

SEC source: 0000764065-21-000123 · wf-form4_161739668086035.xml · nonDerivative · entry 1

HARLAN M ANN · CIK 0001251539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,563.145

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 50%.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:51 UTC GrantCommon Shares 451 $19.42 $8,758.42
Disclosure

SEC source: 0000764065-21-000122 · wf-form4_161739662557656.xml · nonDerivative · entry 1

Fisher Robert P Jr · CIK 0001616826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,883

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the second quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

Read SEC document
March 05, 2021 Filed Mar 5, 2021 17:30 UTC
Koci KeithEVP, Chief Financial Officer
PurchaseCommon Shares 15,000 $13.45 $201,735.00
Disclosure

SEC source: 0000764065-21-000090 · wf-form4_161496542501654.xml · nonDerivative · entry 1

Koci Keith · CIK 0001316514 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,033

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.44 to $13.45, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
March 05, 2021 Filed Mar 5, 2021 17:12 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
GrantCommon Shares 100,000 $13.17 $1,317,400.00
Disclosure

SEC source: 0000764065-21-000088 · wf-form4_161496436272582.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348,592

F1 · price: The price reported in column four is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.12 to $13.19, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:05 UTC
Smith Clifford TEVP, Chief Operating Officer
GrantCommon Shares 41,521 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000081 · wf-form4_161429068502663.xml · nonDerivative · entry 1

Smith Clifford T · CIK 0001510253 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,947

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:04 UTC
Koci KeithEVP, Chief Financial Officer
GrantCommon Shares 24,359 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000080 · wf-form4_161429063509854.xml · nonDerivative · entry 1

Koci Keith · CIK 0001316514 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,033

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:03 UTC
Graham James DEVP, Chief Legal Officer & Sec
GrantCommon Shares 24,359 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000078 · wf-form4_161429052020620.xml · nonDerivative · entry 1

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,373.792

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:03 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
GrantCommon Shares 24,359 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000079 · wf-form4_161429059326115.xml · nonDerivative · entry 1

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,769

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:01 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
GrantCommon Shares 168,300 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000077 · wf-form4_161429049718822.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,248,592

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:01 UTC
Forrester Traci LEVP, Business Development
GrantCommon Shares 14,633 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000076 · wf-form4_161429044942947.xml · nonDerivative · entry 1

Forrester Traci L · CIK 0001778344 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,122

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:00 UTC
Floriani Kimberly AVP, Corp Controller & CAO
GrantCommon Shares 5,428 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000075 · wf-form4_161429042013030.xml · nonDerivative · entry 1

Floriani Kimberly A · CIK 0001811272 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,357

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:00 UTC
Fedor Terry G.EVP, COO, Steel Mills
GrantCommon Shares 26,053 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000074 · wf-form4_161429037854231.xml · nonDerivative · entry 1

Fedor Terry G. · CIK 0001600276 · EVP, COO, Steel Mills

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,761

F1 · shares: Reflects the number of restricted share units granted to the Reporting Person on February 23, 2021 from the Issuer's Amended and Restated 2015 Equity and Incentive Compensation Plan. This grant vests on December 31, 2023.

Read SEC document
February 11, 2021 Filed Feb 25, 2021 17:26 UTC
ArcelorMittalFormer 10% Owner
SaleCommon Shares 40,000,000 $16.12 $644,800,000.00
Disclosure

SEC source: 0001140361-21-006135 · form4.xml · nonDerivative · entry 1

ArcelorMittal · CIK 0001243429 · Former 10% Owner

ArcelorMittal North America Holdings LLC · CIK 0001836580 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 38,186,671

F1 · acquired: On February 11, 2021, ArcelorMittal North America Holdings LLC, an indirect, wholly-owned subsidiary of ArcelorMittal, sold 40 million common shares of Cleveland-Cliffs Inc. pursuant to an underwritten public offering.

F2 · ownership.nature: These Common Shares are held directly by ArcelorMittal North America Holdings LLC, an indirect, wholly-owned subsidiary of ArcelorMittal.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:43 UTC
Smith Clifford TEVP, Chief Operating Officer
Tax withholdingCommon Shares 41,022 $18.56 $761,368.32
Disclosure

SEC source: 0000764065-21-000038 · wf-form4_161067498643457.xml · nonDerivative · entry 1

Smith Clifford T · CIK 0001510253 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,426

F1 · shares: Reflects the mandatory surrender of 26,750 shares underlying performance shares and 14,272 shares underlying restricted share units in payment of the related tax liability incurred on January 12, 2021.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:43 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
Tax withholdingCommon Shares 41,813 $18.56 $776,049.28
Disclosure

SEC source: 0000764065-21-000037 · wf-form4_161067496979937.xml · nonDerivative · entry 1

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,410

F1 · shares: Reflects the mandatory surrender of 27,428 shares underlying performance shares and 14,385 shares underlying restricted share units in payment of the related tax liability incurred on January 12, 2021.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:42 UTC
Graham James DEVP, Chief Legal Officer & Sec
Tax withholdingCommon Shares 40,725 $18.56 $755,856.00
Disclosure

SEC source: 0000764065-21-000036 · wf-form4_161067494952919.xml · nonDerivative · entry 1

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,014.792

F1 · shares: Reflects the mandatory surrender of 25,738 shares underlying performance shares and 14,987 shares underlying restricted share units in payment of the related tax liability incurred on January 12, 2021.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:42 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
Tax withholdingCommon Shares 326,006 $18.56 $6,050,671.36
Disclosure

SEC source: 0000764065-21-000035 · wf-form4_161067493254629.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080,292

F1 · shares: Reflects the mandatory surrender of 222,628 shares underlying performance shares and 103,378 shares underlying restricted share units in payment of the related tax liability incurred on January 12, 2021.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:42 UTC
Forrester Traci LEVP, Business Development
Tax withholdingCommon Shares 10,446 $18.56 $193,877.76
Disclosure

SEC source: 0000764065-21-000034 · wf-form4_161067491535079.xml · nonDerivative · entry 1

Forrester Traci L · CIK 0001778344 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,489

F1 · shares: Reflects the mandatory surrender of 6,961 shares underlying performance shares and 3,485 shares underlying restricted share units in payment of the related tax liability incurred on January 12, 2021.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:41 UTC
Floriani Kimberly AVP, Corp Controller & CAO
Tax withholdingCommon Shares 2,091 $18.56 $38,808.96
Disclosure

SEC source: 0000764065-21-000033 · wf-form4_161067489769996.xml · nonDerivative · entry 1

Floriani Kimberly A · CIK 0001811272 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,929

F1 · shares: Reflects the mandatory surrender of 1,407 shares underlying performance shares and 684 shares underlying restricted share units in payment of the related tax liability incurred on January 12, 2021.

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January 12, 2021 Filed Jan 15, 2021 01:41 UTC
Fedor Terry G.EVP, COO, Steel Mills
Tax withholdingCommon Shares 39,046 $18.56 $724,693.76
Disclosure

SEC source: 0000764065-21-000032 · wf-form4_161067488113531.xml · nonDerivative · entry 1

Fedor Terry G. · CIK 0001600276 · EVP, COO, Steel Mills

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,708

F1 · shares: Reflects the mandatory surrender of 25,056 shares underlying performance shares and 13,990 shares underlying restricted share units in payment of the related tax liability incurred on January 12, 2021.

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January 12, 2021 Filed Jan 14, 2021 21:14 UTC
Harapiak MauriceEVP, HR & Chief Admin Officer
GrantCommon Shares 67,772 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000023 · wf-form4_161065886879885.xml · nonDerivative · entry 1

Harapiak Maurice · CIK 0001609961 · EVP, HR & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,223

F1 · shares: Reflects a payout of performance shares for the 2018-2020 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

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January 12, 2021 Filed Jan 14, 2021 21:14 UTC
Smith Clifford TEVP, Chief Operating Officer
GrantCommon Shares 67,772 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000024 · wf-form4_161065888520744.xml · nonDerivative · entry 1

Smith Clifford T · CIK 0001510253 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,448

F1 · shares: Reflects a payout of performance shares for the 2018-2020 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

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January 12, 2021 Filed Jan 14, 2021 21:14 UTC
Graham James DEVP, Chief Legal Officer & Sec
GrantCommon Shares 63,636 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000022 · wf-form4_161065885326432.xml · nonDerivative · entry 1

Graham James D · CIK 0001510063 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,739.792

F1 · shares: Reflects a payout of performance shares for the 2018-2020 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

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January 12, 2021 Filed Jan 14, 2021 21:14 UTC
GONCALVES LOURENCODirector · Chairman, President & CEO
GrantCommon Shares 490,910 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000021 · wf-form4_161065883731122.xml · nonDerivative · entry 1

GONCALVES LOURENCO · CIK 0001236128 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406,298

F1 · shares: Reflects a payout of performance shares for the 2018-2020 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

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January 12, 2021 Filed Jan 14, 2021 21:13 UTC
Forrester Traci LEVP, Business Development
GrantCommon Shares 22,728 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000020 · wf-form4_161065881641430.xml · nonDerivative · entry 1

Forrester Traci L · CIK 0001778344 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,935

F1 · shares: Reflects a payout of performance shares for the 2018-2020 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

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January 12, 2021 Filed Jan 14, 2021 21:13 UTC
Floriani Kimberly AVP, Corp Controller & CAO
GrantCommon Shares 3,946 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000019 · wf-form4_161065879874928.xml · nonDerivative · entry 1

Floriani Kimberly A · CIK 0001811272 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,020

F1 · shares: Reflects a payout of performance shares for the 2018-2020 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

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January 12, 2021 Filed Jan 14, 2021 21:13 UTC
Fedor Terry G.EVP, COO, Steel Mills
GrantCommon Shares 67,772 $0.00 $0.00
Disclosure

SEC source: 0000764065-21-000018 · wf-form4_161065878145524.xml · nonDerivative · entry 1

Fedor Terry G. · CIK 0001600276 · EVP, COO, Steel Mills

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,754

F1 · shares: Reflects a payout of performance shares for the 2018-2020 performance period earned under the Issuer's 2015 Equity and Incentive Compensation Plan, as amended.

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January 04, 2021 Filed Jan 6, 2021 21:11 UTC GrantCommon Shares 786 $14.56 $11,444.16
Disclosure

SEC source: 0000764065-21-000010 · wf-form4_160996748938208.xml · nonDerivative · entry 1

Taylor Douglas C · CIK 0001423999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,690.21

F1 · shares: Reflects the number of common shares issued to the Reporting Person in payment of the Reporting Person's quarterly retainer in lieu of cash for the first quarter pursuant to the Reporting Person's election to participate in the Cleveland-Cliffs Inc. Nonemployee Director Retainer Share Election Program. The Reporting Person elected to participate in the Retainer Election Program at 25%.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.