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Celldex Therapeutics, Inc.

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4208
SEC CIK
0000744218
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254

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202501
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2017 Filed Jun 16, 2017 13:29 UTC GrantCommon Stock, par value $0.001 per share 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-009166 · edgar.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

F1 · price: On June 15, 2017, the Company awarded 10,000 shares of Company common stock as an annual equity grant in the form of restricted stock awards under the Celldex Therapeutics, Inc. 2008 Stock Option Plan subject to time-based forfeiture restrictions.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:29 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009165 · edgar.xml · derivative · entry 2

LIPTON KAREN SHOOS · CIK 0001255681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-15

F2 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F3 · derivative.exercise_date: Such option vests in three equal annual installments beginning June 15, 2018.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:29 UTC GrantCommon Stock, par value $0.001 per share 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-009165 · edgar.xml · nonDerivative · entry 1

LIPTON KAREN SHOOS · CIK 0001255681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,833

F1 · price: On June 15, 2017, the Company awarded 10,000 shares of Company common stock as an annual equity grant in the form of restricted stock awards under the Celldex Therapeutics, Inc. 2008 Stock Option Plan subject to time-based forfeiture restrictions.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:29 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009164 · edgar.xml · derivative · entry 2

PENNER HARRY JR · CIK 0001131148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-15

F2 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F3 · derivative.exercise_date: Such option vests in three equal annual installments beginning June 15, 2018.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:29 UTC GrantCommon Stock, par value $0.001 per share 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-009164 · edgar.xml · nonDerivative · entry 1

PENNER HARRY JR · CIK 0001131148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,916

F1 · price: On June 15, 2017, the Company awarded 10,000 shares of Company common stock as an annual equity grant in the form of restricted stock awards under the Celldex Therapeutics, Inc. 2008 Stock Option Plan subject to time-based forfeiture restrictions.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:29 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009163 · edgar.xml · derivative · entry 2

ELLBERGER LARRY · CIK 0001219551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-15

F2 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F3 · derivative.exercise_date: Such option vests in three equal annual installments beginning June 15, 2018.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:29 UTC GrantCommon Stock, par value $0.001 per share 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-009163 · edgar.xml · nonDerivative · entry 1

ELLBERGER LARRY · CIK 0001219551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,500

F1 · price: On June 15, 2017, the Company awarded 10,000 shares of Company common stock as an annual equity grant in the form of restricted stock awards under the Celldex Therapeutics, Inc. 2008 Stock Option Plan subject to time-based forfeiture restrictions.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:28 UTC
PEPIN RONALDSr. VP & CBO
GrantIncentive Stock Option (right to buy) · Derivative 67,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009159 · edgar.xml · derivative · entry 1

PEPIN RONALD · CIK 0001214504 · Sr. VP & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 67,000 shares

Expires 2027-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2018 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:28 UTC
Cavanaugh SarahSVP of Corp Affairs & Admin.
GrantIncentive Stock Option (right to buy) · Derivative 65,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009160 · edgar.xml · derivative · entry 1

Cavanaugh Sarah · CIK 0001709113 · SVP of Corp Affairs & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2027-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2018 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:27 UTC
Wright Richard M.Sr. VP & CCO
GrantIncentive Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009157 · edgar.xml · derivative · entry 1

Wright Richard M. · CIK 0001646423 · Sr. VP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2018 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:27 UTC
Crowley ElizabethSr. VP &CPDO
GrantIncentive Stock Option (right to buy) · Derivative 82,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009156 · edgar.xml · derivative · entry 1

Crowley Elizabeth · CIK 0001681854 · Sr. VP &CPDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 82,000 shares

Expires 2027-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2018 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:26 UTC
KELER TIBORExecutive VP & CSO
GrantIncentive Stock Option (right to buy) · Derivative 162,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009154 · edgar.xml · derivative · entry 1

KELER TIBOR · CIK 0001429931 · Executive VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Stock · 162,000 shares

Expires 2027-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2018 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:27 UTC
Davis Thomas AndrewExecutive VP & CMO
GrantIncentive Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009155 · edgar.xml · derivative · entry 1

Davis Thomas Andrew · CIK 0001338185 · Executive VP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2018 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:26 UTC
Marucci Anthony SDirector · President & CEO
GrantIncentive Stock Option (right to buy) · Derivative 475,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009153 · edgar.xml · derivative · entry 1

Marucci Anthony S · CIK 0001429933 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 475,000 shares

Expires 2027-06-15

F1 · security: Represents option granted by Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% vest on June 15, 2018 and the remainder vest quarterly (in equal amounts)over the subsequent 12 quarters.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 12:09 UTC Tax withholdingCommon Stock, par value $.001 per share 2,869 $2.83 $8,119.27
Disclosure

SEC source: 0001179110-17-008265 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,822

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on June 1, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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May 01, 2017 Filed May 1, 2017 20:01 UTC Tax withholdingCommon Stock, par value $.001 per share 2,869 $3.33 $9,553.77
Disclosure

SEC source: 0001179110-17-006306 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,691

F1 · balance_after: On November 28,2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on May 1, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:37 UTC Tax withholdingCommon Stock, par value $.001 per share 2,869 $3.61 $10,357.09
Disclosure

SEC source: 0001179110-17-005387 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,560

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. 66,839 shares of Common Stock, less Withholdings were issued to Reporting Person in March 2017 and the remaining 200,517 shares of Common Stock, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on April 3, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:33 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001179110-17-003487 · edgar.xml · derivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-03-01

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 100% of the total amount of shares subject to the Option vests on March 1, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 14:10 UTC Tax withholdingCommon Stock, par value $.001 per share 32,927 $3.54 $116,561.58
Disclosure

SEC source: 0001179110-17-003751 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,429

F1 · balance_after: On November 28, 2016, in connection with Reporting Person's employment separation with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). 200,517 shares of Common Stock, less Withholdings, will be issued to Reporting Person ratably over 24 months commencing in the first quarter of 2017 and 66,839 shares of Common Stock, less Withholdings will be issued not later than March 15, 2017. The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016.

F2 · balance_after: Pursuant to the Severance Agreement, on March 1, 2017, the Issuer issued 59,182 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 32,927 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:08 UTC
LaVallee TheresaSVP, Reg.& Precision Medicine
GrantIncentive Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001179110-16-033001 · edgar.xml · derivative · entry 1

LaVallee Theresa · CIK 0001690948 · SVP, Reg.& Precision Medicine

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2026-12-14

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 25% of the total amount of shares subject to the Option vests on December 14, 2017 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters, beginning March 14, 2018.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:08 UTC GrantNon-Qualified Stock Otion (right to buy) · Derivative 8,000 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001179110-16-033000 · edgar.xml · derivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2026-12-14

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 100% of the total amount of shares subject to the Option vests on December 14, 2017.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 17:04 UTC
KELER TIBORExecutive VP & CSO
PurchaseCommon Stock, par value $0.001 per share 3,000 $3.32 $9,960.00
Disclosure

SEC source: 0001179110-16-029306 · edgar.xml · nonDerivative · entry 1

KELER TIBOR · CIK 0001429931 · Executive VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,868

Read SEC document
September 02, 2016 Filed Sep 7, 2016 16:59 UTC
CATLIN AVERY WSr. VP & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001179110-16-029382 · edgar.xml · derivative · entry 2

CATLIN AVERY W · CIK 0001255348 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 10,000 shares

Expires 2021-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As of August 5, 2015, the option is fully vested.

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September 02, 2016 Filed Sep 7, 2016 16:59 UTC
CATLIN AVERY WSr. VP & CFO
Exercise / conversionCommon Stock, par value $0.001 per share 10,000 $2.80 $28,000.00
Disclosure

SEC source: 0001179110-16-029382 · edgar.xml · nonDerivative · entry 1

CATLIN AVERY W · CIK 0001255348 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.