Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Celldex Therapeutics, Inc.CLDX · Entity 4208 | Director | December 03, 2018 | December 04, 2018 |
| Harpoon Therapeutics, Inc.HARP · Entity 11424 | Director · President and CEO | January 28, 2021 | January 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Celldex Therapeutics, Inc.
Report date December 03, 2018 · Filed December 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 180,697 |
Reported balance
After 2018-12-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-03 · Tax withholding · Disposed 2,824 · Balance 180,697 F1: On November 28, 2016, in connection with the Reporting Person's employment severance agreement the ("Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings ("Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2: Pursuant to the Severance Agreement, on December 3, 2018, the Issuer issued 5,343 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,824 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of its Common Stock to the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 28, 2016, in connection with the Reporting Person's employment severance agreement the ("Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings ("Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.
F2: Pursuant to the Severance Agreement, on December 3, 2018, the Issuer issued 5,343 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,824 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of its Common Stock to the Reporting Person.
Harpoon Therapeutics, Inc.
Report date January 28, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.66 · Expires 2031-01-27 | Direct | 181,470 |
Reported balance
After 2021-01-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-28 · Grant · Acquired 181,470 · Balance 181,470 F1: The stock option vests and becomes exercisable as to 1/48th of the shares subject to the option on February 28, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments at the end of each month, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option vests and becomes exercisable as to 1/48th of the shares subject to the option on February 28, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments at the end of each month, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2021 Filed Jan 29, 2021 19:53 UTC | Harpoon Therapeutics, Inc. HARP · Entity 11424 | GrantEmployee Stock Option (right to buy) · Derivative | 181,470 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001209191-21-006302 · doc4.xml · derivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,470 Underlying: Common Stock · 181,470 shares Expires 2031-01-27 F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 1/48th of the shares subject to the option on February 28, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments at the end of each month, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:07 UTC | Harpoon Therapeutics, Inc. HARP · Entity 11424 | GrantEmployee Stock Option (right to buy) · Derivative | 165,210 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001209191-20-006700 · doc4.xml · derivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,210 Underlying: Common Stock · 165,210 shares Expires 2030-01-30 F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 1/48th of the shares subject to the option on February 29, 2020, and thereafter vests as to 1/48th of the shares in equal monthly installments at the end of each month, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 05, 2019 Filed Sep 6, 2019 19:17 UTC | Harpoon Therapeutics, Inc. HARP · Entity 11424 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 169,462 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001209191-19-048821 · doc4.xml · derivative · entry 2 McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,590 Underlying: Common Stock · 169,462 shares Expires 2027-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested and became exercisable as to 25% of the shares subject to the option on December 19, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 05, 2019 Filed Sep 6, 2019 19:17 UTC | Harpoon Therapeutics, Inc. HARP · Entity 11424 | Exercise / conversionCommon Stock | 169,462 | $0.60 | $101,677.20 |
DisclosureSEC source: 0001209191-19-048821 · doc4.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 16, 2019 08:32 UTC | Harpoon Therapeutics, Inc. HARP · Entity 11424 | PurchaseCommon Stock | 1,000 | $10.16 | $10,157.30 |
DisclosureSEC source: 0001209191-19-030200 · doc4.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| May 08, 2019 Filed May 10, 2019 08:31 UTC | Harpoon Therapeutics, Inc. HARP · Entity 11424 | PurchaseCommon Stock | 1,000 | $10.56 | $10,558.70 |
DisclosureSEC source: 0001209191-19-028675 · doc4.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 03, 2019 Filed May 7, 2019 16:12 UTC | Harpoon Therapeutics, Inc. HARP · Entity 11424 | PurchaseCommon Stock | 1,000 | $10.53 | $10,530.00 |
DisclosureSEC source: 0001209191-19-027964 · doc4.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $10.510 to $10.546 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 12:35 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 | 2,824 | $0.30 | $843.25 |
DisclosureSEC source: 0001179110-18-013378 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,697 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment severance agreement the ("Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings ("Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on December 3, 2018, the Issuer issued 5,343 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,824 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of its Common Stock to the Reporting Person. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 11:50 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 | 2,888 | $0.31 | $908.28 |
DisclosureSEC source: 0001179110-18-012450 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,521 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock. par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on November 1, 2018, the Issuer issued 5,466 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,888 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 11:32 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 | 2,888 | $0.45 | $1,302.49 |
DisclosureSEC source: 0001179110-18-011797 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,409 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment severance agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on October 1, 2018, the Issuer issued 5,466 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,888 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 11:59 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 | 2,813 | $0.50 | $1,412.13 |
DisclosureSEC source: 0001182489-18-000319 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,297 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment severance agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, On September 4, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 11:55 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 2,813 | $0.47 | $1,308.05 |
DisclosureSEC source: 0001179110-18-010087 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,110 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on August 1, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 11:43 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 2,813 | $0.50 | $1,416.63 |
DisclosureSEC source: 0001179110-18-009240 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,923 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on July 2, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 11:32 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 67,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001179110-18-008560 · edgar.xml · derivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Underlying: Common Stock · 67,000 shares Expires 2028-06-13 F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 12:15 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 2,813 | $0.58 | $1,632.10 |
DisclosureSEC source: 0001179110-18-007858 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,736 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on June 1, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| May 01, 2018 Filed May 2, 2018 11:16 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 2,813 | $0.74 | $2,081.62 |
DisclosureSEC source: 0001179110-18-006035 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,549 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on May 1, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 11:52 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 3,379 | $2.33 | $7,873.07 |
DisclosureSEC source: 0001179110-18-005108 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,362 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on April 2, 2018, the Issuer issued 4,975 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,379 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 12:49 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 3,415 | $2.25 | $7,683.75 |
DisclosureSEC source: 0001179110-18-003192 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,741 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on March 1, 2018, the Issuer issued 4,939 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,415 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 12:35 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 3,415 | $2.76 | $9,425.40 |
DisclosureSEC source: 0001179110-18-001407 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,156 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on February 1, 2018, the Issuer issued 4,939 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,415 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 11:59 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 3,665 | $2.84 | $10,408.60 |
DisclosureSEC source: 0001179110-18-000173 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,571 F1 · balance_after: On November 28,2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person on equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, On January 2, 2018, the Issuer issued 4,689 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,665 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 13:27 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 3,212 | $3.00 | $9,636.00 |
DisclosureSEC source: 0001179110-17-014753 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,236 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on December 1, 2017, the Issuer issued 5,142 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,212 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 12:23 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 3,212 | $2.44 | $7,837.28 |
DisclosureSEC source: 0001179110-17-013647 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,448 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on November 1, 2017, the Issuer issued 5,142 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,212 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 20:09 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 3,212 | $2.86 | $9,186.32 |
DisclosureSEC source: 0001179110-17-012836 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,660 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement")with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15,2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on October 2, 2017, the Issuer issued 5,142 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,212 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 12:17 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 3,212 | $2.46 | $7,901.52 |
DisclosureSEC source: 0001179110-17-011972 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,872 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on September 1, 2017, the Issuer issued 5,142 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,212 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 20:30 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $0.001 per share | 2,869 | $2.29 | $6,570.01 |
DisclosureSEC source: 0001179110-17-010880 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,084 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on August 1, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of is Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:32 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $.001 per share | 2,869 | $2.47 | $7,086.43 |
DisclosureSEC source: 0001179110-17-009994 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,953 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on July 3, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 13:31 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001179110-17-009167 · edgar.xml · derivative · entry 2 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2027-06-15 F2 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan. F3 · derivative.exercise_date: Such option vests in three equal annual installments beginning June 15, 2018. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 13:31 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | GrantCommon Stock, par value $0.001 per share | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-009167 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,822 F1 · price: On June 15, 2017, the Company awarded 10,000 shares of Company common stock as an annual equity grant in the form of restricted stock awards under the Celldex Therapeutics, Inc. 2008 Stock Option Plan subject to time-based forfeiture restrictions. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 12:09 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $.001 per share | 2,869 | $2.83 | $8,119.27 |
DisclosureSEC source: 0001179110-17-008265 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,822 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on June 1, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| May 01, 2017 Filed May 1, 2017 20:01 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $.001 per share | 2,869 | $3.33 | $9,553.77 |
DisclosureSEC source: 0001179110-17-006306 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,691 F1 · balance_after: On November 28,2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on May 1, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 20:37 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $.001 per share | 2,869 | $3.61 | $10,357.09 |
DisclosureSEC source: 0001179110-17-005387 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,560 F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. 66,839 shares of Common Stock, less Withholdings were issued to Reporting Person in March 2017 and the remaining 200,517 shares of Common Stock, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018. F2 · balance_after: Pursuant to the Severance Agreement, on April 3, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 14:10 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | Tax withholdingCommon Stock, par value $.001 per share | 32,927 | $3.54 | $116,561.58 |
DisclosureSEC source: 0001179110-17-003751 · edgar.xml · nonDerivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,429 F1 · balance_after: On November 28, 2016, in connection with Reporting Person's employment separation with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). 200,517 shares of Common Stock, less Withholdings, will be issued to Reporting Person ratably over 24 months commencing in the first quarter of 2017 and 66,839 shares of Common Stock, less Withholdings will be issued not later than March 15, 2017. The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. F2 · balance_after: Pursuant to the Severance Agreement, on March 1, 2017, the Issuer issued 59,182 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 32,927 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:08 UTC | Celldex Therapeutics, Inc. CLDX · Entity 4208 | GrantNon-Qualified Stock Otion (right to buy) · Derivative | 8,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001179110-16-033000 · edgar.xml · derivative · entry 1 McMahon Gerald PhD · CIK 0001290747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2026-12-14 F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan. F2 · derivative.exercise_date: 100% of the total amount of shares subject to the Option vests on December 14, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.