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McMahon Gerald PhD

Disclosed activity across 2 companies

Tapewire entity
143308
SEC CIK
0001290747

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celldex Therapeutics, Inc.CLDX · Entity 4208DirectorDecember 03, 2018December 04, 2018
Harpoon Therapeutics, Inc.HARP · Entity 11424Director · President and CEOJanuary 28, 2021January 29, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celldex Therapeutics, Inc.

Report date December 03, 2018 · Filed December 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001SEC Table I · non-derivativeDirect180,697 Reported balance After 2018-12-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-12-03 · Tax withholding · Disposed 2,824 · Balance 180,697

F1: On November 28, 2016, in connection with the Reporting Person's employment severance agreement the ("Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings ("Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2: Pursuant to the Severance Agreement, on December 3, 2018, the Issuer issued 5,343 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,824 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of its Common Stock to the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: On November 28, 2016, in connection with the Reporting Person's employment severance agreement the ("Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings ("Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2: Pursuant to the Severance Agreement, on December 3, 2018, the Issuer issued 5,343 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,824 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of its Common Stock to the Reporting Person.

Harpoon Therapeutics, Inc.

Report date January 28, 2021 · Filed January 29, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.66 · Expires 2031-01-27Direct181,470 Reported balance After 2021-01-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-01-28 · Grant · Acquired 181,470 · Balance 181,470

F1: The stock option vests and becomes exercisable as to 1/48th of the shares subject to the option on February 28, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments at the end of each month, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests and becomes exercisable as to 1/48th of the shares subject to the option on February 28, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments at the end of each month, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2021 Filed Jan 29, 2021 19:53 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 GrantEmployee Stock Option (right to buy) · Derivative 181,470 $0.00 Strike: $18.66 $0.00
Disclosure

SEC source: 0001209191-21-006302 · doc4.xml · derivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,470

Underlying: Common Stock · 181,470 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 1/48th of the shares subject to the option on February 28, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments at the end of each month, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:07 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 GrantEmployee Stock Option (right to buy) · Derivative 165,210 $0.00 Strike: $13.29 $0.00
Disclosure

SEC source: 0001209191-20-006700 · doc4.xml · derivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,210

Underlying: Common Stock · 165,210 shares

Expires 2030-01-30

F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 1/48th of the shares subject to the option on February 29, 2020, and thereafter vests as to 1/48th of the shares in equal monthly installments at the end of each month, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 05, 2019 Filed Sep 6, 2019 19:17 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 169,462 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-19-048821 · doc4.xml · derivative · entry 2

McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,590

Underlying: Common Stock · 169,462 shares

Expires 2027-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vested and became exercisable as to 25% of the shares subject to the option on December 19, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 05, 2019 Filed Sep 6, 2019 19:17 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 Exercise / conversionCommon Stock 169,462 $0.60 $101,677.20
Disclosure

SEC source: 0001209191-19-048821 · doc4.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 08:32 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 PurchaseCommon Stock 1,000 $10.16 $10,157.30
Disclosure

SEC source: 0001209191-19-030200 · doc4.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 08, 2019 Filed May 10, 2019 08:31 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 PurchaseCommon Stock 1,000 $10.56 $10,558.70
Disclosure

SEC source: 0001209191-19-028675 · doc4.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 03, 2019 Filed May 7, 2019 16:12 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 PurchaseCommon Stock 1,000 $10.53 $10,530.00
Disclosure

SEC source: 0001209191-19-027964 · doc4.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $10.510 to $10.546 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 12:35 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 2,824 $0.30 $843.25
Disclosure

SEC source: 0001179110-18-013378 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,697

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment severance agreement the ("Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings ("Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on December 3, 2018, the Issuer issued 5,343 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,824 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of its Common Stock to the Reporting Person.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 11:50 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 2,888 $0.31 $908.28
Disclosure

SEC source: 0001179110-18-012450 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,521

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock. par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on November 1, 2018, the Issuer issued 5,466 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,888 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 11:32 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 2,888 $0.45 $1,302.49
Disclosure

SEC source: 0001179110-18-011797 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,409

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment severance agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on October 1, 2018, the Issuer issued 5,466 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,888 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 11:59 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 2,813 $0.50 $1,412.13
Disclosure

SEC source: 0001182489-18-000319 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,297

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment severance agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, On September 4, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 11:55 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 2,813 $0.47 $1,308.05
Disclosure

SEC source: 0001179110-18-010087 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,110

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on August 1, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 11:43 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 2,813 $0.50 $1,416.63
Disclosure

SEC source: 0001179110-18-009240 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,923

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on July 2, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 11:32 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 67,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001179110-18-008560 · edgar.xml · derivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 67,000 shares

Expires 2028-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 12:15 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 2,813 $0.58 $1,632.10
Disclosure

SEC source: 0001179110-18-007858 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,736

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on June 1, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
May 01, 2018 Filed May 2, 2018 11:16 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 2,813 $0.74 $2,081.62
Disclosure

SEC source: 0001179110-18-006035 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,549

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on May 1, 2018, the Issuer issued 5,541 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,813 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 11:52 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 3,379 $2.33 $7,873.07
Disclosure

SEC source: 0001179110-18-005108 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,362

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on April 2, 2018, the Issuer issued 4,975 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,379 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 12:49 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 3,415 $2.25 $7,683.75
Disclosure

SEC source: 0001179110-18-003192 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,741

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on March 1, 2018, the Issuer issued 4,939 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,415 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 12:35 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 3,415 $2.76 $9,425.40
Disclosure

SEC source: 0001179110-18-001407 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,156

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on February 1, 2018, the Issuer issued 4,939 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,415 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 11:59 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 3,665 $2.84 $10,408.60
Disclosure

SEC source: 0001179110-18-000173 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,571

F1 · balance_after: On November 28,2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person on equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, On January 2, 2018, the Issuer issued 4,689 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,665 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 13:27 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 3,212 $3.00 $9,636.00
Disclosure

SEC source: 0001179110-17-014753 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,236

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on December 1, 2017, the Issuer issued 5,142 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,212 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 12:23 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 3,212 $2.44 $7,837.28
Disclosure

SEC source: 0001179110-17-013647 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,448

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on November 1, 2017, the Issuer issued 5,142 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,212 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 20:09 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 3,212 $2.86 $9,186.32
Disclosure

SEC source: 0001179110-17-012836 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,660

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement")with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings".) The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15,2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on October 2, 2017, the Issuer issued 5,142 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,212 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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September 01, 2017 Filed Sep 5, 2017 12:17 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 3,212 $2.46 $7,901.52
Disclosure

SEC source: 0001179110-17-011972 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,872

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on September 1, 2017, the Issuer issued 5,142 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 3,212 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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August 01, 2017 Filed Aug 1, 2017 20:30 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $0.001 per share 2,869 $2.29 $6,570.01
Disclosure

SEC source: 0001179110-17-010880 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,084

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on August 1, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of is Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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July 03, 2017 Filed Jul 5, 2017 20:32 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $.001 per share 2,869 $2.47 $7,086.43
Disclosure

SEC source: 0001179110-17-009994 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,953

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on July 3, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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June 15, 2017 Filed Jun 16, 2017 13:31 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001179110-17-009167 · edgar.xml · derivative · entry 2

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-15

F2 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F3 · derivative.exercise_date: Such option vests in three equal annual installments beginning June 15, 2018.

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June 15, 2017 Filed Jun 16, 2017 13:31 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantCommon Stock, par value $0.001 per share 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-009167 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,822

F1 · price: On June 15, 2017, the Company awarded 10,000 shares of Company common stock as an annual equity grant in the form of restricted stock awards under the Celldex Therapeutics, Inc. 2008 Stock Option Plan subject to time-based forfeiture restrictions.

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June 01, 2017 Filed Jun 1, 2017 12:09 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $.001 per share 2,869 $2.83 $8,119.27
Disclosure

SEC source: 0001179110-17-008265 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,822

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on June 1, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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May 01, 2017 Filed May 1, 2017 20:01 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $.001 per share 2,869 $3.33 $9,553.77
Disclosure

SEC source: 0001179110-17-006306 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,691

F1 · balance_after: On November 28,2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. The shares, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on May 1, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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April 03, 2017 Filed Apr 3, 2017 20:37 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $.001 per share 2,869 $3.61 $10,357.09
Disclosure

SEC source: 0001179110-17-005387 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,560

F1 · balance_after: On November 28, 2016, in connection with the Reporting Person's employment separation agreement with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016. 66,839 shares of Common Stock, less Withholdings were issued to Reporting Person in March 2017 and the remaining 200,517 shares of Common Stock, less Withholdings, are issuable to Reporting Person in equal monthly installments through December 2018.

F2 · balance_after: Pursuant to the Severance Agreement, on April 3, 2017, the Issuer issued 5,485 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 2,869 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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March 01, 2017 Filed Mar 3, 2017 14:10 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 Tax withholdingCommon Stock, par value $.001 per share 32,927 $3.54 $116,561.58
Disclosure

SEC source: 0001179110-17-003751 · edgar.xml · nonDerivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,429

F1 · balance_after: On November 28, 2016, in connection with Reporting Person's employment separation with Kolltan Pharmaceuticals, Inc., Reporting Person entered into a severance agreement (the "Severance Agreement") with Celldex Therapeutics, Inc. ("Issuer") whereby Issuer agreed to pay Reporting Person 267,356 shares of its common stock, par value $0.001 per share ("Common Stock") less required tax and other withholdings (the "Withholdings"). 200,517 shares of Common Stock, less Withholdings, will be issued to Reporting Person ratably over 24 months commencing in the first quarter of 2017 and 66,839 shares of Common Stock, less Withholdings will be issued not later than March 15, 2017. The Reporting Person previously reported ownership of such 267,356 shares on his Form 3 filed with the Securities and Exchange Commission on December 15, 2016.

F2 · balance_after: Pursuant to the Severance Agreement, on March 1, 2017, the Issuer issued 59,182 shares of its Common Stock to the Reporting Person. This Form 4 reflects the disposition to the Issuer of 32,927 shares of its Common Stock to satisfy required Withholdings in connection with such issuance of Common Stock to the Reporting Person.

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December 14, 2016 Filed Dec 15, 2016 21:08 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Otion (right to buy) · Derivative 8,000 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001179110-16-033000 · edgar.xml · derivative · entry 1

McMahon Gerald PhD · CIK 0001290747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2026-12-14

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 100% of the total amount of shares subject to the Option vests on December 14, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.