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CIM

CHIMERA INVESTMENT CORP

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4990
SEC CIK
0001409493
Parsed reports
230

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2020 Filed Feb 19, 2020 21:21 UTC
Kardis Phillip John IIChief Legal Officer
Tax withholdingCommon Stock 30,922 $22.50 $695,745.00
Disclosure

SEC source: 0001157523-20-000229 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,514

F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted share units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:20 UTC
MARRIA MOHITChief Investment Officer
Tax withholdingCommon Stock 4,113 $22.50 $92,542.50
Disclosure

SEC source: 0001157523-20-000228 · form4.xml · nonDerivative · entry 2

MARRIA MOHIT · CIK 0001594020 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,868

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:20 UTC
MARRIA MOHITChief Investment Officer
GrantCommon Stock 48,578 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000228 · form4.xml · nonDerivative · entry 1

MARRIA MOHIT · CIK 0001594020 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,981

F1 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2020.

F2 · price: Each PSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:16 UTC
Yarlagadda ChoudharyChief Operating Officer
GrantCommon Stock 81,236 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000227 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,988

F1 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2020.

F2 · price: Each PSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:15 UTC
COLLIGAN ROBERT SChief Financial Officer
Tax withholdingCommon Stock 39,578 $22.50 $890,505.00
Disclosure

SEC source: 0001157523-20-000224 · form4.xml · nonDerivative · entry 2

COLLIGAN ROBERT S · CIK 0001577428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,977

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:15 UTC
COLLIGAN ROBERT SChief Financial Officer
GrantCommon Stock 45,131 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000224 · form4.xml · nonDerivative · entry 1

COLLIGAN ROBERT S · CIK 0001577428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,555

F1 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2020.

F2 · price: Each PSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") and deferred share units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC
LAMBIASE MATTHEWDirector · CEO, President and Director
GrantCommon Stock 42,332 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000020 · form4.xml · nonDerivative · entry 1

LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,875

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:04 UTC
COLLIGAN ROBERT SChief Financial Officer
Tax withholdingCommon Stock 3,154 $20.59 $64,940.86
Disclosure

SEC source: 0001157523-20-000023 · form4.xml · nonDerivative · entry 2

COLLIGAN ROBERT S · CIK 0001577428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,854

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:04 UTC
COLLIGAN ROBERT SChief Financial Officer
GrantCommon Stock 15,875 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000023 · form4.xml · nonDerivative · entry 1

COLLIGAN ROBERT S · CIK 0001577428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,008

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and deferred share units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:07 UTC
Kardis Phillip John IIChief Legal Officer
Tax withholdingCommon Stock 4,732 $20.59 $97,431.88
Disclosure

SEC source: 0001157523-20-000025 · form4.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,768

F5 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:07 UTC
Kardis Phillip John IIChief Legal Officer
GrantCommon Stock 23,812 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000025 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,500

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs') issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:00 UTC
MARRIA MOHITChief Investment Officer
GrantCommon Stock 24,052 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000021 · form4.xml · nonDerivative · entry 1

MARRIA MOHIT · CIK 0001594020 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,903

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:00 UTC
Yarlagadda ChoudharyChief Operating Officer
GrantCommon Stock 28,574 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000022 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,282

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:18 UTC GrantCommon Stock 9,568 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-001707 · form4.xml · nonDerivative · entry 1

Reilly Brian Patrick · CIK 0001784056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,568

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) May 30, 2020, or (2) the date of the Company's next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of (1) January 31, 2024 or (2) separation from service.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:54 UTC GrantCommon Stock 5,299 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-001352 · form4.xml · nonDerivative · entry 1

Mahoney Dennis · CIK 0001488524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,177

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, May 30, 2020, or (2) the date of the Company's next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation from service.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:44 UTC
DONLIN PAULDirector
GrantCommon Stock 16,161 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-001350 · form4.xml · nonDerivative · entry 1

DONLIN PAUL · CIK 0001418488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,002

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, May 30, 2020, or (2) the date of the next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of (1) January 31, 2031 or (2) separation from service.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 21:02 UTC GrantCommon Stock 5,299 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-001355 · form4.xml · nonDerivative · entry 1

BAZEMORE TERESA BRYCE · CIK 0001721267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,903

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, May 30, 2020, or (2) the date of the Company's next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation from service.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:56 UTC GrantCommon Stock 5,299 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-001353 · form4.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,637

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, May 30, 2020, or (2) the date of the Company's next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation from service.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:44 UTC
STILL DEBRADirector
GrantCommon Stock 5,299 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-001349 · form4.xml · nonDerivative · entry 1

STILL DEBRA · CIK 0001733953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,766

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, May 30, 2020, or (2) the date of the Company's next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:59 UTC
ABRAMS MARKDirector
GrantCommon Stock 5,299 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-001354 · form4.xml · nonDerivative · entry 1

ABRAMS MARK · CIK 0001286122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,733

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, May 30, 2020, or (2) the date of the Company's next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of (1) January 31, 2022 or (2) separation from service.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:52 UTC GrantCommon Stock 5,299 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-001351 · form4.xml · nonDerivative · entry 1

Reilly John Patrick · CIK 0001310516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,897

F1 · shares: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, May 30, 2020, or (2) the date of the Company's next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of (1) January 31, 2022 or (2) separation from service.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:34 UTC
COLLIGAN ROBERT SChief Financial Officer
Tax withholdingCommon Stock 42,088 $18.52 $779,469.76
Disclosure

SEC source: 0001157523-19-000401 · form4.xml · nonDerivative · entry 3

COLLIGAN ROBERT S · CIK 0001577428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,656

F5 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:34 UTC
COLLIGAN ROBERT SChief Financial Officer
GrantCommon Stock 59,597 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000401 · form4.xml · nonDerivative · entry 2

COLLIGAN ROBERT S · CIK 0001577428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,743

F4 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2019.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:34 UTC
COLLIGAN ROBERT SChief Financial Officer
GrantCommon Stock 31,566 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000401 · form4.xml · nonDerivative · entry 1

COLLIGAN ROBERT S · CIK 0001577428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,146

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and deferred share units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 17:33 UTC
LAMBIASE MATTHEWDirector · CEO, President and Director
Tax withholdingCommon Stock 9,130 $18.52 $169,087.60
Disclosure

SEC source: 0001157523-19-000400 · form4.xml · nonDerivative · entry 3

LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,397

F6 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 17:33 UTC
LAMBIASE MATTHEWDirector · CEO, President and Director
GrantCommon Stock 158,924 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000400 · form4.xml · nonDerivative · entry 2

LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,526

F5 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2019.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 17:33 UTC
LAMBIASE MATTHEWDirector · CEO, President and Director
GrantCommon Stock 84,176 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000400 · form4.xml · nonDerivative · entry 1

LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,602

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:41 UTC
MARRIA MOHITChief Investment Officer
Tax withholdingCommon Stock 4,088 $18.52 $75,709.76
Disclosure

SEC source: 0001567619-19-005018 · doc1.xml · nonDerivative · entry 3

MARRIA MOHIT · CIK 0001594020 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,816

F6 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:41 UTC
MARRIA MOHITChief Investment Officer
GrantCommon Stock 63,570 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005018 · doc1.xml · nonDerivative · entry 2

MARRIA MOHIT · CIK 0001594020 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,904

F5 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2019.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:41 UTC
MARRIA MOHITChief Investment Officer
GrantCommon Stock 33,671 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005018 · doc1.xml · nonDerivative · entry 1

MARRIA MOHIT · CIK 0001594020 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,334

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:34 UTC
Kardis Phillip John IIChief Legal Officer
Tax withholdingCommon Stock 31,674 $18.52 $586,602.48
Disclosure

SEC source: 0001157523-19-000402 · form4.xml · nonDerivative · entry 2

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,593

F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:34 UTC
Kardis Phillip John IIChief Legal Officer
GrantCommon Stock 40,497 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000402 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,267

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 22:31 UTC
Yarlagadda ChoudharyChief Operating Officer
Tax withholdingCommon Stock 5,743 $18.52 $106,360.36
Disclosure

SEC source: 0001157523-19-000399 · form4.xml · nonDerivative · entry 3

Yarlagadda Choudhary · CIK 0001650531 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,899

F6 · shares: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs.

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February 16, 2019 Filed Feb 20, 2019 22:31 UTC
Yarlagadda ChoudharyChief Operating Officer
GrantCommon Stock 107,274 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000399 · form4.xml · nonDerivative · entry 2

Yarlagadda Choudhary · CIK 0001650531 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,642

F5 · kind: Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2019.

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February 16, 2019 Filed Feb 20, 2019 22:31 UTC
Yarlagadda ChoudharyChief Operating Officer
GrantCommon Stock 56,819 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000399 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,368

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

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January 02, 2019 Filed Jan 3, 2019 16:20 UTC
LAMBIASE MATTHEWDirector · CEO, President and Director
GrantCommon Stock 47,761 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000288 · doc1.xml · nonDerivative · entry 1

LAMBIASE MATTHEW · CIK 0001419165 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,596

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service.

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

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January 02, 2019 Filed Jan 3, 2019 21:24 UTC
Yarlagadda ChoudharyChief Operating Officer
GrantCommon Stock 32,239 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000026 · form4.xml · nonDerivative · entry 1

Yarlagadda Choudhary · CIK 0001650531 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,733

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service.

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

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January 02, 2019 Filed Jan 3, 2019 21:23 UTC
COLLIGAN ROBERT SChief Financial Officer
GrantCommon Stock 17,911 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000025 · form4.xml · nonDerivative · entry 1

COLLIGAN ROBERT S · CIK 0001577428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,762

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

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January 02, 2019 Filed Jan 3, 2019 21:16 UTC
MARRIA MOHITChief Investment Officer
GrantCommon Stock 27,137 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000023 · form4.xml · nonDerivative · entry 1

MARRIA MOHIT · CIK 0001594020 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,209

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units (''RSUs''). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · shares: The reporting person elected to defer share settlement until separation of service.

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F4 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

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January 02, 2019 Filed Jan 3, 2019 21:15 UTC
Kardis Phillip John IIChief Legal Officer
GrantCommon Stock 26,866 $0.00 $0.00
Disclosure

SEC source: 0001157523-19-000022 · form4.xml · nonDerivative · entry 1

Kardis Phillip John II · CIK 0001652530 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,954

F1 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

F3 · balance_after: Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

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December 20, 2018 Filed Dec 21, 2018 21:36 UTC GrantCommon Stock 10,000 $17.39 $173,900.00
Disclosure

SEC source: 0001567619-18-008520 · doc1.xml · nonDerivative · entry 1

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,101

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December 14, 2018 Filed Dec 17, 2018 17:31 UTC
DONLIN PAULDirector
GrantSeries C Preferred Stock 1,000 $24.52 $24,520.00
Disclosure

SEC source: 0001567619-18-008142 · doc1.xml · nonDerivative · entry 3

DONLIN PAUL · CIK 0001418488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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December 14, 2018 Filed Dec 17, 2018 17:31 UTC
DONLIN PAULDirector
GrantSeries B Preferred Stock 1,000 $25.25 $25,250.00
Disclosure

SEC source: 0001567619-18-008142 · doc1.xml · nonDerivative · entry 2

DONLIN PAUL · CIK 0001418488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
December 14, 2018 Filed Dec 17, 2018 17:31 UTC
DONLIN PAULDirector
GrantSeries A Preferred Stock 1,000 $25.03 $25,030.00
Disclosure

SEC source: 0001567619-18-008142 · doc1.xml · nonDerivative · entry 1

DONLIN PAUL · CIK 0001418488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:45 UTC GrantCommon Stock 5,534 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027115 · doc1.xml · nonDerivative · entry 2

Mahoney Dennis · CIK 0001488524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,400

F3 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F1 · shares: The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation of service.

F4 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

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June 01, 2018 Filed Jun 4, 2018 16:56 UTC
DONLIN PAULDirector
GrantCommon Stock 11,205 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027140 · doc1.xml · nonDerivative · entry 2

DONLIN PAUL · CIK 0001418488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,180

F3 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F1 · shares: The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of January 31, 2026 or separation of service.

F4 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:49 UTC GrantCommon Stock 5,534 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027124 · doc1.xml · nonDerivative · entry 2

CREAGH GERARD · CIK 0001413235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,447

F3 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F1 · shares: The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation of service.

F4 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:50 UTC GrantCommon Stock 12,173 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027128 · doc1.xml · nonDerivative · entry 2

Reilly John Patrick · CIK 0001310516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,040

F3 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs").The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock.The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F1 · shares: The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of January 31, 2021 or separation of service.

F4 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

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June 01, 2018 Filed Jun 4, 2018 20:49 UTC
STILL DEBRADirector
GrantCommon Stock 5,534 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027126 · doc1.xml · nonDerivative · entry 2

STILL DEBRA · CIK 0001733953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860

F2 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F3 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:46 UTC GrantCommon Stock 5,534 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027118 · doc1.xml · nonDerivative · entry 2

BAZEMORE TERESA BRYCE · CIK 0001721267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,744

F3 · kind: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the first anniversary of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F1 · shares: The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation of service.

F4 · price: Each RSU has the economic equivalent of one share of Chimera common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.